UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
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UMESH HEENDENIYA,
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Plaintiff,
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v.
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Civil Action No. 5:15-CV-01238-
GTS-TWD
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ST. JOSEPH’S HOSPITAL HEALTH
CENTER;
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Honorable Glenn T. Suddaby
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ROGER GARY LEVINE, MD; LISA
MARIE
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(Chief U.S. District Judge)
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O’CONNOR, MD; GEORGE O. TREMITI, MD;
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HORATIUS ROMAN, MD; JOANNE
MARY
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Honorable Therese Wiley Dancks
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FRENCH, RN; WENDY BRISCOE, RN; SUSAN
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(U.S. Magistrate Judge)
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LYNN CATE, LMFT; ROSALINE SPINELLA,
RN;
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ROBERT MICHAEL CONSTANTINE, MD;
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MITCHELL BRUCE FELDMAN, MD;
CYNTHIA A.
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RYBAK, NP; KATHRYN HOWE RUSCITTO,
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PRESIDENT and CEO; LOWELL A.
SEIFTER, JD,
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SENIOR VP and GENERAL COUNSEL;
MEREDITH
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PRICE, VP of FINANCIAL
SERVICES and CFO;
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DEBORAH WELCH, VP; GAEL
GILBERT, RN, MBA,
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DIRECTOR; SJHHC DOES 1-5
INCLUSIVE;
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CORPORATIONS A-F INCLUSIVE;
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ERIC T. SCHNEIDERMAN, ESQ.,
NEW YORK
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ATTORNEY GENERAL; ANN MARIE T.
SULLIVAN,
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Complaint for Monetary Damages,
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M.D., COMMISSIONER OF OMH; JOSHUA
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Injunctive Relief, and Declaratory
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PEPPER, ESQ, DEPUTY
COMMISSIONER OF
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Judgment.
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OMH; MICHAEL C. GREEN, EXECUTIVE
DEPUTY
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COMMISSIONER OF THE DCJS; NEW YORK
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STATE OFFICE OF MENTAL HEALTH (“OMH”);
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NICS APPEALS OFFICE - OMH; NEW
YORK STATE
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DIVISION OF CRIMINAL JUSTICE SERVICES
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(“DCJS”);
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Defendants.
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SECOND AMENDED COMPLAINT AND JURY DEMAND
COMES NOW the pro se, mentally and physically disabled Plaintiff Umesh Heendeniya
(henceforth “Heendeniya”), and hereby alleges as follows:
INTRODUCTORY
STATEMENT
1. This legal action [1] is a medical malpractice case with relevant New
York State tort claims arising out of the unlawful and unjust, involuntary
admission of Heendeniya by defendants St. Joseph’s Hospital Health
Center (henceforth “SJHHC”); Joanne Mary French, RN; Wendy Briscoe, RN; Susan Lynn Cate, LMFT; Rosaline Spinella, RN;
Cynthia A. Rybak, NP; Kathryn Howe Ruscitto, President and CEO of SJHHC; Lowell
A. Seifter, JD, Senior VP and General Counsel of SJHHC; Meredith Price, VP and
CFO of SJHHC; Deborah Welch, VP for People at SJHHC; Gael Gilbert, MBA, RN and
Director of SJHHC’s psychiatric ward; and SJHHC Does 1-5 inclusive. These sixteen (16) defendants
will be referred to collectively as the “SJHHC
defendants.” The six (6) defendants who are medical doctors-- Roger Gary
Levine, MD; Lisa Marie O'Connor, MD; George O. Tremiti, MD; Horatius Roman, MD;
Robert Michael Constantine, MD; and Mitchell Bruce Feldman, MD-- will be
referred to as the “Physician defendants,”
and their direct employers (i.e., a physician group, partnership, limited
liability corporation, etc.) are named and identified as “Corporation A”
through “Corporation F” inclusive.
2.
This legal
action is also a civil rights case with relevant federal statutory and
constitutional claims against defendants New York State Office of Mental Health
(henceforth
“OMH”); Ann Marie T. Sullivan, M.D., Commissioner of OMH; Joshua Benjamin Pepper, Esq., Deputy
Commissioner and Counsel of OMH; NICS
Appeals Office - OMH Central Files; New
York State Division of Criminal Justice Services (henceforth “DCJS”);
Michael C. Green, Executive Deputy Commissioner of DCJS; and Eric T. Schneiderman, Esq., New York State Attorney General.
These seven (7) defendants will be referred to collectively as the “State defendants.”
3.
The claims
include violation of the Second Amendment (via section 1983[2]
against the New York State defendants);
violation of The Fourteenth Amendment’s procedural due process clause (via
section 1983); violation of The Fourteenth
Amendment’s substantive due process clause (via section 1983); violation of the equal protection
clause of the Fourteenth Amendment (via section 1983); Medical Malpractice; violation of Title III of The
Americans with Disabilities Act (ADA) and Section 504 of The Rehabilitation Act; violation of Title V of The Americans
with Disabilities Act (ADA) and Section 504 of The Rehabilitation Act; violation of Title II of The
Americans with Disabilities Act (ADA) and Section 504 of The Rehabilitation Act; Civil Conspiracy (New York State
tort); New York Civil Rights Law Article
7 § 79-n (Bias-related Violence or Intimidation, Civil Remedy); New York Mental Hygiene Article 33 §
33.01 (Protection of Patients' Rights);
New York Civil Rights Law Article 4 § 40 (Equal Rights in Places of Public
Accommodation, Resort or Amusement);
New York Civil Rights Law Article 4 § 40-c (Discrimination); New York Civil Rights Law Article 4 § 40-d (Penalty for
Violation); New York Civil Rights
Law Article 4 § 41 (Penalty for Violation);
Negligent Infliction of Emotional Distress;
and Intentional Infliction of Emotional Distress.
THE PARTIES
4.
The pro
se, mentally and physically disabled plaintiff Heendeniya is a resident of
Hernando County, Florida.
5.
The
defendant, St. Joseph’s Hospital Health Center (henceforth
“SJHHC” or “defendant SJHHC”), is
a health care delivery system,
offering a wide range of services. It’s
located at 301 Prospect Avenue, Syracuse, NY-13203. SJHHC
runs and maintains a unit/department of psychiatry (officially called “Unit
3-6” and henceforth referred to as “unit 3-6”) located within the hospital and
is licensed to provide psychiatric services by the New York State Office of
Mental Health (henceforth, “NY OMH” or “OMH”). SJHHC is being sued under the
doctrine of respondeat superior.
6.
In 2015, SJHHC joined together with Trinity
Health (on information and belief, this healthcare system is headquartered in
the State of Michigan).
7.
Defendant Kathryn Howe Ruscitto
(henceforth, “defendant Ruscitto”) is the President and the CEO of SJHHC, and
worked at SJHHC in April, 2013, in Syracuse, New York.
8.
Defendant Meredith Price (henceforth,
“defendant Price”) is a VP and the CFO of SJHHC, and worked at SJHHC in April,
2013, in Syracuse, New York.
9.
Defendant Lowell A. Seifter, JD
(henceforth, “defendant Seifter”), is the Senior VP and General Counsel of
SJHHC, and worked at SJHHC in April, 2013, in Syracuse, New York.
10. Defendant
Deborah Welch (henceforth, “defendant Welch”) is the VP for Mission Integration
and Organizational Development (at the time the original complaint was filed in
October, 2015, on information and belief, her title stated that she was the VP
for People at SJHHC), and worked at SJHHC in April, 2013, in Syracuse, New
York.
11. On
information and belief, defendant Gael Gilbert, MBA, RN (henceforth, “defendant
Gilbert”) worked at SJHHC in April, 2013, in Syracuse, New York.
12. On
information and belief, defendant Gilbert was a registered nurse (RN) in April,
2013.
13. On
information and belief, defendant Gilbert currently holds an MBA graduate
degree.
14. On
information and belief, defendant Gilbert was a director of the psychiatric
unit (unit 3-6) at SJHHC in April, 2013.
15. Defendant
Gilbert was wholly or partly responsible for the operation and management of
unit 3-6 in April, 2013.
16. On
information and belief, defendant Roger Gary Levine, MD (henceforth, “defendant
Levine”), who at all times relevant hereto engaged in the practice of medicine
under license from the State of New York, was a psychiatrist who worked in unit
3-6 under the grant of certain privileges provided to him by defendant SJHHC, and
he worked at SJHHC in April, 2013, in Syracuse, New York.
17. Defendant
Levine, on information and belief, was a director of unit 3-6 in April, 2013.
18. Defendant
Levine, was wholly or partly responsible for the operation and management of
unit 3-6 in April, 2013.
19. At
the present time, defendant Levine is not directly employed by defendant SJHHC,
but is instead employed by a different corporate entity.
20. Defendant
Levine’s employer’s proper legal name is presently unknown, and thus is
temporarily identified and named as Corporation A. Corporation A is being sued
under the doctrine of respondeat superior.
When Corporation A’s true legal name is subsequently discovered during
litigation, it will be substituted/replaced with its true legal name.
21. On
information and belief, at the present time, defendant Levine continues to
provide medical services at SJHHC in Syracuse, New York.
22. On
information and belief, defendant Lisa Marie O'Connor, MD (henceforth,
“defendant O’Connor”), who at all times relevant hereto engaged in the practice
of medicine under license from the State of New York, was a psychiatrist who worked
in unit 3-6 under the grant of certain privileges provided to her by defendant
SJHHC, and she worked at SJHHC in April, 2013, in Syracuse, New York.
23. At
the present time, defendant O’Connor is not directly employed by defendant
SJHHC, but is instead employed by a different corporate entity.
24. Defendant
O’Connor’s employer’s proper legal name is presently unknown, and thus is
temporarily identified and named as Corporation B. Corporation B is being sued
under the doctrine of respondeat superior.
When Corporation B’s true legal name is subsequently discovered during
litigation, it will be substituted/replaced with its true legal name.
25. On
information and belief, at the present time, defendant O’Connor continues to
provide medical services at SJHHC in Syracuse, New York.
26. On
information and belief, defendant George O. Tremiti, MD (henceforth, “defendant
Tremiti”), who at all times relevant hereto engaged in the practice of medicine
under license from the State of New York, was a physician who worked at SJHHC under
the grant of certain privileges provided to him by defendant SJHHC, and he worked
at SJHHC in April, 2013, in Syracuse, New York.
27. On
information and belief, defendant Tremiti specialized in general surgery in
April, 2013.
28. At
the present time, defendant Tremiti is not directly employed by defendant
SJHHC, but is instead employed by a different corporate entity.
29. Defendant
Tremiti’s employer’s proper legal name is presently unknown, and thus is
temporarily identified and named as Corporation C. Corporation C is being sued
under the doctrine of respondeat superior.
When Corporation C’s true legal name is subsequently discovered during
litigation, it will be substituted/replaced with is true legal name.
30. On
information and belief, at the present time, defendant Tremiti continues to
provide medical services at SJHHC in Syracuse, New York.
31. On
information and belief, defendant Horatius Roman, MD (henceforth, “defendant
Roman”), who at all times relevant hereto engaged in the practice of medicine
under license from the State of New York, was a physician who worked at SJHHC
under the grant of certain privileges provided to him by defendant SJHHC, and he
worked at SJHHC in April, 2013, in Syracuse, New York.
32. On
information and belief, defendant Roman specialized in Anesthesiology in April,
2013.
33. At
the present time, defendant Roman is not directly employed by defendant SJHHC,
but is instead employed by a different corporate entity.
34. Defendant
Roman’s employer’s proper legal name is presently unknown, and thus is
temporarily identified and named as Corporation D. Corporation D is being sued
under the doctrine of respondeat superior.
When Corporation D’s true legal name is subsequently discovered during
litigation, it will be substituted/replaced with its true legal name.
35. On
information and belief, at the present time, defendant Roman continues to
provide medical services at SJHHC in Syracuse, New York.
36. On
information and belief, defendant Joanne Mary French (henceforth, “defendant
French”), worked in unit 3-6 under the grant of certain privileges provided to
her by defendant SJHHC, and she worked at SJHHC in April, 2013, in Syracuse,
New York.
37. On
information and belief, defendant French was a registered nurse (RN) in April,
2013.
38. On
information and belief, defendant Wendy Briscoe (henceforth, “defendant
Briscoe”), worked in unit 3-6 under the grant of certain privileges provided to
her by defendant SJHHC, and she worked at SJHHC in April, 2013, in Syracuse,
New York.
39. On
information and belief, defendant Briscoe was a registered nurse (RN) in April,
2013.
40. On
information and belief, defendant Susan Lynn Cate (henceforth, “defendant
Cate”), worked in unit 3-6 under the grant of certain privileges provided to
her by defendant SJHHC, and she worked at SJHHC in April, 2013, in Syracuse,
New York.
41. On
information and belief, defendant Cate was a licensed marriage and family
therapist (LMFT) in April, 2013.
42. On
information and belief, defendant Rosaline Spinella (henceforth, “defendant
Spinella”), worked in unit 3-6 under the grant of certain privileges provided
to her by defendant SJHHC, and she worked at SJHHC in April, 2013, in Syracuse,
New York.
43. On
information and belief, defendant Spinella was a registered nurse (RN) in
April, 2013.
44. On
information and belief, defendant Spinella worked in unit 3-6 in April, 2013,
in an administrative capacity.
45. On
information and belief, defendant Robert Michael Constantine, MD (henceforth,
“defendant Constantine”), who at all times relevant hereto engaged in the
practice of medicine under license from the State of New York, was a physician who
worked at SJHHC’s Intensive Care Unit (“ICU”) under the grant of certain
privileges provided to him by defendant SJHHC, and he worked at SJHHC in April,
2013, in Syracuse, New York.
46. On
information and belief, defendant Constantine specialized in Anesthesiology in
April, 2013.
47. At
the present time, defendant Constantine is not directly employed by defendant
SJHHC, but is instead employed by a different corporate entity.
48. Defendant
Constantine’s employer’s proper legal name is presently unknown, and thus is
temporarily identified and named as Corporation E. Corporation E is being sued
under the doctrine of respondeat superior.
When Corporation E’s true legal name is subsequently discovered during
litigation, it will be substituted/replaced with its true legal name.
49. On
information and belief, at the present time, defendant Constantine continues to
provide medical services at SJHHC in Syracuse, New York.
50. On
information and belief, defendant Mitchell Bruce Feldman, MD (henceforth,
“defendant Feldman”), who at all times relevant hereto engaged in the practice
of medicine under license from the State of New York, was a physician who
worked at SJHHC’s Emergency Room (“ER”) under the grant of certain privileges
provided to him by defendant SJHHC, and he worked at SJHHC in April, 2013, in
Syracuse, New York.
51. On
information and belief, defendant Feldman specialized in Emergency Medicine in
April, 2013.
52. At
the present time, defendant Feldman is not directly employed by defendant
SJHHC, but is instead employed by a different corporate entity.
53. Defendant
Feldman’s employer’s proper legal name is presently unknown, and thus is
temporarily identified and named as Corporation F. Corporation F is being sued
under the doctrine of respondeat superior.
When Corporation F’s true legal name is subsequently discovered during
litigation, it will be substituted/replaced with its true legal name.
54. On
information and belief, at the present time, defendant Feldman continues to
provide medical services at SJHHC in Syracuse, New York.
55. On
information and belief, defendant Cynthia A. Rybak (henceforth, “defendant
Rybak”), worked at SJHHC under the grant of certain privileges provided to her
by defendant SJHHC, and she worked at SJHHC in April, 2013, in Syracuse, New
York.
56. On
information and belief, defendant Rybak was a Nurse Practitioner (NP) in April,
2013.
57. On
information and belief, defendant Rybak specialized in Emergency Medicine in
April, 2013.
58. On
information and belief, defendant SJHHC is a recipient of federal and state
funding.
59. At
all times relevant hereto, defendant French, defendant Briscoe, defendant Cate,
defendant Spinella, defendant Rybak, defendant Ruscitto, defendant Price,
defendant Seifter, defendant Welch, and defendant Gilbert were the agents,
ostensible agents, servants, workers and/or employees of defendant SJHHC and
were acting within the course and scope of their employment.
60. At
all times relevant hereto, the six (6) Physician defendants-- defendant Levine,
defendant O'Connor, defendant Tremiti, defendant Roman, defendant Constantine,
and defendant Feldman-- were the agents, ostensible agents, servants, workers
and/or employees of corporate defendants ‘Corporation A’ through ‘Corporation F’
respectively, and were acting within the course and scope of their employment.
61. At
all times relevant hereto, defendant French, defendant Briscoe, defendant Cate,
defendant Spinella, defendant Rybak, defendant
Ruscitto, defendant Price, defendant Seifter, defendant Welch, and defendant
Gilbert were acting on behalf of and in furtherance of the business purposes of
defendant SJHHC.
62. At
all times relevant hereto, the six Physician defendants-- defendant Levine,
defendant O'Connor, defendant Tremiti, defendant Roman, defendant Constantine,
and defendant Feldman-- were acting on behalf of and in furtherance of the
business purposes of corporate defendants 'Corporation A' through 'Corporation
F' respectively.
63. At
all times relevant hereto, defendant SJHHC held itself out as a provider and an
institution equipped and staffed to provide skilled and competent diagnosis,
treatment and monitoring of psychiatric patients admitted to its emergency
department, its intensive care department, its general medical department, and
its psychiatric department (unit 3-6).
64. Defendant
Eric T. Schneiderman, Esq., who is sued solely in his official capacity, is the
Attorney General of the State of New York, and is responsible for executing and
administering laws, customs, usage, practices, policies, and procedure of the
State of New York, including NY Mental Hygiene Law and NY Civil Rights Law.
Only injunctive and declaratory relief is sought against him.
65. Defendant
New York State Office of Mental Health (hereinafter “NY OMH” or “OMH”) is an
agency of the State of New York established under the New York Mental Hygiene
Law, and its principle offices are located at 44 Holland Avenue, Albany, New
York 12229. Only injunctive and declaratory relief is sought against it.
66. OMH
works with local governments, hospitals operated by municipalities, private
psychiatric hospitals, and private general hospitals with psychiatric units to
develop a comprehensive system for the care and treatment of mentally ill
individuals in New York State.
67. Thus,
in sum, in New York State there is one unified civil commitment operation which
includes participation of OMH hospitals, hospitals operated by municipalities,
private psychiatric hospitals, and private general hospitals with psychiatric
units.
68. Defendant
Ann Marie T. Sullivan, M.D., who is sued solely in her official capacity, is
the Commissioner of the New York State Office of Mental Health. Her office is
located at 44 Holland Avenue, Albany, New York 12229. Only injunctive and
declaratory relief is sought against her.
69. Defendant
Joshua Benjamin Pepper, Esq., who is sued solely in his official capacity, is
the Deputy Commissioner and Counsel of the ‘Office of Counsel’ within the New
York State Office of Mental Health. His office is located at 44 Holland Avenue,
Albany, New York 12229. Only injunctive and declaratory relief is sought
against him.
70. Defendant
New York State Division of Criminal Justice Services (hereinafter “DCJS”) is an
agency of the State of New York established under the New York State Executive
Law, and its principle offices are located in the Alfred E. Smith Building, 80
South Swan Street, Albany, New York 12210. Only injunctive and declaratory
relief is sought against it.
71. Defendant
Michael C. Green, who is sued solely in his official capacity, is the Executive
Deputy Commissioner of the New York State Division of Criminal Justice
Services. His office is located at 80 South Swan Street, Albany, NY-12210. Only
injunctive and declaratory relief is sought against him.
72. At
all times relevant to this complaint, in doing the acts and things hereinafter
complained of, the four (4) New York State natural defendants were acting
within the scope of their employment, responsibilities, and authorities.
73. At
all times relevant to this complaint, in doing the acts and things hereinafter
complained of, the four (4) New York State natural defendants were using their
authority in furtherance of their employer’s (New York State’s or a New York State
agency’s) interests.
74. At
all times relevant to this complaint, in doing the acts and things hereinafter
complained of, the four (4) New York State natural defendants were acting in
their capacity as employees/officials of NY State.
75. At
all times relevant to this complaint, in doing the acts and things hereinafter
complained of, the four (4) New York State natural defendant employees/officials
were acting under color of State law.
76. The
fictitious defendants (both natural persons and artificial persons) are
otherwise unknown to Heendeniya at this time. If their identities are known to
Heendeniya at this time, their identities as proper party defendants are not
known to him at this time. The true and correct names of the fictitious
defendants will be substituted by amendments when the aforesaid information is
ascertained. The fictitious defendants may be sued under the doctrines of respondeat superior, joint and several
liability, agency and/or other doctrines.
77. At
all relevant times, each natural person directly or indirectly involved was an
agent, representative, official, and/or employee of the natural or artificial
persons or defendants.
78. All
natural persons are being sued in their individual and official capacities,
unless
specifically stated otherwise.
specifically stated otherwise.
JURISDICTION AND
VENUE
79. This Court has jurisdiction over Heendeniya’s claims
against the defendants pursuant to 28 USC § 1331 [statute authorizes
jurisdiction of civil actions arising under the constitution, laws and treaties
of the United States]; 28 USC § 1332
[statute authorizes jurisdiction of civil actions arising under diversity of
citizenship]; 28 U.S.C. § 1367
[statute authorizes jurisdiction of civil actions arising under supplemental
jurisdiction]; and 28 U.S.C. §§ 2201
and 2202 [declaratory judgment statutes].
80. This
Court is vested with authority to grant the requested declaratory relief by operation
of 28 U.S.C. § 2201 and pursuant to Rule 57 of the Federal Rules of Civil
Procedure.
81. This
Court is vested with authority to grant the requested injunctive relief by
operation of 28 U.S.C. § 2202 and pursuant to Rule 65 of the Federal Rules of
Civil Procedure.
82. Venue is proper in this district
pursuant to 28 U.S.C. 1391, and because a substantial part of the events or omissions giving rise to the claims occurred
in Onandaga County, New York.
83. Heendeniya alleges
that he is demanding compensatory damages exceeding $75,000, from
the
16 SJHHC defendants, the 6 Physician defendants, and Corporations A-F.
STATEMENT OF FACTS
Brief Biography
84. Heendeniya
was born in Sri Lanka, but has lived continuously in the United States for over
26 years, and has been a Lawful Permanent Resident (“LPR” or “Green Card”
holder) for over 17 years.
85. Although
Heendeniya is not a U.S. Citizen, but is instead a lawful permanent resident,
the U.S. Constitution’s use of the term “the people” in the Second Amendment
context includes lawful permanent residents like him. See District of
Columbia v. Heller, 554 U.S. 570, 580 (2008) (observing that the
“provisions of the Constitution that mention ‘the people’ . . . refers to all
members of the political community, not an unspecified subset”) and
“`[T]he people' seems to have been a
term of art employed in select parts of the Constitution . . .[Its uses]
sugges[t] that `the people' protected by the Fourth Amendment, and by the First
and Second Amendments, and to whom rights and powers are reserved in the Ninth
and Tenth Amendments, refers to a class of persons who are part of a national
community or who have otherwise developed sufficient connection with this
country to be considered part of that community.”
United States v. Verdugo-Urquidez, 494 U.S. 259, 265 (1990).
86. Heendeniya
has a constitutional right under the Second Amendment “to keep and bear arms
for lawful purposes, most notably for self-defense within the home.” McDonald
v. Chicago, 561 U.S. 742, 780 (2010) and District of Columbia v. Heller,
554 U.S. 570 (2008). See also, Fletcher v. Haas, 851 F. Supp. 2d
287, 301 (D. Mass. 2012) (“With
this framework in mind, I find no justification for refusing to extend the
Second Amendment to lawful permanent residents. They have necessarily
“developed sufficient connection with this country to be considered part of
[the] community.” Verdugo–Urquidez,
494 U.S. at 265, 110 S.Ct. 1056.”); Fotoudis v. City & County of Honolulu,
54 F.Supp.3d 1136, 1143 (D. Haw. Sept. 17, 2014) (“to
deny Fotoudis the opportunity to apply for (and to obtain, if otherwise
qualified) a permit to acquire firearms, solely because he is not a U.S. citizen,
also violates the Second Amendment”);
Smith v. South Dakota, 781 F. Supp. 2d 879 (D. SD. 2011); Radich v. Guerrero,
14-CV-00020 (U.S. District Court, Northern Mariana Islands March 28, 2016) ('Such restrictions based on alienage
are "inherently suspect and subject to close judicial scrutiny." Graham, 403 at 372. Here, the
Commonwealth's restriction on issuing WICs to lawful permanent residents has no
justification. Accordingly, the Defendants shall be enjoined from enforcing 6
CMC § 2204(1) to prohibit lawful permanent residents from obtaining WICs.').
87. Heendeniya
has a B.Sc. in Computer Science from Virginia Commonwealth University located
in Richmond, Virginia. A true and correct copy of his diploma from Virginia
Commonwealth University granting him a bachelor's degree, is annexed hereto as Exhibit “1.”
88. Heendeniya
served in the U.S. Marine Corps, both active duty and the reserves, from June
1998 to April 2001. He was honorably discharged due to medical reasons as a
result of a permanent physical disability in his right-knee from an injury
sustained during training off-base in
1999. Three (3) true and correct copies of his military discharge papers are
attached herein as Exhibit “2.”
89. Having
served in the U.S. Marine Corps, Heendeniya is familiar with many types of
firearms and has owned several firearms in the past. He’s a strong advocate and
a firm believer in the Second Amendment to the U.S. Constitution, and the right
of the people to purchase and possess firearms for lawful self-defense.
90. Heendeniya
believes in the fundamental right to life, liberty and the pursuit of
happiness, and consequently the right for people to lawfully purchase, possess,
and carry firearms and ammunition so they are able to defend themselves with
firearms.
91. Hence,
Heendeniya was gratified when the U.S. Supreme Court ruled in Heller,
554 U.S. at 570 and McDonald, 561 U.S. at 742 that the Second Amendment
protects an individual’s right to keep and bear firearms at home for
self-defense.
92. Currently,
Heendeniya has valid, concealed carry handgun permits from Florida and Utah. In
the past, he has had a concealed carry handgun permit from Virginia which was
valid from June, 2001 to June, 2006.
93. Heendeniya
was a dues-paying member and supporter of several national and local gun rights
organizations such as the Second Amendment Foundation (SAF), National Rifle
Association (NRA), Gun Owners of America (GOA), Jews for the Preservation of
Firearms Ownership (JPFO), Florida Carry, and New York based S.C.O.P.E (SCOPE),
until the beginning of 2016. Unfortunately, due to the significant financial
costs associated with litigating the instant lawsuit, he has been unable to pay
his 2016 membership fees.
94. Heendeniya
had been a member of several of these “Gun Rights” organizations for nearly 10
years because he believe that those who support and advocate an individual
right of people to lawfully carry firearms to protect their lives ought to
assist these organizations in whatever form they can, including paying
membership dues. Heendeniya doesn’t believe in letting other gun rights
advocates fight for his rights and not contribute in any way, and getting a
“free ride” or “piggy-back” on other peoples’ hard work and sacrifices.
Heendeniya’s
Mental and Physical Disabilities
95. Heendeniya
has documented mental and physical disabilities.
96. His
mental disabilities consist of Type-2 Bipolar Disorder (Manic Depression) and Post-Traumatic Stress Disorder (PTSD),
which have never resulted in him having any psychotic or delusional
disorder, episode, or symptoms. In other words, Heendeniya has never
been found or diagnosed by a medical or legal authority to have been insane, to
have “lost touch with reality,” or to have been incompetent. Consequently, he
has never been diagnosed or treated for a very serious mental illness by any of
his present or past, regular treating psychiatrists, psychologists, or mental
health counselors. Two (2) true and correct copies of diagnosis and ‘treatment
plan’ letters from his present and past psychiatrists are attached herein as Exhibit
“3.”
97. As
a result of his mental disabilities, Heendeniya has stress and resultant
fatigue, frequently has difficulty in his ability to focus when reading
material, ability to apprehend complex material he reads, and ability to
remember what he researches and reads. Thus, unlike normal people, frequently,
he has to read complex material several times in order to apprehend it and be
able to remember it so he can use its relevant content to write an argument,
etc. Hence, it takes him a longer time period to complete tasks involving
complex subject matter such as law/jurisprudence, information technology,
engineering disciplines, etc.
98. Because
his mental disabilities, cited in the prior paragraph, take effect, especially when
the material Heendeniya reads or writes deal with complex subject matter, in
hindsight, it makes sense why it took Heendeniya eleven (11) years to complete
his bachelor’s degree and why he had to attend five (5) colleges before being
able to finally obtain his bachelor’s degree in computer science in May, 2000.
99. However,
Heendeniya has never been diagnosed with any form of psychotic or delusional
disorder (i.e., never been diagnosed with a very serious mental illness,
insanity, psychosis, delusions, schizophrenia, and never been judged to be
incompetent).
100. Heendeniya
has never had psychotic symptoms, delusional symptoms (i.e., seeing or hearing
things that don’t exist, having a delusional belief that someone or some entity
is conspiring to harm him), insanity, or “loss of touch with reality.
101. Heendeniya
has never had any kind of very serious mental illness such as schizophrenia,
schizoaffective disorder, a delusional disorder, paranoia, psychosis, etc.
102. In
addition to his mental disabilities, Heendeniya has documented physical
disabilities, which include some pain and limitations in movement in his right
knee (due to 2 arthroscopic knee surgeries in 1995 and 1999), pain in his lower
back (due to a twice injured, herniated disc injury), type-2 diabetes,
neuropathy, and hypercholesterolemia. Nine (9) true and correct copies of the
operative reports and the treatment for his right knee from his past orthopedic
surgeons are attached herein as Exhibit “4.” Seventeen (17) true and correct
copies of the treatment for his lower-back, herniated disc injury from past
emergency room physicians are attached herein as Exhibit “5.” Two (2) true and
correct copies that list the diagnoses and the treatments of his illnesses by
past and present primary care physicians (PCPs) are attached herein as Exhibit
“6” (please note: his current PCP
changed his hypercholesterolemia medication from Simvastatin to Lipitor 40mg,
in 2016).
103. Heendeniya
has some pain when standing on his feet, and some limitations in movement in
his legs-- particularly his right leg (due to significant Osteoarthritis
in his right knee)-- and thus he has resultant physical disabilities. See
Exhibit “4.”
104. Heendeniya
frequently has pain and limitation in his lower back due to a twice-injured,
herniated disc injury in his lower back, and thus he has resultant physical
disabilities. See Exhibit “5.”
105. The
above described documented physical disabilities in particular, make him
physically vulnerable in terms of his ability to protect his life or limb, or
his ability to defend himself or his loved ones if attacked.
Heendeniya’s
Need to Exercise His Second Amendment Gun Rights
106. In
the Second Amendment and the Gun Rights community it's a well-known and
generally accepted axiom that when an unexpected personal emergency takes place,
law enforcement officers will not be immediately available to assist or to
protect a person from imminent danger (i.e., they’re on their own).
107. This
has given rise to maxims or sayings that are well known in the gun rights
community such as: “when seconds
count, cops are only minutes away” or “I carry a gun because a cop is too
heavy.”
108.
On September 01, 1995, approx. 1-week
after Heendeniya had arthroscopic knee surgery, in the middle of the night, he
was surrounded and attacked in his apartment by four (4) men who were
originally from Sri Lanka. Heendeniya was forced to defend his life and limb by
discharging his handgun. Consequently, one of the attackers was fatally injured
and Heendeniya was charged with first degree murder by the State of Oklahoma.
In June of 1996, Heendeniya was acquitted by a 12-person jury. A true
and correct copy of the verdict sheet signed by the jury foreperson, is annexed
hereto as Exhibit “7.”
109.
At the time of the shooting incident,
Heendeniya was attending Oklahoma State University (henceforth, “OSU”) in
Stillwater, Oklahoma, as were three of the attackers. Heendeniya found out
later that the deceased man had been attending a college in Texas.
110.
An official from OSU later met with
Heendeniya and his mother and informed him, that after the shooting, an OSU
student had gone for counseling that was offered at OSU, and had confided to a
counselor that there were death threats against Heendeniya as a result of the
shooting incident.
111.
The OSU official told Heendeniya that
because of the present danger that existed for him if he were to come back to
OSU in the near future, OSU officials were requiring that he not attend OSU
again for his own safety.
112.
Heendeniya’s father who was living in
Sri Lanka at the time also received credible death threats that were directed
at Heendeniya, that in no unmistakable terms informed his father that if Heendeniya were to ever set foot in
Sri Lanka, that he would be killed to avenge the death of the deceased man. Thus,
even though Heendeniya left Sri Lanka more than 26 (twenty-six) years ago, he
has never gone back to visit Sri Lanka out of grave concern for his safety.
113.
One important life lesson Heendeniya
learnt from the day he was attacked in 1995 was that, if and when you are
attacked by someone/others, it’s highly unlikely that anyone will come to your
aid. Heendeniya’s three (3) roommates (who knew the four attackers) were
present in the apartment when he was being surrounded and being attacked, but
did nothing to help him because they were scared and intimidated by the four
attackers.
114.
After Heendeniya was forced to
discharge his pistol to protect his life, someone called 911. It took several
minutes for the police to come to his apartment. He remembers waiting desperately
for the police to arrive, fearing that the remaining three men might regroup
and attack him again.
115.
Heendeniya knows from personal life-experience
the truth of the maxim: “when seconds count, cops are only minutes
away.”
116.
Subsequent to the life-and-death,
very traumatic incident in Oklahoma, Heendeniya was diagnosed with
post-traumatic stress disorder (PTSD) in the late 90’s by a psychiatrist in
Virginia.
117.
Heendeniya has never been convicted
of a felony, and thus he has no felonies in his record.
118.
The Bureau of Alcohol, Tobacco,
Firearms and Explosives ("ATF") lists nine (9) categories of federal firearm
disqualifying factors that make it unlawful for people to purchase or possess
firearms and ammunition-- 18 U.S.C. § 922(g)(1)-(9).
119.
Heendeniya does not fall into
any of the following eight (8) federal firearm disqualifying categories: 18 U.S.C. § 922(g)(1)-(3) and 18
U.S.C. § 922(g)(5)-(9).
120.
Therefore, at present, on the basis
of federal firearm disqualifying categories 18 U.S.C. § 922(g)(1)-(3) and 18 U.S.C. § 922(g)(5)-(9),
Heendeniya easily qualifies for being able to lawfully purchase and possess
firearms and ammunition.
121.
Nine years later, on July 07, 2004,
while living in Virginia, Heendeniya was visiting his sister who had completed
her medical residency program in New York City, in order to help her relocate
for her first job. Heendeniya was attacked, approx. 2-blocks away from her
apartment, by a knife wielding stranger/man (who must have been high on a
strong, central nervous system stimulant given the way he was behaving and his
homicidal aggression towards Heendeniya). Heendeniya narrowly escaped from
being stabbed to death. Heendeniya got the vehicle tag number of the
assailant’s get-away SUV, and called 911 for help, and to report the crime to
the New York City Police Department (NYPD).
122.
Heendeniya ended up having to call
the NYPD four (4) times and had to wait nearly forty-five (45) minutes for the cops to
finally come to his aid. After giving the 2 police officers all the information
they would need to find and arrest the assailant, Heendeniya went with his
sister to the 68th precinct (which had jurisdiction over the area where
Heendeniya was attacked) to attempt to speak to a detective so the NYPD would
know that, even though he lived out-of-state, he wanted the assailant to be
caught and prosecuted, and that he would gladly travel from Virginia to New
York City as many times as necessary to testify against the assailant. Heendeniya
and his sister waited for several hours to speak to a detective but were
unsuccessful. A few weeks later, a detective from the NYPD phoned Heendeniya in
Virginia, to tell him that they were dropping the case, but never told him why
they had decided to drop the case, despite Heendeniya telling the detective
that he was willing to travel to New York City as many times as necessary to
testify against the assailant.
123. A
true and correct copy of the ‘Verification of Crime’ report from the NYPD
Criminal Records Section regarding the incident described above in ¶¶ 121 and 122,
is annexed hereto as Exhibit “8.”
124.
Ten years later, in September, 2014,
while driving in Hernando County, Florida, Heendeniya was injured and the
vehicle he was driving was damaged, by a hit-and-run driver who was driving a
powerful, 2010 Dodge Charger car. Because the driver didn’t stop, and instead
attempted to flee, Heendeniya followed the driver (while honking the horn in an
attempt to get the driver to stop so the two parties could pull over to the
side of the road and exchange information, and wait for the police to arrive)
and immediately called 911 for help. Heendeniya followed the hit-and-run driver
for approx. ten (10) minutes while talking to the 911 operator and asking for
the police to come and stop the reckless driver who was attempting to flee.
Finally, the 911 operator told him that the other driver had subsequently
called 911, and thus they know the identification information of the
hit-and-run driver and that Heendeniya can stop and wait for the police to come
and hear his side of the story regarding the auto accident.
125.
Heendeniya had to wait for over ten
(10) more minutes before two (2) deputies from the Hernando County Sheriff’s
office came to where he was parked on the side of the road. From the beginning,
these deputies were both hostile to him, and treated him in a somewhat
threatening manner, and made it appear like he was on the wrong for following
the other driver (who, as it turned out, was a 31-year old woman). One of the 2
responding deputies-- Deputy Richard Kramer-- tried to intimidate Heendeniya
when he politely insisted that the hit-and-run driver be held accountable, and
at one point, Deputy Kramer loudly threatened to arrest Heendeniya, even though
Heendeniya was the first to call 911 and was the original complainant.
126.
Later, Heendeniya found out that his
call to 911, as the victim of the
hit-and-run incident, took place at
approx. 3:54PM. According to the call-log of the Viper CAD Call Report #
2014-197096, the aggressive and reckless driver of the 2010 Dodge Charger only
called 911 at approx. 4:02PM-- at least 8 minutes after Heendeniya first called
911 asking for help from the police.
127.
In the end, the two responding Hernando
County Sheriff’s deputies refused to even write a traffic ticket against the hit-and-run
driver. A true and correct copy of the 3-page CAD Call Report # 2014-197096
(the transcript of the “911 tape”), is annexed hereto as Exhibit “9.” The
reason personal identifying information has been redacted by the 911 call
center is due to a Florida privacy law pertaining to 911 calls.
128.
A few hours later, as a result of the
above auto accident, Heendeniya had to go to the emergency room. Subsequently, he
had to go to several other medical specialists for treatment. It cost approx.
$9,400.00 for his medical treatment. It cost approx. $2,200.00 for repairs to
the car he was driving. A true and correct copy showing the total cost of his medical
treatment (paid for by Geico auto insurance) as of February 04, 2015, is
annexed hereto as Exhibit “10.” A true and correct copy of the total cost for
the repair of the car that Heendeniya was driving that was damaged by the
hit-and-run incident, is annexed hereto as Exhibit “11,” which has Heendeniya’s
home address redacted due to privacy reasons.
129.
Heendeniya subsequently found out
that, had the two responding deputies followed Florida law properly, they could
have charged the hit-and-run driver of the 2010 Dodge Charger with the
following violations, where at least one violation is a felony, while several others
are misdemeanors, and two are moving violations: F.S. § 316.027 - Crash involving death or personal injuries; F.S. § 316.061 - Crashes involving
damage to vehicle or property; F.S. § 316.062 - Duty to give
information and render aid; F.S. § 316.192
- Reckless driving; F.S. § 316.1923
- Aggressive careless driving; and
F.S. § 316.1925 - Careless driving.
130.
Early in 2015, a few months after the
hit-and-run accident, through the auto insurance companies, Heendeniya found
out several personal identification information of the hit-and-run driver as well as the VIN
number of the 2010 Dodge Charger. Thus, Heendeniya submitted several of Florida’s
version of FOIA (called “Florida Public Records Law”) to the Hernando County
Sheriff’s office (the county agency of the two responding deputies) and a
‘Motor Vehicle Records Request’ to the Florida Department of Highway Safety and
Motor Vehicles.
131.
Through the Florida FOIA requests,
Heendeniya discovered that either the female hit-and-run driver or her husband
was a sheriff’s deputy working for the Hernando County Sheriff’s office. In
other words, either the hit-and-run driver or her husband was a colleague
and a fellow officer/deputy of the two responding deputy sheriffs. In
hindsight, it’s self-evident why the two responding deputies were so hostile
and accusatory towards Heendeniya (who was the original complainant, the first
911 caller, and the victim of the auto accident). A true and correct copy of
the response to his Florida FOIA request to the Hernando County Sheriff’s
office, is annexed hereto as Exhibit “12.” A true and correct copy of the
response to his Motor Vehicle Records Request to the Florida Highway Safety and
Motor Vehicles Department, is annexed hereto as Exhibit “13,” which has Heendeniya’s
home address redacted due to privacy reasons.
132.
The above described personal crises
and life experiences have clearly shown Heendeniya that when you need the
assistance of law enforcement officers in an emergency situation, most of the
time, they are not around to save you or protect you from imminent danger. And,
as described above, Heendeniya has personally observed law enforcement corruption
(i.e., the conduct of the Hernando County Sheriff’s office described above in
¶¶ 124-131) and incompetence (i.e., the conduct of the New York City
Police Department described above in ¶¶ 121-122) up-close and personal. When
seconds count, cops are indeed minutes away.
133.
In addition, the inept, corrupt, and
racist conduct of law enforcement officers in general, is well known,
particularly among racial minorities.
134.
There is a well-known example from
2012 where law enforcement officers did not come to the aid of a New York City
man who was attacked and seriously injured by a knife wielding man. When he sued
the NYPD and New York City because the NYPD officers didn’t help or assist him,
he found out that according to the law, law enforcement officers had/have no
special duty to protect him or come to his aid. A true and correct copy of the 2-page New York Post article titled “Zero
for Hero: Judge Snubs Man Hurt Stopping the Butcher of Brighton Beach” that
describes the ordeal that Mr. Lozito went through, is annexed hereto as Exhibit
“14.”
135. Heendeniya
is aware, and it’s a fact according to the law, that law enforcement officers
have no duty to protect a person being attacked and they have no duty to
protect a person facing imminent danger. A true and correct copy of the Lozito
v. The City of New York containing three (3) pages is annexed hereto as Exhibit
“15.”
136.
There are two (2) prominent legal
cases that are on point in regard to the issue of law enforcement officers
having no legal duty to protect someone in distress and having no legal duty
come to the aid of a person: See
Warren v. District of Columbia, 444 A.2d 1 (DC Court of Appeals 1981)
and Town of Castle Rock, Colo. v. Gonzales, 545 U.S. 748 (2005). A true
and correct copy of the Warren decision containing eleven (11) pages is
annexed hereto as Exhibit “16.” A true and correct copy of the Town of
Castle Rock decision containing twenty-three (23) pages is annexed hereto
as Exhibit “17.”
The SJHHC Defendants and
the Physician Defendants Engaged in Unlawful Conduct in Order to Justify Involuntarily
Admitting Heendeniya to the Psychiatric Unit.
137. At
all times herein relevant, defendant Levine, defendant O'Connor, defendant
Tremiti, defendant Roman, defendant French, defendant Briscoe, defendant Cate,
defendant Spinella, defendant
Constantine, defendant Feldman, and defendant Rybak, expressly and/or impliedly
held themselves out to the general public-- including to Heendeniya-- to be
competent, qualified and skilled physicians, nurses, or health-care
professionals, capable of and qualified to properly, accurately,
promptly and timely diagnose disease, injury, illness and/or other medical
conditions and emergencies, and to administer timely and appropriate treatment
and care thereto, and otherwise attend upon the patient in accord with the
patient's medical, physical, and mental
condition, needs and requirements.
138. Upon
information and belief, all 15 SJHHC natural defendants referred to in ¶ 1,
were acting within the scope of their employment and under the direction of
defendant SJHHC and its policies, customs, usage, practices, and procedure.
139. Upon
information and belief, the six (6) Physician defendants referred to in ¶ 1,
were acting within the scope of their employment and under the direction(s) of defendants
Corporation A through Corporation F and their policies, customs, usage,
practices, and procedures.
140. On
or about April 05, 2013, Heendeniya, who was a resident of Massachusetts, was
brought to the SJHHC by EMS.
141. Heendeniya
was kept, first in the emergency room, next in the intensive care unit, and
finally in the general medical wing of SJHHC for seven (7) days, from April
05, 2013 to April 12, 2013, while being treated for prescription
medication overdose and pneumonia.
142. The
prior cited prescription medications had been prescribed to him by his regular
treating psychiatrist-- Dr. Kimberly Lovett of Island Counseling Center,
Worcester, Massachusetts-- for a period of approx. four (4) years.
143. While
Heendeniya was at SJHHC for the first 7-days, after initially being admitted to
the emergency room (prior to his unlawful, involuntary admission to the
psychiatric department of defendant SJHHC on April 12, 2013), he didn’t exhibit
any suicidal, homicidal, delusional, paranoid, or psychotic symptoms whatsoever.
144. While
Heendeniya was at SJHHC for the first 7-days, after initially being admitted to
the emergency room, at no time was he behaving in a manner that could cause
harm to himself or others.
145. While
Heendeniya was at SJHHC for the first 7-days, after initially being admitted to
the emergency room, he didn’t exhibit any suicidal or homicidal ideations.
146. Throughout
his stay at SJHHC, Heendeniya behaved calmly within the hospital setting.
147. Throughout
his stay at SJHHC, Heendeniya behaved in a manner not causing or not imminently
likely to cause harm to himself or others, within the hospital setting.
148. While
Heendeniya was at SJHHC for the first 7-days, he was polite and respectful to
all the medical providers and hospital medical staff throughout those 7-days.
149. While
Heendeniya was at SJHHC for the first 7-days, he answered all the questions
that were asked from him by the medical providers (including nurses).
150. While
Heendeniya was at SJHHC for the first 7-days, he answered all the medical
providers’ (including nurses’) questions truthfully and in a non-hostile
manner.
151. While
Heendeniya was in the emergency department at SJHHC, defendant Dr. Feldman
falsely or negligently wrote in hospital records that Heendeniya had a “long history
of schizoaffective disorder.”
152. While
Heendeniya was in the emergency room or the intensive care unit at SJHHC, defendant
Rybak falsely or negligently wrote in hospital records that Heendeniya had a
“history of schizoaffective disorder.”
153. While
Heendeniya was in the intensive care unit at SJHHC, defendant Dr. Constantine
falsely or negligently wrote in hospital records that Heendeniya had a “history
of schizoaffective disorder.”
154. Heendeniya
has never been diagnosed or treated for an extremely serious mental
illness such as schizoaffective disorder or schizophrenia, or for any other
type of psychotic, paranoia, or delusional mental disorder.
155. While
Heendeniya was in the intensive care unit of SJHHC, he was visited by Dr. Lisa
O'Connor (“defendant O'Connor”), who was a psychiatrist in SJHHC’s psychiatric
unit (“unit 3-6”),
156. On
information and belief, defendant O'Connor visited Heendeniya in the intensive
care unit of SJHHC on two (2) different occasions.
157. While
Heendeniya was in the intensive care unit of SJHHC, he was visited by a
registered nurse who worked in SJHHC’s psychiatric unit. On information and
belief, her name is Joanne French, RN (“defendant French”).
158. Defendant
French visited Heendeniya while he was in the general medical wing, prior to
him being admitted to unit 3-6.
159. On
information and belief, defendant French visited Heendeniya, while he was in
the intensive care unit and the general medical wing of SJHHC, on three (3)
different occasions.
160. When
defendant O'Connor visited Heendeniya on the 2 different occasions, and she
inquired from him, whether he was feeling suicidal or homicidal, Heendeniya
clearly and unambiguously stated “No.”
161. Heendeniya
clearly informed defendant O'Connor that as soon as his pneumonia illness was
successfully treated, he wanted to return to his apartment in Massachusetts,
and for her to not worry about him because he had no suicidal or homicidal
intentions.
162. Heendeniya
clearly informed defendant O'Connor that as soon as his pneumonia illness was
successfully treated, he wanted to go back to his apartment in Massachusetts
because he had an appellate brief that he had to start working on (Heendeniya’s
employment discrimination lawsuit that was, in April, 2013, before the Massachusetts
Appeals Court-- docket # 2013-P-0379). A true and correct copy of the docketing
statement, consisting of three (3) pages, of Heendeniya’s employment
discrimination case that was pending before the Massachusetts Appeals Court, is
annexed hereto as Exhibit “18.”
163. Defendant
O'Connor questioned Heendeniya at length, and he told her his complete
biographic, physical and mental health, social, and educational history and
background truthfully, and in a non-hostile manner.
164. When
asked by defendant O'Connor about any past arrests, Heendeniya told her about
his first degree murder charge in Oklahoma in 1995, and that a 12-person jury
acquitted him in June, 1996.
165. Heendeniya
told defendant O'Connor that he had been arrested twice in the past for
carrying firearms while not having the correct concealed carry permit (due to
lack of reciprocity agreements between the respective States) in his
possession.
166. Heendeniya
told defendant O'Connor that he was arrested in Iowa (while relocating) in 2002
for possessing firearms, even though at the time, he had a concealed carry
permit from Virginia which unfortunately was not recognized in Iowa (due to
lack of reciprocity agreements between the two States in 2002).
167. Heendeniya
told defendant O'Connor that he has no firearm convictions as a result of the
Iowa arrest.
168. Heendeniya
told defendant O'Connor that he was arrested in Massachusetts in 2007 for
possessing a firearm, even though at the time, he had a concealed carry permit
from Utah, which unfortunately was not
recognized in Massachusetts (due to lack of reciprocity agreements between the
two States in 2007).
169. Heendeniya
told defendant O'Connor that he has no firearm convictions as a result of the
Massachusetts arrest.
170. When
asked by defendant O'Connor whether he had any firearms or access to any firearms
at home, Heendeniya clearly stated “No.”
171. When
defendant O'Connor asked Heendeniya why he continues to possess guns,
Heendeniya told her that he has death threats after the Oklahoma shooting
incident in 1995, and thus he wanted to
protect himself, and also that he was a firm believer in the Second Amendment
and firearm rights.
172. Heendeniya
knew at the time, based on his employment discrimination lawsuit that he had
been litigating in Massachusetts since 2011, that information regarding his
Iowa and Massachusetts firearm related arrests were readily available online
for anyone doing a Google or Yahoo search by typing his name as a search term.
173. Heendeniya
told defendant O'Connor that his sister, who was a physician, worked in the
emergency room at SJHHC.
174. Heendeniya
told defendant O'Connor that his sister and her family lived in a close by
suburb.
175. Heendeniya
told defendant O'Connor that he was currently unemployed,
176. Heendeniya
told defendant O'Connor that he was dependent on Social Security Disability
Insurance (SSDI) payments for his rent and living expenses.
177. Heendeniya
told defendant O'Connor that he lived by himself in his apartment in
Massachusetts.
178. Heendeniya
told defendant O'Connor that he was being treated by his regular psychiatrist
in Massachusetts for type-2 bipolar disorder (manic depression) for the past
approx. five years.
179. Heendeniya
told defendant O'Connor that he was being treated by his regular psychiatrist
in Massachusetts for post-traumatic stress disorder (PTSD) for the past approx.
five years.
180. Heendeniya
told defendant O'Connor the names of all the psychiatric medications he took
daily, that had been prescribed to him for the past approx. four (4) years by
his psychiatrist in Massachusetts.
181. Heendeniya
told defendant O'Connor that the psychiatrist who had been treating him for the
past approx. five (5) years was Dr. Kimberly Lovett (herein, referred to as
“his psychiatrist,” “treating psychiatrist,” “regular psychiatrist,” or “Dr.
Lovett”).
182. Heendeniya
told defendant O'Connor that his regular psychiatrist worked at the Island Counseling
Center in Worcester, Massachusetts.
183. Heendeniya
told defendant O'Connor that he was being treated by his regular primary care physician
(“PCP”) in Massachusetts for type-2 diabetes and high cholesterol.
184. Heendeniya
told defendant O'Connor the names of all the medications he took daily that had
been prescribed to him for the past approx. three (3) years by his primary care
physician in Massachusetts-- Dr. Asha Naidu.
185. While
Heendeniya was in the intensive care unit at SJHHC, defendant O'Connor falsely
or negligently wrote in hospital records that Heendeniya had a “history of schizoaffective
disorder.”
186. This
was done in spite of Heendeniya clearly and unambiguously informing defendant O'Connor
that his psychiatric diagnosis was manic depression and PTSD, and that he had
been receiving treatment from his psychiatrist for these two mental disorders
for approx. five years.
187. Even
after Heendeniya had informed defendant O'Connor his two psychiatric diagnosis
(manic depression and PTSD), the name of his current treating psychiatrist (Dr.
Lovett), the name of the psychiatric facility where Dr. Lovett worked at, and
the city and State where the psychiatric facility was located, defendant O'Connor
failed to make a meaningful effort to get in touch with Dr. Lovett to resolve
the discrepancy that existed between what was in the SJHHC hospital
records as to Heendeniya’s historical psychiatric diagnosis (i.e., what defendant
Feldman, defendant Constantine, defendant Rybak, and defendant O'Connor had
falsely or negligently written: that
Heendeniya had a history of being treated for schizoaffective disorder) and
what Heendeniya clearly told defendant O'Connor his two psychiatric illness
diagnosis were (i.e., manic depression and PTSD). See NY Mental Hygiene
Law § 9.27(d).
188. Thus,
by writing in the hospital records false/incorrect medical diagnosis
information as to Heendeniya’s prior/historical mental health diagnosis and
condition, and doing so without making a meaningful effort to get in touch with
Dr. Lovett to resolve the above noted significant and material discrepancy,
defendant O'Connor engaged in negligence, carelessness, deviations from
accepted standards of care and failure to comply with good, acceptable medical
practice, separate and apart from the negligence, carelessness, deviations from
accepted standards of care and failure to comply with good and acceptable
medical practice of any other responsible party.
189. There
is a significant difference between manic depression and PTSD, in comparison to
schizoaffective disorder.
190. Unlike
manic depression and PTSD, schizoaffective disorder is a psychotic mental
illness that leads to hallucinations, psychosis, and frequently leads to
detachment from reality (i.e., psychosis, insanity, mental incompetence).
191. Hence,
by falsely or negligently writing in the hospital records that Heendeniya had
in the past been diagnosed and had a history of being treated by his regular
treating psychiatrist for schizoaffective disorder, defendant O'Connor
exaggerated and/or increased the (artificial) justification under which
Heendeniya could be involuntarily admitted to SJHHC’s psychiatric ward (unit
3-6) under New York M.H.L. § 9.27, by her resorting to falsity or engaging in medical
negligence.
192. Also,
by falsely or negligently writing in the hospital records that Heendeniya had
in the past been diagnosed and had a history of being treated by his regular
treating psychiatrist for schizoaffective disorder, defendant O'Connor
significantly increased the (artificial) justification under which Heendeniya
could be denied a request to be voluntarily admitted to unit 3-6 under New York
M.H.L. § 9.13, by her resorting to falsity or engaging in medical negligence.
193. Thus,
defendant O'Connor (and, as will be shown/ asserted later, defendant Dr. Levine,
defendant Dr. Tremiti, and defendant Dr. Roman) preemptively negated the
opportunity/ability for Heendeniya to avoid an involuntarily admission under NY
MHL § 9.27 (and its attendant
negative consequences and stigma) by him later attempting to compromise with
the SJHHC defendants and/or the Physician defendants by agreeing to voluntarily
admit himself (as a last resort, to avoid involuntary admission).
194. The
fact is, defendants O'Connor, Levine, Tremiti, Roman, and Spinella knew what to
do (See prior three paragraphs) to minimize theirs’s, SJHHC’s, and
Corporations A-D’s legal liability exposure and what to do to maximize SJHHC’s and
Corporations A-D’s profit based on their numerous past individual and
collective experiences at admitting patients involuntarily (i.e., NY MHL §
9.27) and under emergency conditions (i.e., NY MHL § 9.39) to SJHHC’s
psychiatric unit (“unit 3-6”).
195. When
Registered Nurse Joanne French (“defendant French”) visited Heendeniya on approx.
three (3) different occasions, Heendeniya freely spoke to her and told her
clearly about his biographic, physical and mental health, social, and
educational history and background.
196. The
information Heendeniya gave nurse French covered the gamut of topics and
subjects of conversation he had with defendant O’Connor that are cited above in
¶¶ 160-184.
197. Defendant
French informed Heendeniya on her second visit, while he was in the intensive
care unit, that they had decided that he would be involuntarily admitted to the
SJHHC psychiatric unit after he had sufficiently recovered from pneumonia.
198. Upon
hearing this, Heendeniya expressed his concern to defendant French regarding
whether his involuntary admission to the psychiatric unit might negatively
impact his right to purchase and possess firearms in the future.
199. Defendant
French told Heendeniya that someone like him should never have access to
firearms.
200. Defendant
French told Heendeniya that “they are going to make sure that you cannot have
firearms in the future.”
201. When
Heendeniya asked defendant French why they were going to do that, she reminded
him about his Oklahoma murder charge.
202. Heendeniya
informed defendant French in a non-hostile manner that he was acquitted by a
12-person jury in Oklahoma, and that it was wrong for them to hold that against
him.
203. Defendant
French responded by reminding Heendeniya about the circumstances of his present
admission to SJHHC.
204. Heendeniya
told defendant French that he had no suicidal intentions whatsoever and that he
was not a danger to anyone.
205. Heendeniya
explained to defendant French that the Second Amendment gives him a
constitutional right to possess firearms and that he wants to make sure that
his right to bear firearms in the future-- when he chooses to-- is not
endangered because of the involuntary admission to SJHHC’s psychiatric unit.
206. Heendeniya
explained to defendant French that when a person goes to a Federal Firearms
License (FFL) dealer to buy a firearm, he is required to fill out a form that
asks certain questions including whether he has been convicted of a felony and
whether he has been involuntarily committed to a psychiatric facility.
207. On
hearing this, defendant French asked Heendeniya what makes him think that he
has to say “yes” when the question on the form asks him whether he has been
involuntarily committed.
208. Defendant
French told Heendeniya that no one will know that he had been
involuntary admitted to SJHHC’s psychiatric unit if he doesn’t naively tell
them, after all, she said, it’s protected, private health information.
209. Heendeniya
informed defendant French that he is not going to lie on an official form and
risk being charged with perjury and consequently end up having a felony
conviction, given that he has never been convicted of a felony.
210. Defendants
Dr. Levine, Dr. O'Connor, Dr. Tremiti, Dr. Roman, registered nurse Spinella, Dr. Constantine, Dr. Feldman, and
nurse practitioner Rybak, negligently or fraudulently, documented and
continued to falsely assert (or vouch for the accuracy of same), until Heendeniya’s
unlawful, involuntary admission on April 12, 2013, that he has a history or a long
history of Schizoaffective Disorder.
211. This
was done even though the SJHHC defendants and/or the Physician defendants had the
weekend of April 06 and 07, 2013, Monday April 08, 2013, and the period
of Tuesday April 09, 2013 to Friday April 12, 2013, to contact Heendeniya’s
psychiatrist Dr. Lovett by phone at the Island Counseling Center, to verify
whether Heendeniya did have (or whether in the past, he had been diagnosed
with) schizoaffective disorder or some other extremely serious mental illness
(i.e., a psychotic or delusional mental disorder, detachment from reality,
insanity, found to be incompetent).
212. If
the SJHHC defendants and/or the Physician defendants had made a reasonable and
meaningful effort to contact Dr. Lovett at the Island Counseling Center by
phone, they would have at least been able to talk on the phone to the
doctor-on-call who would have contacted Heendeniya’s psychiatrist during
off-hours (given the emergency nature of the call) to get their questions
answered, or the on-call-physician could have checked Heendeniya’s medical
records-- to the extent permissible-- to confirm that Heendeniya did not
have a history of schizoaffective disorder and that he did not have an extremely
serious mental illness (as the SJHHC defendants and/or the Physician defendants
were falsely stating on hospital records and on New York State official forms).
See NY M.H.L. § 9.27(d).
213. If
the SJHHC defendants and/or the Physician defendants had made a reasonable and
meaningful effort to contact Heendeniya’s psychiatrist Dr. Lovett by phone at
the Island Counseling Center, between Saturday, April 06, 2013 and Friday,
April 12, 2013, they may have been able to release Heendeniya to Dr. Lovett’s
care instead of resorting to the drastic step of involuntarily admitting
Heendeniya to unit 3-6 under New York Mental Hygiene Law § 9.27. See NY Mental
Hygiene Law § 9.27(d).
214. Defendants
Levine, Tremiti, and Roman never visited Heendeniya throughout April 05, 2013
through April 12, 2013, to personally observe him and to talk to him, and to
assess his condition during those seven (7) days.
215. The
fact is, the SJHHC defendants and/or the Physician defendants had both, an
unfair bias against Heendeniya’s ability to exercise his Second Amendment
rights and a financial incentive, as reasons, to not make a reasonable and
meaningful effort to contact Heendeniya’s psychiatrist Dr. Lovett by phone
at the Island Counseling Center so they could (i) find out whether Heendeniya had a history of a psychotic or
delusional disorder, (ii) find out
whether Dr. Lovett would be willing to accept responsibility for Heendeniya if
the SJHHC defendants and/or the Physician defendants were to release him to the
care of Dr. Lovett. See NY Mental Hygiene Law § 9.27(d).
216. This
is why defendants Levine, Tremiti, and Roman never visited Heendeniya
throughout April 05, 2013 through April 12, 2013, to personally observe him and
talk to him in order to make a medical determination whether Heendeniya needed
to be involuntarily admitted under New York Mental Hygiene Law § 9.27, instead
of, for example, being voluntarily admitted under New York Mental Hygiene Law §
9.13.
217. In
fact, defendants Dr. Tremiti and Dr. Roman never visited Heendeniya throughout
his stay at SJHHC from April 05, 2013 to April 17, 2013 to observe him and to
speak to him.
218. The
fact is, if defendants Levine, Tremiti, and Roman had visited Heendeniya
between April 05, 2013 through April 12, 2013 (prior to him being unlawfully,
involuntarily admitted to unit 3-6) to personally talk to him and observe him,
they would have been able to observe that he was behaving calmly, that he was being
polite to everyone, that he was not expressing any suicidal or homicidal
intentions or ideations whatsoever, and that he was not causing or imminently
likely to cause harm to himself or others.
219. This
was manifested by Heendeniya’s calm and polite behavior to everyone, him not
expressing any suicidal or homicidal intentions or ideations whatsoever, him
clearly telling “No” when asked by defendants O'Connor and French whether he
had any suicidal or homicidal intentions, him clearly informing defendants O'Connor
and French that he wished to go back to his apartment in Massachusetts in order
to start working on his appellate brief pertaining to his employment
discrimination case that was pending in the Massachusetts Appeals Court in
April, 2013.
220. Even
assuming that Heendeniya did engage in self-harm behavior that lead to him
being admitted to the SJHHC emergency room on April 05, 2013, any further risk
that he would subsequently harm himself or subsequently engage in self-harming
behavior had attenuated significantly over the seven (7) days following
his admission to the emergency room, before being unlawfully, involuntarily
admitted to the psychiatric unit at SJHHC (in spite of his calm protests and
subsequent plea to be allowed to voluntarily admit himself to unit 3-6 in order
to avoid the involuntary admission status). This was apparent by his calm,
respectful, and cooperative behavior with all the physicians and nurses during
his stay at SJHHC.
221. Thus,
given the 7-day time duration from Heendeniya’s admission into SJHHC’s
emergency room to the unlawful, involuntary admission to unit 3-6, any risk
that he would harm himself or others, or engage in suicidal or homicidal
behavior had attenuated significantly, and thus Heendeniya no longer posed a
substantial risk of physical harm to himself or a substantial risk of physical
harm to others, and this was manifested by his calm and respectful behavior
during the 7-day period.
222. On
Monday, April 08, 2013, defendants Dr. Tremiti, Dr. Roman, and registered nurse
Spinella fraudulently and/or negligently filled-out the necessary official NY
M.H.L § 9.27 involuntary admission forms and signed them, so that Heendeniya
could be unlawfully, involuntarily admitted against his will to SJHHC’s
psychiatric unit on Friday, April 12, 2013.
223. On
Friday, April 12, 2013, defendant Dr. Levine fraudulently and/or negligently
filled-out and/or vouched for the accuracy of the false statements and
verifications made by defendants Tremiti, Roman, and Spinella, and defendant
Levine signed two (2) of the necessary official NY M.H.L § 9.27 involuntary
admission forms, so that Heendeniya could be unlawfully, involuntarily admitted
to SJHHC’s psychiatric unit against his will on that day.
224. When
defendants Tremiti and Roman filled-out the necessary official NY M.H.L § 9.27
involuntary admission forms and signed them on April 08, 2013, they were
required to personally examine Heendeniya “with care and diligence” prior to
forming their opinion whether the drastic remedy of involuntary admission is necessary and
indispensable. See the requirements of NY MHL § 9.05(b), MHL § 9.27(a), MHL
§ 9.27(c), MHL § 9.27(i), NY M.H.L § 33.01, and NY Civil Rights Law § 79-n.
225. Defendant
Tremiti failed to personally examine Heendeniya prior to completing the
official NY M.H.L § 9.27 involuntary admission forms, even though he had three
days-- from the time of Heendeniya’s admission to SJHHC’s emergency room to the
time he filled-out the official forms (on
04/08/2013)-- to personally examine him.
226. Defendant
Roman failed to personally examine Heendeniya prior to completing the official NY
M.H.L § 9.27 involuntary admission forms, even though he had three days-- from
the time of Heendeniya’s admission to SJHHC’s emergency room to the time
he filled-out the official forms (on
04/08/2013)-- to personally examine him.
227. Therefore,
defendant Tremiti fraudulently or negligently wrote false statements and/or committed
perjury (i.e., MHL § 9.27(c)) by affixing his signature on the official NY State
form, stating falsely that, for example, he “with care and diligence personally
examined the above named person,” and “I have formed my opinion on the basis of
facts and information I have obtained (described below and on the reverse side)
and my examination of this person,” and “to the best of my knowledge and
belief, the facts stated and information contained in this certificate are
true.” This violated the law. See the requirements of NY MHL § 9.05(b), MHL
§ 9.27(a), MHL § 9.27(c), MHL § 9.27(i), NY M.H.L § 33.01, and NY Civil Rights
Law § 79-n.
228. Therefore,
defendant Roman fraudulently or negligently wrote false statements and/or committed
perjury (i.e., MHL § 9.27(c)) by affixing his signature on the official NY State
form, stating falsely that, for example, he “with care and diligence personally
examined the above named person,” and “I have formed my opinion on the basis of
facts and information I have obtained (described below and on the reverse side)
and my examination of this person,” and “to the best of my knowledge and
belief, the facts stated and information contained in this certificate are
true.” This violated the law. See the requirements of NY MHL § 9.05(b), MHL
§ 9.27(a), MHL § 9.27(c), MHL § 9.27(i), NY M.H.L § 33.01, and NY Civil Rights
Law § 79-n.
229. Defendants
Levine, Tremiti, Roman, and Spinella falsely or negligently stated, represented, and/or verified in official NY
M.H.L § 9.27 involuntary admission forms that Heendeniya had a long history of
schizoaffective disorder, and thus they knowingly or negligently either made
false statements and/or committed perjury (i.e., MHL § 9.27(c)) by
affixing their signatures in the forms representing this false assertion. This
violated the law. See the requirements of NY MHL § 9.05(b), MHL §
9.27(a), MHL § 9.27(c), MHL § 9.27(i), NY M.H.L § 33.01, and NY Civil Rights
Law § 79-n.
230. Defendant
Tremiti falsely or negligently stated in the official NY M.H.L § 9.27
involuntary admission form that Heendeniya has a long history of schizoaffective
disorder, and thus he knowingly or negligently made false statements and/or committed
perjury (i.e., MHL § 9.27(c)) by affixing his signature on the form,
representing these false assertions. This violated the law. See the
requirements of NY MHL § 9.05(b), MHL § 9.27(a), MHL § 9.27(c), MHL § 9.27(i), NY M.H.L § 33.01,
and NY Civil Rights Law § 79-n.
231. Defendant
Roman falsely or negligently stated in the official NY M.H.L § 9.27 involuntary
admission form that Heendeniya has a long history of schizoaffective disorder,
and thus he knowingly or negligently made false statements and/or committed
perjury (i.e., MHL § 9.27(c)) by affixing his signature on the form,
representing these false assertions. This violated the law. See the
requirements of NY MHL § 9.05(b), MHL § 9.27(a), MHL § 9.27(c), MHL § 9.27(i), NY M.H.L § 33.01,
and NY Civil Rights Law § 79-n.
232. Defendant
Levine falsely or negligently represented or verified on the two official NY
M.H.L § 9.27 involuntary admission forms that he signed, that Heendeniya has a
long history of schizoaffective disorder, and thus he knowingly or negligently
made, represented, and/or verified (the statements written by defendants
Tremiti, Roman, and Spinella) false statements and/or committed perjury
(i.e., MHL § 9.27(c)) by affixing his signature on the two forms representing
these false assertions. This violated the law. See the requirements of NY
MHL § 9.05(b), MHL § 9.27(a), MHL §
9.27(c), MHL § 9.27(i), NY M.H.L § 33.01, and NY Civil Rights Law § 79-n.
233. Defendant
Spinella falsely or negligently represented or verified in the official NY
M.H.L § 9.27 involuntary admission form that she signed, that Heendeniya has a
long history of schizoaffective disorder, and thus nurse Spinella knowingly or
negligently made, represented, and/or verified (the statements written by
defendants Tremiti and Roman) false statements and/or committed perjury
(i.e., MHL § 9.27(c)) by affixing her signature on the application forms
representing these false assertions, and also vouched for the veracity of
multiple false assertions by defendants Tremiti and Roman. This violated the
law. See the requirements of NY MHL§ 9.05(b), MHL § 9.27(a), MHL §
9.27(c), MHL § 9.27(i), NY M.H.L § 33.01, and NY Civil Rights Law § 79-n.
234. Defendant
Tremiti falsely or negligently stated in the official NY M.H.L § 9.27
involuntary admission form that “if this person has to my knowledge received
prior treatment, I have, insofar as possible, consulted with the physician or
psychologist furnishing such prior treatment.” The fact is, he did not make a
sufficient or meaningful effort to get in touch with Dr. Lovett, despite having
the period of Saturday April 06, 2013 to Friday April 12, 2013 to get in touch
with her. This violated the law. See the requirements of NY MHL § 9.27(d)
which defendant Tremiti violated.
235. Defendant
Roman falsely or negligently stated in the official NY M.H.L § 9.27 involuntary
admission form that “if this person has to my knowledge received prior
treatment, I have, insofar as possible, consulted with the physician or
psychologist furnishing such prior treatment.” The fact is, he did not make a
sufficient or meaningful effort to get in touch with Dr. Lovett, despite having
the period of Saturday April 06, 2013 to Friday April 12, 2013 to get in touch
with her. This violated the law. See the requirements of NY MHL § 9.27(d)
which defendant Roman violated.
236. By
writing in the official NY M.H.L § 9.27 involuntary admission form
false/incorrect medical diagnosis information as to Heendeniya’s
prior/historical mental health diagnosis and condition, doing so without making
a meaningful effort to get in touch with Dr. Lovett to resolve the above noted
(¶¶ 151-153, 185-187) significant and material discrepancy, and making false
statements that he personally examined Heendeniya on April 08, 2013, defendant
Tremiti engaged in negligence, carelessness, deviations from accepted
standards of care and failure to comply with good, acceptable medical practice,
separate and apart from the negligence, carelessness, deviations from accepted
standards of care and failure to comply with good and acceptable medical
practice of any other responsible party.
237. By
writing in the official NY M.H.L § 9.27 involuntary admission form
false/incorrect medical diagnosis information as to Heendeniya’s
prior/historical mental health diagnosis and condition, doing so without making
a meaningful effort to get in touch with Dr. Lovett to resolve the above noted
(¶¶ 151-153, 185-187) significant and material discrepancy, and making false
statements that he personally examined Heendeniya on April 08, 2013, defendant
Roman engaged in negligence, carelessness, deviations from accepted
standards of care and failure to comply with good, acceptable medical practice,
separate and apart from the negligence, carelessness, deviations from accepted
standards of care and failure to comply with good and acceptable medical
practice of any other responsible party.
238. By
writing, representing, and/or verifying (falsely vouching for the veracity of
assertions by defendants Tremiti, Roman, and Spinella) in the official NY M.H.L
§ 9.27 involuntary admission forms false/incorrect medical diagnosis
information as to Heendeniya’s prior/historical mental health diagnosis and
condition, doing so without making a meaningful effort to get in touch with Dr.
Lovett to resolve the above noted (¶¶ 151-153, 185-187) significant and
material discrepancy, defendant Levine engaged in negligence,
carelessness, deviations from accepted standards of care and failure to comply
with good, acceptable medical practice, separate and apart from the negligence,
carelessness, deviations from accepted standards of care and failure to comply
with good and acceptable medical practice of any other responsible party.
239. By
writing, representing, or verifying (falsely vouching for the veracity of
assertions by defendants Tremiti and Roman) in the official NY M.H.L § 9.27
involuntary admission form false/incorrect medical diagnosis information as to
Heendeniya’s prior/historical mental health diagnosis and condition, doing so
without making a meaningful effort to get in touch with Dr. Lovett to resolve
the above noted (¶¶ 151-153, 185-187) significant and material discrepancy, defendant
Spinella engaged in negligence, carelessness, deviations from accepted
standards of care and failure to comply with good, acceptable nursing practice,
separate and apart from the negligence, carelessness, deviations from accepted
standards of care and failure to comply with good and acceptable medical
practice of any other responsible party.
240. All
of the statements that defendants Tremiti and Roman affixed their signatures
to, that were noted in ¶¶ 224-235, were false, and they signed
the official forms either knowing they were making false statements, but did so
to accomplish their goal of involuntarily admitting Heendeniya, and thus via 18 USC § 922(g)(4), depriving him of
his ability to purchase or possess firearms and ammunition in the future (See
¶¶ 198-209, supra), or in the
alternative, due to negligence.
241. All
of the statements that defendants Tremiti and Roman affixed their signatures
to, that were noted in ¶¶ 224-235 (those statement were false), and which
statements defendants Levine and Spinella affixed their signatures to (in the
official NY State forms), knowing that they (defendants Levine and Spinella)
were either making false statements or they were vouching for the veracity of
false statements (made by defendants Tremiti and Roman), they all (defendants
Levine, Tremiti, Roman, and Spinella) did so to accomplish their goal of
involuntarily admitting Heendeniya and thus, via 18 USC § 922(g)(4) depriving Heendeniya of his ability to
purchase or possess firearms and ammunition in the future (See ¶¶ 198-209,
supra) , or in the alternative, due
to negligence.
242. All
of the statements that defendants Levine, Tremiti, Roman, and Spinella affixed
their signatures to, that were noted above in ¶¶ 224-235, were
false, and they all signed the official forms knowing they were making false statements,
but did so to increase the revenue and profitability of the SJHHC psychiatric
unit and SJHHC, or in the alternative, they engaged in this conduct due to
negligence.
243. And,
as employees of SJHHC, they were well aware that SJHHC had begun a $140 million
expansion project the prior year. A true and correct copy of a 2-page article
from the Syracuse based ‘The Post-Standard’ newspaper’s website, is annexed
hereto as Exhibit “19.”
244. The
fact is, in 1983, both federal and state courts held that the United States
Constitution prohibits the involuntary hospitalization of a nondangerous
mentally ill person. See Project Release v. Prevost, 722 F.2d
960, 971 (2d Cir. 1983) and Matter of Harry M., 96 A.D. 2d 201, 208, 468
N.Y.S. 2d 359, 365 (2d Dep't 1983). See also 14 N.Y.C.R.R § 527.8(a)(4), 14 N.Y.C.R.R § 527.8(c), Scopes
v. Shah, 59 A.D.2d 203, 205-06 (3d Dep't 1977), and Matter of Carl C.,
126 A.D. 640, 640 (2d Dep't 1987).
245. As
a result of these court decisions, if a physician believes that a mentally ill
person required inpatient hospitalization, the physician is also required to
certify, under penalty of perjury, that the mentally ill person poses a danger
to self or others.
246. Before
the hospital admits the patient, a third physician, who is a member of the
psychiatric staff of the hospital, must also certify that the patient satisfies
the criteria for admission that is set forth in N.Y. MHL § 9.01, N.Y. MHL § 9.05,
and N.Y. MHL § 9.27(e).
247. Under
New York law, a person is said to be dangerous when he poses a substantial
threat of causing physical harm to himself or others. See Matter of
Harry M., 96 A.D. 2d at 208 (2d Dep't 1983).
248. There
is no necessary co-relation between suffering from mental illness and posing a
danger to oneself or others.
249. Many
symptoms of mental illness have no bearing on whether a person poses a danger
to oneself or others.
250. Thus,
the criteria for assessing dangerousness are distinct from symptoms of mental
illness.
251. A
determination of dangerousness is a risk assessment in which a physician
evaluates the likelihood or probability that the mentally ill person will cause
harm to either self or others.
252. When
looking at whether a person is dangerous, a physician must look at a number of
factors related to the potential of a person for causing harm to oneself or
others and, based upon an application of such factors, assesses the likelihood
that a person will cause harm.
253. Significant
criteria for assessing a threat of harm to self because of suicidal tendencies
include the following: (i) the presence of hallucinations or
delusions; (ii) current or previous
attempts at suicide that could have resulted in death; (iii) divorced, separated or single marital status, hopelessness,
impulsivity; (iv) lack of future
plans; (v) signals of an intent to
die; and, (vi) a recent loss.
254. Of
the above six criteria for assessing a threat of harm to self because of
suicidal tendencies, Heendeniya satisfied only the second criteria, but did not
meet any of the other five criteria. In other words, Heendeniya met only one
out of the six (1 out of 6) criteria for assessing threat of harm to
self.
255. Significant
criteria for assessing a threat of harm to self because of an inability to meet
one's essential needs for food, clothing and shelter include the following: (i)
whether a mentally ill person has suffered from malnutrition or dehydration; (ii) whether a mentally ill person has
a plan to obtain adequate food, clothing and shelter, if a person is not
meeting such needs independently; (iii)
whether a mentally ill person has left serious medical problems go unattended; (iv) whether a mentally ill person
understands the need to obtain adequate food, clothing and shelter and treat
serious physical disorders; (v) the
availability of personal support; and, (vi)
in the absence of personal support, the ability to live independently.
256. Of
the above six criteria for assessing a threat of harm to self because of an
inability to meet one's essential needs for food, clothing and shelter,
Heendeniya did not satisfy a single criteria (0 out of 6).
257. The
mental health profession recognizes that an assessment of risk requires an
evaluation of empirically-based factors known as ‘risk factors’ that enhance
the risk of harm that an individual poses to self or others.
258. These
factors include the following: (i) a
history of violence; (ii) the level
of anger inappropriate to situations that an individual manifests; (iii) the level of impulse control that
an individual manifests; (iv) the
presence of substance abuse and a history of substance abuse; (v) whether intoxication associated
with violence or self-destructive behavior; (vi)
whether the patient has insight into the relationship between substance use and
violence or self-destructive behavior; (vii)
an individual's ability to cause harm as a result of physical size and strength
or the presence of weapons; (viii)
the presence of certain symptoms of extremely serious mental illness, including
some command hallucinations, paranoia, and some delusions; (ix) stressors, which may include financial stressors and some
family relationships.
259. Of
the above noted nine (9) ‘risk factors’ that enhance the risk of harm that an
individual poses to self or others, Heendeniya only meets the ninth risk
factor, and worst-case scenario, also perhaps the first. Thus, worst-case
scenario, he satisfies only two out of the nine risk factors (2 out of 9).
260. The
fact is, even assuming that what lead Heendeniya to be brought to the SJHHC
emergency room was a suicide attempt or suicidal behavior, given that during
the seven days that he was kept in the emergency room, the intensive care unit,
and the general medical wing of SJHHC, his calm behavior, him answering all
questions posed to him in a non-hostile and truthful manner, him being fully cooperative throughout
his questioning and his treatment, him
showing no suicidal or homicidal ideations during the seven (7) days the SJHHC
defendants and/or the Physician defendants were able to observe him, and the
fact that the SJHHC defendants and/or the Physician defendants had seven days
to observe his above cited consistent, positive behavior should have made them
realize that any risk that Heendeniya would engage in self-harm behavior or
homicidal behavior had significantly attenuated or significantly diminished
since his admission to SJHHC.
261. Therefore,
in consideration of the above cited, well-accepted ‘risk factors’ and ‘criteria
for assessing a threat of harm to self,’ the SJHHC defendants and/or the Physician
defendants should not have made the medical determination that
Heendeniya was presently or in the near future likely to engage in conduct that
would likely result in serious physical harm to himself or others. See 14
N.Y.C.R.R § 527.8(a)(4), 14 N.Y.C.R.R § 527.8(c), Scopes v. Shah, 59
A.D.2d 203, 205-06 (3d Dep't 1977), and Matter of Carl C., 126 A.D. 640,
640 (2d Dep't 1987).
262. Therefore,
in consideration of the above cited, well-accepted ‘risk factors’ and ‘criteria
for assessing a threat of harm to self,’ the SJHHC defendants and/or the Physician
defendants should not have made the medical determination that
Heendeniya was presently in need of involuntary care and treatment under NY MHL
§ 9.27. See 14 N.Y.C.R.R § 527.8(a)(4), 14 N.Y.C.R.R § 527.8(c), Scopes
v. Shah, 59 A.D.2d 203, 205-06 (3d Dep't 1977), and Matter of Carl C.,
126 A.D. 640, 640 (2d Dep't 1987).
263. One
or more of the SJHHC defendants and/or the Physician defendants unlawfully,
involuntarily admitted Heendeniya to unit 3-6 because of financial reasons and
in consideration of SJHHC’s profit.
264. One
or more of the SJHHC defendants and/or the Physician defendants unlawfully,
involuntarily admitted Heendeniya to unit 3-6 because they wanted to deprive
him of his ability to purchase and possess firearms in the future (via the prohibition of federal penal
statute 18 USC § 922(g)(4)).
265. The
SJHHC defendants and/or the Physician defendants unlawfully, involuntarily
admitted Heendeniya to unit 3-6 because SJHHC and Corporations A-F executives
and supervisors (that is, defendant Ruscitto, defendant Gilbert, defendant
Price, defendant Seifter, defendant Welch, and other responsible SJHHC defendants
and Corporations A-F defendants to be determined during the pre-trial discovery
stage) did not provide sufficient training to ensure that physicians and nurses
at SJHHC have developed sufficient expertise in assessing the present dangerousness
of patients who have attempted suicide or exhibited suicidal behavior prior to
admission to the hospital.
266. The
SJHHC defendants and/or the Physician defendants unlawfully, involuntarily
admitted Heendeniya to unit 3-6 because SJHHC and Corporations A-F executives
and supervisors (that is, defendant Ruscitto, defendant Gilbert, defendant
Price, defendant Seifter, defendant Welch, and other responsible defendants to
be determined during the pre-trial discovery stage) did not engage in
sufficient oversight of their clinical staff to ensure that physicians and
nurses at SJHHC routinely focus on and apply all relevant factors related to a
person's dangerousness when deciding if a person warrants such a drastic remedy
as involuntary psychiatric hospitalization.
267. The
fact that one or more of the SJHHC defendants and/or the Physician defendants
had a financial motive to unlawfully, involuntarily admit Heendeniya to unit
3-6 is shown in part, by the fact that in 2012, SJHHC had engaged in a large
expansion of its facilities that would cost $140 million. A true and correct
copy of a 2-page article from the Syracuse based ‘The Post-Standard’
newspaper’s website, is annexed hereto as Exhibit “19.”
268. Even
before the 2012 expansion costing $140 million, SJHHC was known to have engaged
in questionable ethical practices and aggressive business practices. A true and
correct copy of a 4-page article titled “St. Joe’s ‘Dead’ Patient Awoke as Docs
Prepared to Remove Organs” from the Syracuse based ‘The Post-Standard’
newspaper’s website, is annexed hereto as Exhibit “20,” that is an example of
SJHHC’s aggressive organ-harvesting process, and where SJHHC was found-out and
rightfully criticized by experts.
269. In
2014, the Center for Medicare & Medicaid Services (“CMS”) notified
defendant Ruscitto and the other SJHHC executives that SJHHC was failing to
meet the standards required in order for a hospital to meet the “Medicare
Conditions of Participation.” CMS noted that SJHHC was failing compliance in:
(i) 42 CFR 482.12 Governing Body.
(ii) 42 CFR 482.13 Patient Rights.
(iii)
42 CFR 482.42 Infection Control.
A true and correct copy
of the 3-page letter from CMS to defendant Ruscitto (and to the other SJHHC
executives at SJHHC), is annexed hereto as Exhibit “21.”
270. This
doesn’t come as a surprise to Heendeniya given some of the unlawful and
unethical conduct that he was subjected to by the SJHHC defendants and/or the Physician
defendants while he was a patient at SJHHC between April 05, 2013 and April 17,
2013.
271. There
is other evidence that SJHHC was under financial stress on or about the time
Heendeniya was a patient at SJHHC. This financial stress was a significant
reason why in 2015, SJHHC joined with ‘Trinity Health’ (apparently, one of the
largest healthcare systems in the United States). See, a true and
correct copy of a 2-page article titled “Syracuse Hospital Loses $21.6 Million,
Wants to Join Big Health System” from the Syracuse based ‘The Post-Standard’
newspaper’s website, which is annexed hereto as Exhibit “22.” See also,
a true and correct copy of a 2-page article titled “Syracuse Hospital Joining
Trinity Health, One of the Biggest U.S. Health Systems” from the Syracuse based
‘The Post-Standard’ newspaper’s website, which is annexed hereto as Exhibit “23.”
272. Naturally,
in the environment as it existed at the time Heendeniya was admitted to SJHHC,
its executives and supervisors expected SJHHC physicians and nurses to carry
their duties and responsibilities in a manner that would maximize the revenue
and minimize the expense at SJHHC.
273. It
was well known among the SJHHC executives and supervisors, and the SJHHC
physicians and nurses that the SJHHC psychiatric unit (unit 3-6) was a very
profitable enterprise.
274. This
is acknowledged, to some extent, in the biographic information for defendant
Welch provided on the SJHHC website [3]
(i.e., “Deborah Welch is responsible for mission integration, as well as
organizational development. A 32-year employee at St. Joseph’s, Welch has been
responsible for the overall operation, administration and management of mental
health services for 22 years. Under her leadership, St. Joseph’s mental
health services has grown exponentially and has led the way in
providing mental health services to those most in need in the Central New York
community.”) (emphasis added).
275. Therefore,
given SJHHC’s aggressive business culture in 2013, it is not surprising that
the SJHHC defendants and/or the Physician defendants (particularly defendant
Levine, defendant O'Connor, defendant Tremiti, defendant Roman, defendant
French, defendant Briscoe, defendant Cate, and defendant Spinella) engaged in
unlawful and/or unethical conduct, engaged in perjury, and engaged in very
aggressive involuntary admission decision-making in light of their personal
financial considerations, the expectations of the SJHHC and Corporations A-F executives
and supervisors, and their goal of making SJHHC and/or Corporations A-F
profitable.
276. Thus,
particularly in regard to involuntary admissions facilitated pursuant to the
involuntary provisions of New York's M.H.L., physicians at SJHHC will certify,
a mentally ill person or a person who has exhibited suicidal behavior prior to
being brought to the hospital, for hospitalization without determining whether
or not such person satisfies the criteria for hospitalization set forth in the
statute under which the person was involuntarily admitted (for example, N.Y.
MHL § 9.27).
277. This
is done, even though a determination of whether a mentally ill person is
dangerous requires a physician to determine whether the risk of harm is
sufficiently great to warrant the deprivation of liberty that involuntary
admission entails. See O'connor v. Donaldson, 422 US 563, 580 (1975),
Vitek v. Jones, 445 U.S. 480, 491-92 (1980), and Addington v. Texas, 441 US 418, 425-426 (1979).
278. Hence,
many physicians and psychiatrists at SJHHC pay lip service to the legal
constraints imposed by the NY Mental Hygiene Law and the U.S. Constitution
while they make decisions based on financial considerations that benefit SJHHC
and themselves, and sometimes also the financial status of the subject of the
commitment evaluation (in this case, Heendeniya had health insurance through
Medicare and Medicaid).
279. The
latter point in the prior paragraph is significant, given that the NY OMH has
undertaken initiatives which are intended to achieve increased participation by
general hospitals-- both public and private-- in their role in the civil involuntary
admission process.
280. Such
initiatives include financial incentives to community hospitals-- both public
and private-- who provide involuntary care and treatment to mentally ill
individuals.
281. Such
incentives include the development of Medicaid rate methodologies that are
designed to increase the number of mentally ill individuals to whom inpatient
care and treatment is provided.
282. On
information and belief, at no time has the New York OMH or SJHHC issued
guidelines for physicians employed at SJHHC that inform them of the likelihood
and magnitude of harm that must exist before a physician certifies, a mentally
ill person or a person who has exhibited suicidal behavior prior to being
brought to the hospital, for involuntary psychiatric hospitalization.
283. As
a result, each physician who evaluates a mentally ill person for involuntary
admission purposes imposes his or her values regarding the value of personal
liberty when determining whether the threat of harm posed by a mentally ill
person (such as Heendeniya) is sufficiently great as to warrant depriving such
person of liberty. This violates the law. See Project Release v.
Prevost, 722 F. 2d 960, 65-66 (2d Cir. 1983), Vitek v. Jones, 445 US
480, 492-493 (1980), and Project Release, 722 F. 2d at 972.
284. The
fact is, when defendant Levine, defendant O'Connor, defendant Tremiti,
defendant Roman, and defendant Spinella made the medical determination and
filled the official New York state paperwork necessary to involuntarily admit
Heendeniya to unit 3-6, by writing false and material information or knowingly
vouching for the veracity of false statements on hospital records and NY state
official forms, they in fact involuntarily admitted a mentally ill person who
was not a present danger to himself or others.
285. The
fact that the four defendants cited in the prior paragraph involuntarily
admitted a mentally ill person who was not a present danger to himself or
others was apparent given that there was ample evidence that Heendeniya was not
a danger to himself or others given his behavior and interactions with one or
more of the SJHHC defendants and/or the Physician defendants and others after
his admission to SJHHC on April 05, 2013, and the seven (7) days thereafter,
combined with the fact that had defendants Levine, O'Connor, Tremiti, and Roman
correctly applied the empirically based, well-accepted ‘risk factors’ and
‘criteria for assessing a threat of harm to self’ depicted in ¶¶ 253, 255, and
258 to Heendeniya, they would have had to conclude that Heendeniya did not meet
the criteria for being involuntarily admitted under N.Y. MHL § 9.27.
286. In
certifying Heendeniya for hospitalization, defendants Levine, O'Connor, Tremiti,
Roman, and Spinella made false statements on official New York State forms, and
committed perjury or negligence, and incorrectly concluded that Heendeniya
posted a present danger to himself or others.
287. In
unlawfully, involuntarily admitting Heendeniya to unit 3-6, defendants Levine,
O'Connor, Tremiti, Roman, and Spinella failed to correctly address and
determine whether or not he (i) was
presently abusing drugs or alcohol; (ii) had a history of unlawful violent
or otherwise dangerous behavior; (iii) presently manifested
suicidal or homicidal ideation; (iv)
had the capacity to cause harm by having possession of weapons; (v)
manifested hallucinations, particularly command hallucinations, paranoia and
some delusions; or (vi)
lacked impulse control.
288. Instead,
defendants Levine, O'Connor, Tremiti, Roman, and Spinella falsely or
negligently certified and/or committed perjury by stating in official NY state involuntary
admission forms that Heendeniya had a long history of schizoaffective disorder,
thus falsely or negligently artificially increasing the justification
for involuntarily admitting Heendeniya under New York Mental Hygiene Law
section 9.27, rather than for example:
(i) allowing Heendeniya to
voluntarily admit himself under NY MHL section 9.13; (ii) making a realistic
and meaningful effort to get in touch with Heendeniya's current treating
psychiatrist (Dr. Lovett) so they could find out whether they could release
Heendeniya to Dr. Lovett’s care rather
than resorting to the drastic remedy of involuntarily admitting him to unit 3-6; (iii)
using a less drastic treatment option such as Assertive Community Treatment
("ACT") services, given that Heendeniya’s sister-- who was an
emergency room physician at SJHHC-- lived in a Syracuse suburb and would have
gladly let him stay at her home while Heendeniya received ACT services, thus
providing Heendeniya a safe environment where he could live safely in freedom
with the help of willing and able family members. See Scopes v. Shah,
59 A.D.2d 203, 205-06, 398 N.Y.S.2d 911, 913 (3d Dep't 1977) and Project
Release v. Prevost, 722 F. 2d 960, 971 (2d Cir. 1983).
289. SJHHC
defendants and/or the Physician defendants did not have just cause or legal
justification to resort to involuntarily admitting Heendeniya under NY M.H.L §
9.27, when there were less drastic ways to make sure that Heendeniya received
sufficient mental health treatment and care given that his sister, who was an
ER physician at SJHHC, lived approx. 45 minutes away from the hospital and
consequently, they could have released him to her-- See Scopes v. Shah, 59 A.D.2d 203 (3d Dep't 1977) (“who is capable of surviving safely in freedom
by himself or with the help of willing and able family members or friends”).
290. SJHHC
defendants and/or the Physician defendants did not have just cause or legal
justification to resort to involuntarily admitting Heendeniya under NY M.H.L §
9.27, when there were less drastic ways to make sure that Heendeniya received
sufficient mental health treatment and care such as via Assertive Community Treatment ("ACT") services given
that Heendeniya’s sister who was an ER physician at SJHHC had a home approx.
45-minutes from SJHHC and would have gladly let him stay with her while he
received treatment through ACT services, and if in the unlikely event
Heendeniya were to refuse compliance, then forcing use of ACT services by way
of New York's outpatient commitment law-- NY MHL section 9.60-- popularly known
as Kendra's Law.
291.
After defendants Levine, O'Connor,
Tremiti, and Roman wrote some false and material medical information about
Heendeniya in hospital records and official NY State forms in order to
involuntarily admit him to unit 3-6, the administrative coordinator in the
psychiatric unit-- registered nurse Rosaline Spinella (defendant Spinella)--
completed the application for ‘involuntary admission on medical certification’
to be submitted and filed with the NY OMH.
292. Heendeniya
admits that the SJHHC defendants and/or the Physician
defendants unlawfully and unjustly, involuntarily admitted him to SJHHC’s
psychiatric unit on Friday, April 12, 2013.
293. However,
Heendeniya denies that this unlawful, involuntarily admission by the SJHHC
defendants and/or the Physician defendants is a legally valid or
sufficient NY M.H.L § 9.27 admission and he denies that his involuntary
admission on 04/12/2013 is an ‘involuntary commitment’ for purposes of federal
statute 18 USC § 922(g)(4) firearm
prohibition.
294. When
Heendeniya found out that he was being involuntarily admitted, he politely but
earnestly objected to the involuntary admission under NY M.H.L § 9.27.
295. When
Heendeniya realized that the SJHHC defendants and/or the
Physician defendants were going to insist on involuntarily admitting him to
unit 3-6, to avoid this, out of desperation he asked the SJHHC defendants and/or
the Physician defendants to let him voluntarily admit himself to the
psychiatric unit (rather than under involuntarily admission status), so the SJHHC
defendants and/or the Physician defendants could observe him over a period of
time and know that he has no suicidal or homicidal intentions or impulses.
296. He
clearly informed two, possibly three, of the SJHHC defendants that he objected
to being involuntarily admitted to SJHHC’s psychiatric unit due to his concern
that he might lose his right or ability to purchase or possess firearms in the
future.
297. Those
two defendants were defendant French (who visited Heendeniya on approx. three
occasions prior to his involuntary admission on 04/12/2013) and a presently
unknown woman (henceforth, “SJHHC Doe #1”) who filled out several intake forms
in front of Heendeniya in SJHHC’s psychiatric unit on April 12, 2013.
298.
Heendeniya told both defendant French
and SJHHC Doe #1 of his concern that he might lose his right or ability to
purchase or possess firearms in the future if he were to be involuntarily
admitted to SJHHC’s psychiatric unit.
299.
Heendeniya told defendant SJHHC Doe
#1 that to avoid the risk of him losing his ability to purchase or possess
firearms due to any involuntary admission, he would be willing to voluntarily
admit himself to SJHHC’s psychiatric unit so that the SJHHC defendants and/or
the Physician defendants could observe him over a period of time and be
satisfied that he is no longer a danger to himself or others.
300.
Conveniently (for the SJHHC
defendants and/or the Physician defendants), SJHHC Doe #1 makes
it a point to note that Heendeniya refused to sign SJHHC psychiatric unit's
intake forms “Pt refuses to sign citing 2nd Amendment Rights And
Green Card.”
301.
However, there is no mention by SJHHC
Doe #1 regarding Heendeniya’s sincere attempt to compromise with her, the SJHHC
defendants, and/or the Physician defendants, by agreeing to
voluntarily admit himself to unit 3-6 to appease them, in order to avoid the
involuntary admission and its potential negative impact on his ability to
purchase and possess firearms and ammunition in the future.
302.
Heendeniya told SJHHC Doe #1 that he
will sign the unit 3-6 intake forms if they (SJHHC defendants and/or
the Physician defendants) would not involuntarily admit him, and instead admit
him voluntarily to SJHHC’s psychiatric unit.
303.
But SJHHC Doe #1 refused and informed
Heendeniya that the SJHHC doctors (who are in fact the Physician defendants)
will only take him to unit 3-6 under involuntary condition.
304.
Because of this, Heendeniya refused
to sign any of the intake forms except, on information and belief, one form
that listed the names and cell phone numbers of his mother and his sister
(apparently, since Heendeniya’s sister was a physician at SJHHC and thus SJHHC
had her contact information, SJHHC Doe #1 wrote down only his mother’s phone
number).
305.
On the same day (April 12, 2013),
nurse Wendy Briscoe (defendant Briscoe) interviewed Heendeniya and she
completed a “unit 3-6 Progress Notes” form where she noted down that he had
informed her that he was diagnosed and treated for PTSD, but conveniently (for
the SJHHC defendants and/or the Physician defendants) left out
the fact that he had also told her that he had been diagnosed and was being
treated for manic depression.
306.
Conveniently (for the SJHHC
defendants and/or the Physician defendants), defendant Briscoe
makes it a point to note that Heendeniya refused to sign SJHHC psychiatric
unit's intake forms, and noted down that “He signed disclosures but declined
his treatments and procedures stating his second amendment rights and that he
is not an American Citizen. He also added that on a pistol permit he would have
to admit that he was involuntarily admitted and he believes that if he does not
sign this, then he would not perjure himself and commit a felony.”
307.
However, there is no mention anywhere
by defendant Briscoe regarding Heendeniya’s attempt to compromise with her, the
SJHHC defendants, and/or the Physician defendants by
agreeing to voluntarily admit himself to unit 3-6 to appease them, in order to
avoid the involuntary admission and its potential negative impact on his
ability to purchase and possess firearms in the future.
308.
Additionally, defendant Briscoe falsely
stated in SJHHC unit 3-6 forms that Heendeniya had been provided with
documents that informed him of his legal rights (these legal rights would have
included his right to be freely represented by the legal services of the New
York Mental Health Legal Services).
309.
SJHHC Doe #1, defendant Briscoe,
other SJHHC defendants, and/or other Physician defendants made it a point to
note down statements that Heendeniya made to them that could be used to make
him look imminently dangerous or unstable, so as to exaggerate or increase the
modicum of evidence they could point to, in order to justify the need to
involuntarily admit Heendeniya to unit 3-6, rather than use a less drastic
method in order to provide him treatment and verify that he is not a present
danger to himself or others.
310.
SJHHC Doe #1, defendant Briscoe,
other SJHHC defendants, and/or other Physician defendants made it a point to
leave out some positive factors in Heendeniya’s statements such as his accurate
psychiatric diagnosis (as he calmly, unambiguously, and accurately told them),
and his calm, polite, and reasonable attempts to compromise with the SJHHC
defendants and/or the Physician defendants by agreeing to voluntarily admit
himself to unit 3-6 so that they could observe him and treat him (and which
would not have had a negative impact on Heendeniya’s future ability to purchase
and possess firearms).
311.
The fact is, from the time Heendeniya
was admitted to SJHHC emergency room on April 05, 2013 to the time he was
released on April 17, 2013, he informed all the physicians and nurses who
questioned him that he had been diagnosed and was being treated for manic
depression and PTSD for several years.
312.
The reason why one or more of the
SJHHC defendants and/or the Physician defendants-- a
majority of whom are healthcare providers (i.e., physicians and nurses)-- did
not write down that Heendeniya had informed them that he had been diagnosed and
was being treated for manic depression and PTSD (and not a psychotic
mental illness such as schizoaffective disorder or a delusional disorder) was
because they wanted to make certain to increase and exaggerate the
(artificial/non-existent) justification they would have in order to exceed the
necessary threshold to involuntarily admit Heendeniya under involuntary
admission procedure.
313.
By leaving out and not documenting
Heendeniya’s multiple statements to multiple healthcare providers at SJHHC
during his stay at SJHHC between 04/05/2013 and 04/12/2013 that he had been
diagnosed and had been treated for several years for manic depression and PTSD,
and instead falsely writing down that Heendeniya had been diagnosed and
had been treated for a long period for schizoaffective disorder, one or more of
the SJHHC defendants and/or the Physician defendants wanted to
sufficiently exceed the threshold (as they saw it) and justification necessary
to involuntarily admit Heendeniya pursuant to NY M.H.L § 9.27, and thereby
deprive him of his ability to purchase and possess firearms and ammunition in
the future (via 18 USC §922(g)(4) and its state counterparts),
while simultaneously increase revenue and decrease expenses at SJHHC’s
psychiatric unit.
314.
That allowed the SJHHC defendants
and/or
the Physician defendants to accomplish two goals simultaneously: (i)
maximize revenue and minimize expenses at SJHHC psychiatric unit when admitting
Heendeniya for treatment under involuntary admission conditions; (ii) since one or more of the SJHHC
defendants and/or the Physician defendants knew that once
Heendeniya was involuntarily admitted under NY M.H.L § 9.27, he would be
implicated under 18 USC §922(g)(4) statute’s firearm prohibition and thus he
would be prohibited from purchasing and possessing firearms from then on, one
or more of the SJHHC defendants and/or the Physician
defendants would be able to achieve their goal of depriving Heendeniya of his
right to have firearms in the future.
315.
The fact is, one or more of the SJHHC
defendants and/or the Physician defendants engaged in numerous deceptive and
unlawful conduct in their attempt to involuntarily admit Heendeniya to SJHHC’s
psychiatric unit (for financial reasons and also to deprive Heendeniya of his
ability to purchase and possess firearms in the future), and once he was
admitted, they similarly attempted to justify on paper (i.e., “CYA”) their
reasons for involuntarily admitting him.
316.
Susan Lynn Cate, LMFT (henceforth,
“defendant Cate”), a psychiatric counselor in unit 3-6 spoke to Heendeniya
kindly and displayed a very sympathetic manner. But, Heendeniya found out only
much later (via the 735 pages of
medical documents that he requested from SJHHC and subsequently received in
early 2015) that behind his back, on an “Intake Assessment – Clinician” form,
she made exaggerated statements regarding facts that Heendeniya told her about
him, and made mocking statements about him that paint him in a disparaging
manner.
317.
For example, on April 15, 2013,
defendant Cate wrote the following false, exaggerated, and/or ‘statements taken
out of context’: “Patient also has forensic hx of four
different weapons possession charges in different states… continue to get
caught out of state where he had gun permit with his guns, each time having a plausible
story. Patient is aware he could easily be deported… his various forays into undergrad and grad school… Patient
presents…re: his abilities as a “lawyer” representing himself, despite of
dropping out of law school after six months. Patient acknowledges he’s not a lawyer, but spent a lot of time singing
his own praises in describing his work on his own legal defenses both
against companies that fired him because of his forensic/criminal record, and
also in the defense of at least two, possibly three of the weapons possession
charges… Patient is focused on/full of
his ability to do various tasks, but then cannot stay on task, or complete
his education. Patient is quick to make
excuses, while trying to sound like he accepts responsibility.”
318.
The fact is, Heendeniya was in no
state of mind to be singing praises about himself or be exaggerating his
“deeds,” given that he was well aware of the circumstances of his
admission to SJHHC on April 05, 2013. Heendeniya was also well aware of his involuntary
admission status to a psychiatric hospital and the persistent, grim
environment all around him. Thus, all Heendeniya was doing was simply answering
the probing questions that defendant Cate asked of him. Little did he know that
defendant Cate, while pretending to speak kindly to him and pretending to be
sympathetic to him, was-- on the Intake Assessment form-- tearing his life-history to shreds, writing false or
exaggerated statements, and mocking him behind his back.
319.
Additionally, defendant Cate was
cherry-picking facts that Heendeniya told her and putting her own “spin” on
them in order to make him appear in a negative light. In hindsight, Heendeniya
realizes that defendant Cate is a typical SJHHC unit 3-6 employee.
320.
One SJHHC physician-- Dr. Parvaiz
Naseem (who is not a defendant in this lawsuit)-- who did not have any ulterior motives (such
as depriving Heendeniya of his ability to purchase and possess firearms)
behaved ethically and did document truthfully the statements that Heendeniya
made to him while Heendeniya was in the SJHHC general medical wing for several
days-- that Heendeniya had been diagnosed and had been treated for several
years for PTSD and Bipolar Disorder (type-2 bipolar disorder a/k/a manic
depression). Dr. Naseem noted these down before Heendeniya was unlawfully,
involuntarily admitted to unit 3-6 on April 12, 2013.
321. Heendeniya
was never given any paperwork during his intake to unit 3-6 and throughout his
stay in the psychiatric unit that informed him that he had the legal right to
challenge his continuing involuntary admission, using the free legal services
offered by the NY Mental Hygiene Legal Services (henceforth, “NY MHLS” or
“MHLS”), even though the SJHHC defendants and/or the Physician defendants were
required by law to do so. See NY MHL § 9.07(a), NY MHL § 9.29(b), NY MHL
§ 9.11, NY MHL § 47.01, NY MHL § 47.03, and 14 N.Y.C.R.R. § 27.8(d).
322. Heendeniya
was never told by anyone throughout his stay that he had the legal right to
challenge his continuing involuntary admission, using the free legal services
offered by the NY MHLS. See NY MHL § 9.31, NY MHL § 9.35, NY MHL § 47.01,
NY MHL § 47.03, and 14 N.Y.C.R.R. § 27.8(d).
323. Because
Heendeniya was indigent at the time in April, 2013, he qualified for free legal
representation from the NY MHLS to challenge his retention in unit 3-6 under NY
MHL § 9.27 status. See NY MHL §
9.07(a), NY MHL § 9.29(b), NY MHL § 9.11, NY MHL § 47.01, NY MHL § 47.03, and 14
N.Y.C.R.R. § 27.8(d).
324. Prior
to Heendeniya’s unlawful and unjust, involuntary admission to SJHHC’s
psychiatric unit, he had never been admitted to any psychiatric facility
anywhere, as an in-patient or as an out-patient.
325. Heendeniya
was kept in SJHHC’s psychiatric unit for five (5) days and was released
on April 17, 2013.
326. The
fact is, one or more of the SJHHC defendants and/or the Physician defendants had
a strong moral bias to make sure that Heendeniya would lose his firearm rights
(via his involuntary admission under
NY Mental Hygiene Law § 9.27 and thus be prohibited from possessing firearms or
ammunition under 18 USC § 922(g)(4)), given that SJHHC is managed, controlled,
and/or heavily influenced by the Catholic Church.
327. Because
Heendeniya had been involved in a tragic shooting incident in Oklahoma that
unfortunately resulted in the death of someone, combined with the circumstances
that had brought Heendeniya to SJHHC on April 05, 2013, caused the SJHHC
defendants and/or the Physician defendants to unethically and
unlawfully resort to taking steps (including lying on official NY State forms
and also committing perjury) to make sure that Heendeniya would lose his
ability to purchase and possess firearms in the future.
328. The
SJHHC defendants and/or the Physician defendants also had
good legal cover to unlawfully, involuntarily admit Heendeniya to unit 3-6
because certain NY M.H.L. statutes and caselaw decisions handed down by New
York courts, subsequent to Project Release v. Prevost, 722 F. 2d 960 (2d
Cir. 1983), have created a loophole that they could exploit as needed.
329. This
is because, under NY M.H.L. § 9.11, once a patient is involuntarily admitted
under NY M.H.L. § 9.27, the director of the hospital has, by law, five (5) days
(excluding Sunday and holidays) before having to forward the patient’s records
to the NY MHLS.
330. Also,
under NY M.H.L. § 9.29(b), once a patient is involuntarily admitted under NY
M.H.L. § 9.27, it takes a minimum of five (5) days (excluding Sunday and
holidays), before the director of the hospital has to, by law, provide notice
of the patient’s legal rights to the nearest relative of the patient or three
designated additional persons.
331. In
Heendeniya’s case, he had designated his mother and his sister (See ¶
304, supra), and thus the director
would have had to give notice of Heendeniya’s legal rights to them personally
or by mail.
332. In
addition, under NY M.H.L. § 9.31(c), once a patient, his nearest relative, or a
designated person gives notice to the director of the hospital that s/he wants
a hearing to challenge the retention of the patient in the psychiatric unit,
the director, by law, has to forward a copy of the notice and the patient’s
record to the supreme court or county court, and also forward a copy of the
notice and the patient’s record to the NY MHLS.
333. In
Heendeniya’s case, had he, one of his relatives, or one of his designated
persons had given notice to the hospital director that s/he wants a retention
hearing on behalf of Heendeniya before a judge, the director would have had to
forward the notice and Heendeniya’s hospital records to the Onondaga supreme
court or the Onondaga county court.
334. Therefore,
considering the prior five paragraphs, it is not difficult to see that it
creates a lot less hassle and a lot less expense for one or more of the SJHHC
defendants and/or the Physician defendants to take Heendeniya to
the psychiatric unit-- under false and unlawful involuntary admission status--
and then keep him only for a short period, knowing that his firearm rights have
been neutralized (due to 18 USC § 922(g)(4)), and then release him before the
maximum 5-days (excluding Sundays and holidays) have elapsed (deadline before
hospital director has to satisfy ¶¶ 329 and 330 conditions-- NY MHL § 9.11 and
NY MHL § 9.29(b) requirements).
335. The
convenient part (for the SJHHC defendants and/or the Physician
defendants) about this 5-day loophole is that SJHHC wins, NY State wins (i.e.,
both SJHHC and NY State get to avoid incurring additional expenses), but the
patient (in this case, Heendeniya) loses his legal rights and his opportunity
to challenge his involuntary retention using the free legal representation by NY
MHLS, that he was entitled to due to his indigent status.
336. Even
if a patient, his nearest relative, or one of his designated persons does give
notice to the hospital director that s/he wants a retention hearing to
challenge the continued confinement of the patient under NY MHL § 9.27, using
the legal services of the MHLS paid for by NY State, once the director forwards
the notice and the patient’s records to the State courthouse, NY M.H.L. §
9.31(c) allows up to five (5) more days before a hearing has to be held before
a state judge.
337. Thus,
in considering Heendeniya, the SJHHC defendants and/or the
Physician defendants: after
unlawfully, involuntarily admitting Heendeniya to unit 3-6, there are multiple
opportunities (in terms of the number of days to keep Heendeniya in the
psychiatric ward before he gets a realistic opportunity to go before a judge to
assert his legal rights) for the SJHHC defendants and/or
the Physician defendants to keep him under involuntary admission status and
then release him (before there is any opportunity for any court hearing to take
place) and not incur additional expenses or attendant administrative burden,
but yet be confident that Heendeniya’s firearm rights have been neutralized
(and thus, knowing that one or more of the SJHHC defendants’ and/or the
Physician defendants’ goal has been achieved).
338. New
York’s M.H.L. works currently in such a way that if the patient, one of his
relatives, or one of his designated persons were to get a hearing before the
judge, that would mean additional expenses and hassle/inconvenience for both
the psychiatric hospital staff and the State of New York (i.e., for the court
staff, and the NY MHLS system which is overburdened as it is).
339. This
is because of having to transfer the psychiatric patient (under security) to
and from the state courthouse;
having to make traveling arrangements and incur attendant expenses for at least
one-- possible more-- of the psychiatrists and physicians who completed the
patient’s involuntary admission paperwork to appear in court to testify and to
be cross-examined by the NY MHLS counsel paid for by NY State; having to bear the burden of this
extra travel time and court time which would take the physicians, who provide
medical services at SJHHC, away from bringing in new revenue opportunities for
the hospital; and SJHHC having to
bear additional administrative costs and the hospital staff having to bear
inconvenience/hassle, acts together as a significant dissuasion as far as the
SJHHC defendants and/or the Physician defendants are concerned.
340. And
due to controlling caselaw, it works even more to the hospital’s and
Corporations A-F’s advantage-- a patient who is
deemed indigent (such as Heendeniya) and thus qualifies for NY State-paid legal
representation from NY MHLS counsel, immediately loses his access to the free
legal services from MHLS upon his release/discharge from the psychiatric unit.
341. This
is because of controlling legal authority that developed subsequent to the Project
Release v. Prevost, 722 F. 2d 960 (2d Cir. 1983) decision-- See Christine
Q.Q. v. Capital Dist. Psychiatric Ctr., 487 N.Y.S.2d 167, 168 (N.Y. App.
Div., 3d Dep't 1985) (dismissing appeal
from order denying as moot patient's application for a hearing pursuant to N.Y.
Mental Hygiene Law § 9.39 because she was no longer being confined to
psychiatric center pursuant to N.Y. Mental Hygiene Law § 9.39).
342. This
means, the indigent patient (such as Heendeniya) has no way to challenge his
involuntary admission to the psychiatric unit in a New York court of law,
unless he can come up with adequate funds to retain a private attorney to
represent him in court.
343. By
keeping Heendeniya for five (5) days in the psychiatric unit and not informing
him, nor giving him any paperwork throughout that time that notified him of his
right to challenge his involuntary admission in New York State court using the
free, NY MHLS attorneys’ assistance, one or more of the SJHHC defendants and/or
the Physician defendants violated the law on multiple occasions, because they
were biased against Heendeniya being able to exercise his Second Amendment
rights and also because they were motivated by financial incentives.
344. Since
the SJHHC defendants and/or the Physician defendants knew that after five days,
NY M.H.L. requires that they provide Heendeniya’s family members paperwork that
notified them of his right (and their right) to challenge the involuntary
admission using the NY MHLS at cost to New York state (i.e., NY M.H.L. § 9.29(b)
and NY M.H.L. § 9.11), the SJHHC defendants and/or the Physician defendants released
Heendeniya on the fifth day after his involuntary admission, knowing that
Heendeniya’s Second Amendment rights had already been implicated through the firearm
prohibition contained in 18 USC § 922(g)(4). A true and correct copy of a
document from the BATFE website, consisting of one page, showing the draconian
effects of the 18 USC § 922(g)(4) statute, is annexed hereto as Exhibit “24.”
345. Even
though the Second Circuit stated 32-years ago in Project Release v. Prevost,
722 F. 2d at 960, that the New York State involuntary civil commitments laws satisfy
psychiatric patients’ due process rights requirements, Heendeniya in fact was
intentionally not provided with even the minimal due process safeguards under M.H.L.
in his unlawful, involuntary admission to SJHHC’s psychiatric ward.
346. Heendeniya
believes that the SJHHC defendants and/or the Physician
defendants have utilized the above cited legal loophole in the NY M.H.L. for
several years as an unofficial custom, policy, usage, and practice to minimize
expenses and maximize profits in the psychiatric ward, and thereby assist in
maximizing SJHHC profits.
347. Since
his release from SJHHC, Heendeniya has not been admitted to any psychiatric
facility anywhere, either as an in-patient or as an out-patient.
348. In
early 2015, Heendeniya found out about the existence of 18 USC §922(g)(4) penal
statute that allegedly/supposedly prohibits him from being able to exercise his
Second Amendment rights, due to his unlawful, involuntary admission to SJHHC’s
psychiatric unit, as a result of the unlawful and unethical actions of the
SJHHC defendants and/or the Physician defendants.
349. On
January 08, 2015, Heendeniya called SJHHC and spoke to the director of its
psychiatric unit-- Ms. Gael Gilbert (defendant Gilbert).
350. When
Heendeniya informed defendant Gilbert about the circumstance he finds himself
in due to his unlawful, involuntary admission to unit 3-6 in April, 2013, she
told him that SJHHC psychiatric unit only started reporting the identification
of its patients to the New York State Division of Criminal Justice Services (“DCJS”)
from June, 2013-- approx. 1 ½ months after Heendeniya was discharged from unit
3-6.
351. Under
New York law, it is the responsibility of DCJS to forward the identification
information of patients, who have been involuntarily admitted to a psychiatric
facility in New York State, to the National Instant Background Check System
(“NICS”), which is a computerized database system that is managed by the
Federal Bureau of Investigation (FBI).
352. Defendant
Gilbert informed Heendeniya that he can file a grievance with SJHHC if he
wants.
353. Therefore,
Heendeniya wrote to the SJHHC defendants and the Physician
defendants informing them about how their decision to unlawfully, involuntarily
admit him to unit 3-6 in April, 2013, has now led to him being unable to
purchase or possess firearms and ammunition, and asking them to rectify the
circumstance and impediment that they unjustly created for him.
354. SJHHC
defendants and the Physician defendants wrote back to Heendeniya refusing to
rectify the circumstance and impediment that they unjustly and unlawfully
imposed on him in regards to his gun rights, as a result of their actions
and/or omissions during April 05, 2013 to April 17, 2013.
355. There
are no viable federal or NY State remedies available that Heendeniya could turn
to in order to overcome the firearm prohibition existing due to the 18 USC § 922(g)(4) statute as a result of his NY
M.H.L. § 9.27 involuntary admission to
SJHHC’s psychiatric unit between 04/12/2013 and 04/17/2013.
356. Under
18 USC § 925(c), an individual prohibited from acquiring a firearm may apply to
the U.S. Attorney General for relief from the prohibition, which the Attorney
General may grant if “the applicant will not be likely to act in a manner
dangerous to public safety and that the granting of the relief would not be
contrary to the public interest.”
357. The
Bureau of Alcohol, Tobacco, Firearms, and Explosives (henceforth, “ATF”) has
promulgated a rule detailing the manner that review under 18 USC § 925(c) may
be sought-- 27 C.F.R. § 478.144.
358. However,
notwithstanding the provisions of 18 USC § 925(c) and 27 C.F.R. § 478.144,
which purport to provide a means to request relief for an individual prohibited
from acquiring a firearm, The United States Congress has specifically denied
any funding “to investigate or act upon applications for relief from federal
firearms disabilities under 18 USC § 925(c).” The Consolidated Appropriations
Act, 2010, Pub. L. No. 111-117, 123 Stat. 3034, 3128.
359. Due
to the above lack of funding, the ATF does not, in fact, provide any review
under 18 USC § 925(c) to provide
relief from a federal prohibition on acquiring or possessing a firearm.
360. Because the ATF does not provide a review for relief from
a federal prohibition on acquiring or possessing a firearm, Heendeniya cannot
avail himself of any federal procedure to regain his Second Amendment rights on
the grounds that he does not present a threat to himself or others.
361. Under
the NICS Improvement Amendments Act of 2007 (NIAA), Congress provided an
alternate route for relief from a federal prohibition on acquiring a firearm in
which the various states may elect to provide an ATF-approved program to
review, approve, or deny applications for such relief. See NICS
Improvement Amendments Act of 2007, Pub. L. 110-180, 121 Stat. 2559, 2569-70.
362. However,
even though the State of New York allegedly has an aforementioned ATF-approved program, nonetheless, because
SJHHC began reporting the identities of its patients who were involuntarily
admitted to its psychiatric unit to the NY State Division of Criminal Justice
Services (DCJS) from June, 2013 (after Heendeniya’s discharge from unit 3-6),
Heendeniya is unable to make use of such alleged NY State relief
program.
363. In
addition, NY M.H.L. § 9.27-- the statute under which Heendeniya was unlawfully,
involuntarily admitted to SJHHC’s psychiatric unit for five days-- is both
facially and as-applied
unconstitutional.
New
York Mental Hygiene Law § 9.27 is Unconstitutional.
364. NY
M.H.L. § 9.27 is, on its face, unconstitutional because as mentioned in ¶¶ 337,
340-41, there is a legal loophole for healthcare professionals (i.e.,
physicians and nurses) and hospital administrators to, if they choose to,
deprive an indigent patient in unit 3-6 of his firearm rights, by taking in the
patient under NY M.H.L. § 9.27 for a very short time period (i.e., a few days
of pre-hearing confinement [4])
and then releasing him before the legal requirements to either notify NY MHLS,
the patient’s nearest relative , or one of his designated persons goes into
effect (i.e., the maximum 5-day period, excluding Sundays and holidays, has
elapsed).
365. In
Heendeniya’s case, the above circumstance was made much worse because he was
never given any paperwork nor notified verbally of his legal rights, including
the availability of the free, NY MHLS to challenge his retention as an
involuntarily admitted patient.
366. Another
aspect that makes NY M.H.L. § 9.27 facially unconstitutional is the fact that,
due to the immediate association/implication of a patient involuntarily
admitted under NY M.H.L. § 9.27 with the firearm prohibition of 18 USC § 922(g)(4) federal statute, there is no due
process protection that protects the pre-hearing confinement of the
patient (i.e., the actual admission decision and admission process itself is
not examined or reviewed under the adversarial judicial process to
verify that it comports with substantive and procedural due process
requirements under the Fourteenth Amendment).
367. Even though Project Release v.
Prevost, 722 F.2d 960, 967 (2d Cir. 1983) stated 32 years ago
that NY Mental Hygiene Law has adequate substantive and procedural due process
protections under the Fourteenth Amendment to safeguard the rights of those
involuntarily admitted in New York under M.H.L. § 9.27, that ruling came during
the time when there was no fundamental constitutional right for people to
possess firearms at home for self-defense.
368. In
other words, Project Release, Id., was decided in 1983 when the
Second Amendment to the U.S. Constitution was not held to be a fundamental
constitutional right bestowing upon the people to lawfully possess firearms at
home for self-defense.
369. Thus,
if the 3-judge panel that ruled in 1983 in Project Release, supra, had the same appellate case
before them today, by controlling legal authority (U.S. Supreme Court), the
panel would have to consider the draconian consequences for patients of their
firearm rights under the Second Amendment, when the patients are involuntarily
admitted under NY M.H.L. § 9.27.
370. The
point is, when the U.S. Supreme Court’s District of Columbia v. Heller,
554 U.S. 570 (2008) and McDonald v. Chicago, 561 U.S. 742 (2010)
decisions ruled that people have a fundamental constitutional right to possess
firearms at home for self-defense, Project Release, supra, holding that NY M.H.L. § 9.27 has adequate substantive and
procedural due process protections under the Fourteenth Amendment was made
invalid, or at minimum, highly suspect.
371.
Therefore, Heendeniya alleges, with
the utmost respect to the Honorable United States Court of Appeals for the
Second Circuit, that Project Release, 722 F.2d at 960 has been made
invalid due to the U.S. Supreme Court’s Heller, 554 U.S. at 570 and McDonald,
561 U.S. at 742 decisions, and also, that the Project Release ruling
should be curtailed for the same reason.
372.
In addition, Project Release
left open the possibility for an “as applied” challenge to the
unconstitutionality of NY M.H.L § 9.27 involuntary admission:
‘We therefore see no basis for overturning
Judge Neaher's handling of this case as a broad facial challenge to the
statute, and we affirm his action. However, we do not view his disposition of
the alleged "as applied" challenge to the statute as a dismissal
thereof. Rather, since the appellants' case did not amount to an attack on the
application of the statutory provisions at issue herein, whether the statute is
applied constitutionally remains an open question, the resolution of which may
be accomplished only in the context of an appropriate "as applied"
challenge.’
Project
Release v. Prevost, 722 F.2d 960, 967, 971 (2d Cir. 1983).
373.
In theory, an indigent patient who is
involuntarily admitted under NY M.H.L. § 9.27 to a psychiatric facility has, pursuant to NY MHL § 9.07(a),
access to counsel via the NY MHLS.
374.
However, this only works if the
psychiatric unit’s staff actually inform the patient of his legal rights or
give the patient paperwork that lets the patient know of his legal rights. As
mentioned, prior, in Heendeniya’s case, he was never informed of this nor given
any paperwork that let him know of his legal rights.
375.
Thus, unless there is sufficient
oversight to make sure that the hospital staff provide the paperwork to the
patient that informs him of his legal rights, there is nothing stopping
hospital staff from violating the requirements of NY M.H.L.S. § 9.07(a).
376.
In Heendeniya’s case, one or more of
the SJHHC defendants and/or the Physician defendants had both
ideological reasons based on bias (i.e., Heendeniya’s murder charge, even
though he was acquitted, and the
circumstance that brought him to SJHHC on April 05, 2013), and financial
reasons to violate the NY M.H.L.S. § 9.07(a) provision.
377.
Additionally, even if an indigent
patient was provided with the paperwork that gave him notice of his legal
rights, his access to the legal services of the NY MHLS can be nullified if the
hospital discharges the patient prior to the actual state court hearing. See
¶¶ 340-341, supra.
378.
This is because the court hearing
under NY M.H.L. § 9.31 or NY M.H.L. § 9.35 essentially only operates to
determine whether the patient should continue to be retained under the
NY M.H.L. statute under which the patient was admitted.
379.
The patient, one of his relatives, or
one of his designated persons is never
entitled-- under an Article 9 statute of NY M.H.L-- for an opportunity
for a hearing before a judge to determine whether his initial admission (not
his retention but his initial, pre-hearing confinement) under the NY M.H.L §
9.27 statute was lawful (in Heendeniya’s case, it was unlawful given that the
SJHHC defendants and/or the Physician defendants engaged in
fraud, and/or perjury, and/or medical negligence, and they did not give any
paperwork informing Heendeniya of his legal rights, and consequently, Heendeniya
was not afforded even minimal due process protections).
380.
Thus, given Heller, 554 U.S. at
570 and McDonald, 561 U.S. at 742, which held that people have a
constitutional right to possess firearms in their homes for self-defense purposes, there is no
adequate due process protection afforded under NY M.H.L to protect the loss of
a patient’s Second Amendment rights when he is involuntarily admitted in New
York state under the NY M.H.L § 9.27 statute.
381.
This is particularly true when the
patient is indigent, as Heendeniya was in April, 2013, and could not afford the
legal services of a private attorney, and thus was completely dependent on help
from the NY MHLS (whose services he was not aware of, in April, 2013, given
that the SJHHC defendants and/or the Physician defendants violated the
provision of NY M.H.L.S. § 9.07(a)).
382.
This is precisely why one or more of
the SJHHC defendants and/or the Physician defendants felt, in
part, confident in engaging in the egregious and illegal conduct to ensure that
Heendeniya would lose his ability to purchase and possess firearms in the
future: (i) because they knew that since Heendeniya was indigent and
unemployed in April, 2013, his chances of being able to afford a private
attorney after being discharged from the hospital (and thus losing access to
free, legal representation by the NY MHLS) was probably non-existent; (ii)
because of the very sensitive circumstance under which Heendeniya was
admitted to the SJHHC emergency room, one or more of the SJHHC defendants
and/or
the Physician defendants made a calculated determination-- based on their past,
numerous work experiences-- that Heendeniya probably would not want to fight
for his rights in Court where there would be risk of public disclosure of
potentially embarrassing and sensitive personal information; (iii) because of the
very sensitive circumstance of being involuntarily admitted to the SJHHC
psychiatric unit, one or more of the SJHHC defendants and/or
the Physician defendants made a calculated determination-- based on their past,
numerous work experiences-- that Heendeniya probably would not want to fight
for his rights in Court where there would be risk of public disclosure of
potentially embarrassing and sensitive personal information; (iv) because one or
more of the SJHHC defendants and/or the Physician defendants made
a calculated determination-- based on their past, numerous work experiences--
that Heendeniya probably would not be taken seriously by legal
authorities or others, given that they knew Heendeniya had a record of being
arrested and that it was easily discoverable on the internet via a quick search on Google or Yahoo
(as most people are apt to do these days), that his version of the events and
facts would probably be discounted given that he is a mentally ill person (in
comparison to the professional SJHHC defendants and/or the Physician defendants,
many of whom have advanced degrees and impressive careers, and combined with
(ii) and (iii) stated prior, Heendeniya had an uphill battle to regain his lost
Second Amendment rights.
383.
The fact is, NY M.H.L § 9.27 statute
and the involuntary admission procedure can be made constitutional on its
face-- given Heller, 554 U.S. at 570 and McDonald, 561 U.S. at 742
rulings-- by requiring that, due to the operation of 18 USC § 922(g)(4) and its State counterparts, when a patient is
involuntarily admitted under NY M.H.L § 9.27, s/he is entitled to an
adversarial judicial hearing in order to determine the constitutionality (under
due process) of the initial admission decision (i.e., the initial,
pre-hearing confinement).
384.
And, by requiring that, if the
involuntarily admitted patient is indigent (as Heendeniya was in April, 2013),
then by operation of the law, he should have immediate access to free, legal
representation by the NY MHLS to challenge his initial admission decision
(i.e., the initial, pre-hearing confinement) if he chooses to.
385.
And, because of the subsequent
caselaw that has arisen (See, ¶ 341, supra),
by operation of the law, an indigent, involuntarily admitted patient should
have the right to free, legal representation by the NY MHLS to challenge his
initial admission decision (i.e., the initial, pre-hearing confinement) if he
chooses to, even after he is discharged (up to a reasonable time period) by the
hospital (i.e., this is a crucial point given the legal loophole that exists by
operation of NY M.H.L § 9.11, NY M.H.L § 9.29(b), NY M.H.L § 9.31(c), NY M.H.L
§ 9.07(a), and ¶ 341, supra).
New York State Defendants Refuse to Grant Heendeniya
Reasonable
Disability Accommodations in Order for Him to Exercise His
Second Amendment Rights.
Disability Accommodations in Order for Him to Exercise His
Second Amendment Rights.
386.
Heendeniya wrote to all seven (7) NY
State defendants on or about January 16,
2016 requesting reasonable disability accommodations in order for him to
exercise his Second Amendment rights.
387.
The letter Heendeniya wrote was two
(2) pages in length and contained approx. 16 (sixteen) pages of medical
documents.
388.
All seven NY State defendants
received the above cited reasonable disability accommodation request letter. Six
(6) true and correct copies of mailing receipts from the Office Depot store
containing individual U.S. Postal mail tracking numbers and addresses of each
recipient, are attached herein as Exhibit “25.” In addition, eight (8) true and
correct copies of U.S. Postal mail tracking information of each recipient
obtained using the web tracking tool offered by the U.S. Postal Service at https://tools.usps.com/go/TrackConfirmAction_input,
are attached herein as Exhibit “26.”
389.
Based on the contents of the above
letter that was sent to all the NY State defendants, they were required to
inform Heendeniya whether they were going to provide him with reasonable
disability accommodations in order for him to exercise his Second Amendment
rights pursuant to Title II and Title V of The Americans with Disabilities Act
(“ADA”) and Section 504 of the Rehabilitation Act.
390.
Based on the contents of the above
letter that was sent to the NY State defendants, and in order for the NY State
defendants to not violate NY Civil Rights Article 7 § 79-n and NY MHL Article 33 § 33.01,
they were required to inform Heendeniya whether they were going to provide him
with reasonable disability accommodations in order for him to exercise his
Second Amendment rights.
391.
All seven of the NY State defendants
did not write back to Heendeniya to inform him that they were going to provide
him with reasonable disability accommodations in order for him to exercise his
Second Amendment rights, thus violating Title II and Title V of The Americans
with Disabilities Act (“ADA”), Section 504 of the Rehabilitation Act, NY Civil
Rights Article 7 § 79-n, and NY MHL Article 33 § 33.01.
STATEMENT
OF CLAIMS
COUNT
I
Medical Negligence.
(Against the SJHHC Defendants and the
Physician defendants)
392.
Heendeniya repeats the allegations
contained in Paragraphs 1 through 391 and, by this reference, incorporates them
herein.
393.
During April 05, 2013 to April 17,
2013, Heendeniya came under the care and treatment of the SJHHC defendants
and/or
the Physician defendants.
394.
During this period, the SJHHC
defendants and/or the Physician defendants represented, expressly or impliedly,
that the care, treatment, management, evaluation, testing, observation and
monitoring of Heendeniya was within the scope of their medical practice and was
within the scope of their medical knowledge, training, skill, experience and
ability.
395.
At all times herein relevant, SJHHC
defendants and/or and the Physician defendants were under a duty to provide
Heendeniya with proper, competent, comprehensive and timely examination,
evaluation, diagnosis, care, treatment, and/or consultation.
396.
That during April 05, 2013 to April
17, 2013, the SJHHC defendants and/or and the Physician defendants, expressly
and/or impliedly agreed to accurately and competently examine, treat, diagnose
and care for Heendeniya; agreed to provide Heendeniya with proper, competent,
comprehensive, timely and accurate examination, evaluation, diagnosis, care,
treatment, and/or consultation; agreed to follow a generally recognized and
proper practices and procedures adopted by physicians specializing in
psychiatry, anesthesiology, emergency medicine, general medicine, general
surgery, and nursing; and agreed to use reasonable and proper skills and attention
to care for Heendeniya.
397.
In rendering such services to
Heendeniya, the SJHHC defendants and/or and the Physician defendants owed him
the duty of possessing and exercising the degree of learning, knowledge, skill,
care and diligence which is ordinarily possessed and exercised by physicians
holding themselves out as possessing particular knowledge and skill in
psychiatry, anesthesiology, emergency medicine, general surgery, and general
medicine.
398.
During April 05, 2013 to April 17,
2013, Heendeniya presented to the SJHHC defendants and/or
the Physician defendants with signs, symptoms, conditions and/or complaints
consistent with Type-2 Bipolar Disorder (Manic Depression) and Posttraumatic
Stress Disorder (PTSD).
399.
During April 05, 2013 to April 17,
2013, Heendeniya accurately and unambiguously conveyed to the SJHHC defendants
and/or
the Physician defendants his correct psychiatric diagnosis, and the list of
psychiatric medications he had been prescribed by his long-term psychiatrist
(Dr. Lovett).
400.
During April 05, 2013 to April 17,
2013, Heendeniya accurately and unambiguously conveyed to the SJHHC defendants
and/or
the Physician defendants the name and place of employment of his long-term
psychiatrist.
401.
One or more of the SJHHC defendants
and/or
the Physician defendants breached the aforesaid duty to Heendeniya and
negligently deviated from proper medical practice, such negligence included,
but was not limited to: (i) failing to accurately diagnose his
psychiatric illnesses; (ii) failing to take into account the psychiatric
medical diagnosis that Heendeniya accurately and unambiguously conveyed to them; (iii)
failing to talk to Heendeniya's long-term psychiatrist to find out Heendeniya's
accurate psychiatric medical diagnosis, given the permanent and serious repercussions
that resulted from Heendeniya’s unlawful, involuntary admission under NY M.H.L
§ 9.27 that included resultant firearm disability due to the operation of 18
USC § 922(g)(4), social stigma, and negative consequences on his future
employment opportunities; (iv) failing to talk to Heendeniya's
long-term psychiatrist to find out Heendeniya's accurate psychiatric medical
diagnosis after Heendeniya implicitly denied having schizoaffective disorder
and denied having psychotic or delusional symptoms, given the permanent and
serious repercussions that resulted from Heendeniya’s unlawful, involuntary
admission under NY M.H.L § 9.27 that included resultant firearm disability due
to the operation of 18 USC § 922(g)(4), social stigma, and negative
consequences on his future employment opportunities.
402.
Failing to immediately institute
appropriate medical care, treatment and procedures as were indicated and
necessary in the treatment of Heendeniya's signs, symptoms, and medical
conditions; rendering improper,
insufficient and/or untimely medical care and attention to Heendeniya; one or more of the SJHHC defendants
and/or
the Physician defendants were in other ways negligent, reckless and careless.
403.
As a proximate result of the
aforesaid negligence, carelessness and breach of duty by one or more of the
SJHHC defendants and/or the Physician defendants,
Heendeniya sustained certain permanent injuries, damages, losses, and
disabilities to his legal rights and to his property rights, of which he still
suffers and will suffer for an indefinite period of time into the future.
404.
The injuries, damages and
disabilities sustained by Heendeniya were caused wholly and solely, or
partially by the negligent acts, omissions and/or conduct on the part of the
SJHHC defendants and/or the Physician defendants, and their
departures from the accepted and approved standards of medical practice,
without any fault on the part of Heendeniya contributing thereto.
405.
In addition to the proof of specific
acts of negligence of one or more of the SJHHC defendants and/or
the Physician defendants, Heendeniya reserves the right to rely upon the
doctrine of Res Ipsa Loquitur to
establish the negligence of one or more of the SJHHC defendants and/or
the Physician defendants.
406.
By reason of all the foregoing, some
of Heendeniya’s legal and property rights have been permanently injured,
damaged and disabled, and he demands judgment against the SJHHC defendants
and/or
the Physician defendants in a substantial sum of money therefor, and
compensation for the maximum pecuniary amount allowed by law and equity.
COUNT II
Intentional and/or Reckless Infliction of Emotional
Distress.
(Against the
SJHHC Defendants and the Physician defendants)
407.
Heendeniya repeats the allegations
contained in Paragraphs 1 through 406 and, by this reference, incorporates them
herein.
408.
The conduct of one or more of the SJHHC
defendants and/or the Physician defendants was outrageous, given
that they engaged in extrajudicial behavior to ensure that Heendeniya’s firearm
rights are permanently neutralized (via
18 USC § 922(g)(4)) as a result of his unlawful, involuntary admission under NY
M.H.L § 9.27 to SJHHC’s psychiatric unit.
409.
One or more of the SJHHC defendants
and/or
the Physician defendants acted intentionally or recklessly by colluding with
each other, committing perjury or lying on official NY State involuntary
admission forms and SJHHC forms, continuing to write incorrect medical
diagnosis regarding Heendeniya’s mental illness (i.e., schizoaffective disorder
instead of manic depression) in order to (artificially) exceed the threshold
necessary to justify resorting to NY M.H.L § 9.27 involuntary admission (that
would permanently neutralize Heendeniya’s firearm rights, given that SJHHC only
began reporting its patient identification information to NY DCJS in June,
2013).
410.
Heendeniya suffered severe emotional
distress because of the death threats he incurred after the 1995 Oklahoma
shooting and his inability to purchase and possess firearms in order to protect
himself, given that (i) from his
life experiences, he knows that law enforcement officers are a reactive force
and arrive, usually after a violent incident has happened, and not before so
they can prevent or stop it from happening in the first place; (ii)
law enforcement have no legal duty to come to his aid or to protect him due to
controlling U.S. Supreme Court legal precedent.
411. The
conduct of the defendants was the proximate cause of the emotional distress
suffered by Heendeniya.
412.
Heendeniya suffered damages, as a
result of defendants’ actions and/or omissions and thus should be compensated
for the maximum pecuniary amount allowed by law and equity.
COUNT III
Negligent Infliction of Emotional Distress.
(Against the
SJHHC Defendants and the Physician defendants)
413.
Heendeniya repeats the allegations
contained in Paragraphs 1 through 412 and, by this reference, incorporates them
herein.
414.
One or more of the SJHHC defendants
and/or
the Physician defendants were negligent in their conduct and/or their omissions
because they failed to take into account that by not making a sufficient and
meaningful effort to get in touch with Heendeniya’s treating psychiatrist to
resolve the discrepancy that existed in regards to his mental illness diagnosis
(i.e., schizoaffective disorder vs. manic depression), they were artificially
increasing the justification necessary to exceed the threshold to involuntarily
admit Heendeniya under involuntary admission status.
415.
As a result, Heendeniya suffered
emotional distress.
416.
The above cited defendants’ actions
or omissions caused Heendeniya’s distress, fear, feeling of helplessness and
sense of vulnerability given that Heendeniya has documented physical
disabilities, and consequently, his ability to repel a possible physical
assault on him or his loved ones is very limited.
417.
Heendeniya suffered physical harm
and/or emotional harm including loss of sleep, diarrhea, fear, extreme social
isolation (to minimize contact so as to avoid a possible conflict with anyone),
and increase in his depression.
418.
A reasonable person would have
suffered emotional distress under the circumstances that
Heendeniya had to endure.
419.
Heendeniya suffered damages, as a
result of defendants’ actions and/or omissions and thus should be compensated
for a maximum pecuniary amount allowed by law and equity.
COUNT IV
Violation
of Title III and Title V of the ADA, and Section 504.
(Against the SJHHC Defendants, the Physician
defendants, and Corporations A-F)
420.
Heendeniya repeats the allegations
contained in Paragraphs 1 through 419 and, by this reference, incorporates them
herein.
421.
The SJHHC defendants and/or
the Physician defendants knew that Heendeniya was mentally disabled.
422.
However,
the SJHHC defendants and/or the
Physician defendants knew that Heendeniya was not a person who had an extremely
serious mental illness such as schizophrenia, paranoia, a delusional disorder,
insanity, detached from reality, incompetent, etc.
423.
The SJHHC defendants and/or
the Physician defendants knew that, in consideration of the
aforementioned, well-accepted ‘risk factors’ and ‘criteria for assessing a
threat of harm to self,’ that
Heendeniya did not pose a present or imminent threat of physical harm to
himself or others. See ¶¶ 253, 255, and 258.
424.
One or
more of the SJHHC defendants and the
Physician defendants are subject to the Title III (42 U.S.C. §§
12,181-12,189; ADA §§ 301-310) and
Title V (42 U.S.C. §§ 12,201-12,213;
ADA §§ 501-513) of the ADA, and to Section 504 of the Rehabilitation Act (29 U.S.C. §§ 701-794).
425.
When Heendeniya
found out that he was going to be involuntarily admitted to SJHHC’s psychiatric
unit under NY M.H.L § 9.27,
he immediately voiced his concern to one or more of the SJHHC defendants
and/or the Physician defendants regarding
possible adverse consequences to his Second Amendment rights due to such
involuntary admission.
426.
One or more of the SJHHC defendants
and/or
the Physician defendants had an institutional, extrajudicial, and moral bias
against Heendeniya being able to exercise his Second Amendment constitutional
rights, given the 1995 Oklahoma shooting incident (of which he was acquitted by
a 12-person jury) and the incident surrounding his admission to SJHHC on April
05, 2013.
427.
When Heendeniya spoke to defendant
O’Connor, defendant French, defendant Briscoe, and defendant SJHHC Doe #1 about
his concern for his firearm rights, one or more of the SJHHC defendants and/or
the Physician defendants were even more determined (due to one or more of the
SJHHC defendants and/or the Physician defendants
retaliating against Heendeniya for voicing his constitutional rights in regards
to firearms) to make certain to use the combination of NY M.H.L § 9.27 and 18 USC § 922(g)(4) to retaliate against Heendeniya,
and thus ensure that his firearm rights are lost permanently.
428.
One or more of the SJHHC defendants and/or
the Physician defendants took steps to make sure to unlawfully, involuntarily
admit Heendeniya to unit 3-6 under false reasons, per NY M.H.L § 9.27, because
they wanted to make sure to deprive him of his ability to purchase and possess
firearms via 18 USC § 922(g)(4).
429.
One or more of the SJHHC defendants
and/or
the Physician defendants knew that Heendeniya could be kept for a short period
in the psychiatric unit and then quickly be discharged, before his nearest
relatives (i.e., his mother and his sister) had to be notified of his legal
rights and his right to free legal representation by the NY MHLS legal
services.
430.
One or more of the SJHHC defendants
and/or
the Physician defendants knew that as soon as Heendeniya was discharged by the
hospital after a short stay, that he would immediate lose his right to free, NY
MHLS legal representation, in spite of having been an indigent, involuntarily
admitted patient of unit 3-6.
431. One
or more of the SJHHC defendants and/or the Physician
defendants who were the medical care providers, intentionally and/or
negligently harmed Heendeniya’s right and ability to purchase or possess
firearms because SJHHC and Corporations A- F executives and supervisors (that
is, defendant Ruscitto, defendant Gilbert, defendant Price, defendant Seifter,
defendant Welch, and other responsible SJHHC and Corporations A- F defendants
to be determined during the discovery stage) did not provide sufficient
training to physicians and nurses who provided medical services at SJHHC,
regarding the dictates and requirements of NY M.H.L, The Second Amendment
constitutional right, and 18 USC § 922(g)(4).
432.
One or more of the SJHHC defendants
and/or
the Physician defendants who were the medical care providers, intentionally or
negligently harmed Heendeniya’s right and ability to purchase or possess
firearms because SJHHC and Corporations A- F executives and supervisors (that
is, defendant Ruscitto, defendant Gilbert, defendant Price, defendant Seifter,
defendant Welch, and other responsible SJHHC and Corporations A- F defendants
to be determined during the pre-trial discovery stage) did not engage in
sufficient oversight of their clinical staff to ensure that physicians and
nurses who provide medical services at SJHHC routinely follow the dictates and
requirements of NY M.H.L, The Second Amendment constitutional right, and 18 USC
§ 922(g)(4).
433.
Consequently, Heendeniya suffered resulting damages and
currently, he is unable to purchase or possess any firearm or ammunition due to
the operation of 18 USC § 922(g)(4) as a direct consequence of his NY
M.H.L § 9.27 unlawful, involuntary admission in April, 2013.
434.
Heendeniya suffered damages, as a result of
defendants’ actions and/or omissions and thus should be compensated for the
maximum pecuniary amount allowed by law and equity.
COUNT V
New York State Civil Conspiracy Tort.
(Against the
SJHHC Defendants and the Physician defendants)
435.
Heendeniya repeats the allegations
contained in Paragraphs 1 through 434 and, by this reference, incorporates them
herein.
436.
There was an association of two or
more of the defendants among the SJHHC defendants and/or
the Physician defendants in order to deprive Heendeniya of his ability to
purchase and possess firearms in the future, and also in order to minimize the
expense to unit 3-6 and maximize profit for SJHHC and Corporations A-F.
437.
Several of the SJHHC defendants
and/or
the Physician defendants had an unlawful objective which was to unlawfully,
deprive Heendeniya of his Second Amendment rights via the NY M.H.L § 9.27 involuntary admission to unit 3-6 even when
they knew that Heendeniya did not pose a present or imminent threat of harm to
himself or others.
438.
Several SJHHC defendants and/or
Physician defendants had an agreement, understanding, or "meeting of the
minds" regarding the objective and the means of pursuing it.
439.
Pursuant to the agreement, several
SJHHC defendants and/or Physician defendants perpetrated an unlawful act
against Heendeniya by committing perjury, writing or certifying false
information on official NY State forms, and/or writing falsity in SJHH forms in
order to increase the justification necessary to exceed the threshold required
for a NY M.H.L § 9.27 involuntary admission, in order to unlawfully,
involuntarily admit Heendeniya to unit 3-6.
440.
Consequently, Heendeniya suffered resulting damages,
some of which include damage to his legal rights and his property rights
permanently such that he is unable to purchase or possess any firearms or
ammunition due to the 18 USC § 922(g)(4) prohibition.
441.
Heendeniya suffered damages, as a result of
above cited defendants’ actions and/or omissions and thus should be compensated
for the maximum pecuniary amount allowed by law and equity.
COUNT VI
Violation of The Second Amendment.
(Against solely
the NY State Defendants – Seeks Equitable Relief Only)
442.
Heendeniya repeats the allegations
contained in Paragraphs 1 through 441 and, by this reference, incorporates them
herein.
443.
Heendeniya has the individual
constitutional right to keep and possess firearms in his home for the purpose
of self-defense, for defense of hearth and home.
444.
Heendeniya has the constitutional
right to keep and possess firearms in other non-sensitive places for protected
and lawful purposes such as for sport shooting and target practice.
445.
NY M.H.L § 9.27 under which Heendeniya was
unlawfully, involuntarily admitted as well as Article 9 of NY M.H.L, do not
provide indigent patients-- who are being treated in psychiatric units-- the
opportunity to utilize the services of NY MHLS to challenge their initial involuntary
admission (not the involuntary retention, but the initial pre-hearing
confinement) under NY M.H.L § 9.27, in order to protect their Second Amendment
rights, both on their face and as applied, from being lost (via the 18 USC § 922(g)(4) prohibition).
446. Heendeniya
has been injured by the NY State defendants’ acts and/or omissions, and stands
to suffer further injury should the conduct continue.
447. There
is no adequate remedy at law.
448.
Heendeniya seeks declaratory
judgement pursuant to 28 U.S.C. § 2201 and Fed. R. Civ. P. 57, and injunctive
relief pursuant to Fed. R. Civ. P. 65 and 28 U.S.C. § 2202, against the NY State Defendants.
COUNT VII
Violation of the Due Process Clause, As-Applied, Under
The Fourteenth Amendment.
(Against solely the NY State Defendants – Seeks
Equitable Relief Only)
449. Heendeniya
repeats the allegations contained in Paragraphs 1 through 448 and, by this
reference, incorporates them herein.
450. NY
M.H.L § 9.27, as-applied, violated Heendeniya’s constitutional rights under the
Fourteenth Amendment’s due process clause.
451. Heendeniya
has been injured by the NY State defendants’ acts and/or omissions, and stands
to suffer further injury should the conduct continue.
452. There
is no adequate remedy at law.
453.
Heendeniya seeks declaratory
judgement pursuant to 28 U.S.C. § 2201 and Fed. R. Civ. P. 57, and injunctive
relief pursuant to Fed. R. Civ. P. 65 and 28 U.S.C. § 2202, against the NY State Defendants.
COUNT VIII
Violation of the Equal Protection Clause, As-Applied,
Under The Fourteenth Amendment.
(Against solely the NY State Defendants – Seeks
Equitable Relief Only)
454. Heendeniya
repeats the allegations contained in Paragraphs 1 through 453 and, by this
reference, incorporates them herein.
455. NY
M.H.L § 9.27, as-applied, violated Heendeniya’s constitutional rights under the
Fourteenth Amendment’s equal protection clause.
456. Heendeniya
has been injured by the NY State defendants’ acts and/or omissions, and stands
to suffer further injury should the conduct continue.
457. There
is no adequate remedy at law.
458.
Heendeniya seeks declaratory
judgement pursuant to 28 U.S.C. § 2201 and Fed. R. Civ. P. 57, and injunctive
relief pursuant to Fed. R. Civ. P. 65 and 28 U.S.C. § 2202, against the NY State Defendants.
COUNT IX
Violation of the Due Process Clause, Facially, Under
The Fourteenth Amendment.
(Against solely the NY State Defendants – Seeks
Equitable Relief Only)
459. Heendeniya
repeats the allegations contained in Paragraphs 1 through 458 and, by this
reference, incorporates them herein.
460. NY
M.H.L § 9.27, on its face, violated Heendeniya’s constitutional rights under
the Fourteenth Amendment’s due process clause, or on its face, violates
indigent psychiatric patients’ constitutional rights under the Fourteenth
Amendment’s due process clause when they are involuntarily admitted.
461. Heendeniya
has been injured by the NY State defendants’ acts and/or omissions, and stands
to suffer further injury should the conduct continue.
462. There
is no adequate remedy at law.
463.
Heendeniya seeks declaratory
judgement pursuant to 28 U.S.C. § 2201 and Fed. R. Civ. P. 57, and injunctive
relief pursuant to Fed. R. Civ. P. 65 and 28 U.S.C. § 2202, against the NY State Defendants.
COUNT X
Violation of the Equal Protection Clause, Facially,
Under The Fourteenth Amendment.
(Against solely the NY State Defendants – Seeks
Equitable Relief Only)
464. Heendeniya
repeats the allegations contained in Paragraphs 1 through 463 and, by this
reference, incorporates them herein.
465. NY
M.H.L § 9.27, on its face, violated Heendeniya’s constitutional rights under
the Fourteenth Amendment’s equal protection clause, or on its face, violates
indigent psychiatric patients’ constitutional rights under the Fourteenth Amendment’s
equal protection clause when they are involuntarily admitted.
466. Heendeniya
has been injured by the NY State defendants’ acts and/or omissions, and stands
to suffer further injury should the conduct continue.
467. There
is no adequate remedy at law.
468.
Heendeniya seeks declaratory
judgement pursuant to 28 U.S.C. § 2201 and Fed. R. Civ. P. 57, and injunctive
relief pursuant to Fed. R. Civ. P. 65 and 28 U.S.C. § 2202, against the NY State Defendants.
COUNT XI
Violation of Title II of the ADA, and Section 504.
(Against solely the NY State Defendants – Seeks
Equitable Relief Only)
469. Heendeniya
repeats the allegations contained in Paragraphs 1 through 468 and, by this
reference, incorporates them herein.
470. The
NY State defendants knew that Heendeniya was mentally disabled.
471. However,
the NY state defendants knew that Heendeniya was not a person who had an
extremely serious mental illness such as schizophrenia, paranoia, a delusional
disorder, insanity, detached from reality, incompetent, etc.
472. The
NY State defendants are subject to the Title II (42 U.S.C. §§ 12,131-12,165;
ADA §§ 201-246) of the ADA, and to
Section 504 of the Rehabilitation Act (29 U.S.C. §§ 701-794).
473. When
Heendeniya requested reasonable disability accommodations from the NY State
defendants, pursuant to The Americans with Disabilities Act (“ADA”) and Section
504 of the Rehabilitation Act, in order for him to exercise his Second
Amendment rights and thereby be allowed to purchase and possess firearms and
ammunition, the NY State defendants denied his requests.
474. Heendeniya
has been injured by the NY State defendants’ acts and/or omissions, and stands
to suffer further injury should the conduct continue.
475. There
is no adequate remedy at law.
476.
Heendeniya seeks declaratory
judgement pursuant to 28 U.S.C. § 2201 and Fed. R. Civ. P. 57, and injunctive
relief pursuant to Fed. R. Civ. P. 65 and 28 U.S.C. § 2202, against the NY State Defendants.
COUNT XII
New York State Civil Rights Article 7 - §79-n; New York MHL §33.01.
(Against the SJHHC Defendants, the Physician defendants, and the NY State Defendants)
(Against the SJHHC Defendants, the Physician defendants, and the NY State Defendants)
477.
Heendeniya repeats the allegations
contained in Paragraphs 1 through 476 and, by this reference, incorporates them
herein.
478. As
was averred prior, the defendants violated Heendeniya’s Second Amendment;
Fourteenth Amendment; Title
II, Title III, and Title V of the ADA;
Section 504 of the Rehabilitation Act;
because he is mentally disabled.
479. The
defendants violated Heendeniya’s Second Amendment; Fourteenth Amendment;
Title II, Title III, and Title V of the ADA;
Section 504 of the Rehabilitation Act;
because Heendeniya received treatment from one or more of the SJHHC Defendants and the Physician defendants in April, 2013.
480. The
defendants violated Heendeniya’s Second Amendment; Fourteenth Amendment;
Title II, Title III, and Title V of the ADA;
Section 504 of the Rehabilitation Act;
because Heendeniya has a history of having received psychiatric treatment for
several years prior to April, 2013.
481.
The NY State defendants violated
Heendeniya’s Second Amendment;
Fourteenth Amendment; Title II, and
Title V of the ADA; Section 504 of
the Rehabilitation Act; because
Heendeniya continues to receive psychiatric treatment after April, 2013 to the
present.
REQUESTS FOR
RELIEF
WHEREFORE, Heendeniya prays for judgment
against the defendants, and each of them, jointly
and severally, as follows:
1.
Order that, and treat Heendeniya’s
complaint and Court filings (motions, briefs, etc.) be liberally construed to
less stringent standards than formal pleadings filed by bar members. See
Erickson v. Pardus, 551 US 89, 94 (2007) ("petitioner has been
proceeding, from the litigation’s outset, without counsel. A document filed pro se is 'to be liberally construed,' Estelle, 429 U. S., at 106, and 'a pro
se complaint, however inartfully pleaded, must be held to less stringent
standards than formal pleadings drafted by lawyers,' ibid. (internal quotation
marks omitted). Cf. Fed. Rule Civ. Proc. 8(f) ('All pleadings shall be so
construed as to do substantial justice')."); Hill v. Curcione, 657
F.3d 116, 122 (2d Cir. 2011) (‘We read pro se complaints with "special solicitude"
and interpret them "to raise the strongest [claims] that [they]
suggest[]."’);
2.
By exercising the Court’s equity
power, order that any and all records pertaining to Heendeniya’s involuntary
admission to SJHHC’s psychiatric unit, that are in the possession and/or
control of any and all defendants to this legal action, be permanently
expunged. See Goss v. Lopez, 419 U.S. 565, 571-72 (1975)
(affirming decision that had provided for expungement as remedy in § 1983
action); Bradley v. Coughlin, 671 F.2d 686, 690 n. 9 (2d Cir. 1982)
(section 1983 plaintiff may be entitled to expungement of prison disciplinary
proceeding); Thomson v. Harmony, 65 F.3d 1314, 1321 (6th Cir. 1995)
(reversing dismissal of claims seeking expungement as remedy in § 1983 action);
Wolfel v. Morris, 972 F.2d 712, 719 (6th Cir. 1992) (affirming
expungement of prison records as an appropriate § 1983 remedy); Monroe v.
Thigpen, 932 F.2d 1437, 1443 (11th Cir. 1991) (remanding with instructions
to expunge prison records); Knapp v. Whitaker, 757 F.2d 827, 846-47 (7th
Cir. 1985) (district court in § 1983 action properly expunged material in
teacher's personnel records);
3.
Declare that NY M.H.L § 9.27, its
derivative regulations, and all related laws, policies, and procedures, on its
face and as applied, violate Heendeniya’s right to keep and bear arms as
secured by the Second Amendment to the United States Constitution;
4.
Declare that NY M.H.L § 9.27, its
derivative regulations, and all related laws, policies, and procedures, on its
face and as applied, violate Heendeniya’s right to equal protection and due
process under the Fourteenth Amendment to the United States Constitution;
5.
Declare that enforcement of NY
M.H.L § 9.27, its derivative regulations, and all related laws, policies,
and procedures, on its face and as applied, violate Heendeniya’s rights to
equal protection and due process under the Fourteenth Amendment to the United
States Constitution;
6.
Declare that NY M.H.L § 9.27, its
derivative regulations, and all related laws, policies, and procedures, as
applied, violated Heendeniya’s right to due process under the Due Process
Clause of the Fourteenth Amendment to the United States Constitution, as
Heendeniya was not afforded notice and an opportunity to be heard on the matter
prior to the deprivation and/or through a post-deprivation proceeding to seek
review and relief from the deprivation;
7.
Declare that 18 U.S.C. § 922(g)(4),
its derivative regulations, and all related laws, policies, and procedures do
not apply to Heendeniya's NY M.H.L § 9.27 involuntary admission to SJHHC’s
psychiatric unit;
8.
Declaratory judgment that NY MHL §
9.27, as applied, violates Heendeniya’s constitutional right to keep and bear
arms under the Second and Fourteenth Amendments to the U.S. Constitution, to
the extent they allow defendants to prohibit otherwise qualified private
persons from purchasing and possessing “firearms” and ammunition for the
purpose of self-defense in their home;
9.
Declaratory judgment that NY MHL §
9.27, as applied, violates Heendeniya’s constitutional right to due process
under the Fourteenth Amendment to the U.S. Constitution;
10. Declaratory
judgment that NY MHL § 9.27, as applied, violates Heendeniya’s constitutional
right to equal protection under the Fourteenth Amendment to the U.S.
Constitution;
11.
Permanently enjoin the NY State defendants,
their officers, agents, servants, employees, and all persons in active concert
or participation with them from enforcing 18 U.S.C. § 922(g)(4) against
Heendeniya in relation to his SJHHC involuntary admission under NY M.H.L § 9.27,
as New York’s Mental Hygiene Law scheme lacks the requisite standard as
declared by the U.S. Supreme Court’s holding in Addington v. Texas, 441
U.S. 418 (1979);
12. Declare
New York State defendants' refusal to grant Heendeniya explicit permission and
implicit permission (i.e., their violation of NY Civil Rights Article 7 §79-n
and NY MHL §33.01) to exercise fundamental protections to defend his home or
himself to be unlawful;
13. Enjoin
NY State defendants from continuing to refuse to grant Heendeniya explicit
permission and implicit permission (i.e., their violation of NY Civil Rights
Article 7 §79-n and NY MHL §33.01) to exercise fundamental protections to
defend his home or himself;
14. Order
judgment in Heendeniya’s favor in such amount as will fully compensate him for
his losses to the greatest extent allowed by law;
15. Award
such compensatory damages, punitive damages, reliance damages, expectation
damages, consequential damages, incidental damages, and hedonic damages as
allowed by law against the SJHHC defendants, the Physician defendants, and
Corporation A through Corporations F, in an amount to be decided by a fair and
impartial jury;
16. Award
fees, costs and disbursements, and attorneys’ fees (if Heendeniya is able to
get an attorney to represent him,
sometime in the future); and
17. Grant
such further relief as this Court deems fair and just.
TRIAL BY JURY
Pursuant to the Seventh Amendment to the United States Constitution and Rule 38 of the Federal Rules of Civil Procedure,
Heendeniya hereby demands a trial by jury on all issues so
triable.
triable.
Respectfully submitted,
pro se, mentally and
physically disabled plaintiff,
________________
Umesh Heendeniya
Dated
: July 16, 2016
[1] This complaint contains Exhibits “1”
through “26.”
[2] 42 U.S.C. § 1983 legal action. All of the
Section 1983 claims are only against the seven New York State defendants
and seek only injunctive and declaratory remedies.
[4]
The “pre-hearing confinement” refers to
the confinement period that a patient involuntarily admitted to a psychiatric
facility is kept, prior to being brought before a judge pursuant to, for
example, NY M.H.L. § 9.31.

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
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UMESH HEENDENIYA,
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)
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Plaintiff,
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)
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v.
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)
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Civil Action No. 5:15-CV-01238-
GTS-TWD |
)
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ST. JOSEPH’S HOSPITAL HEALTH
CENTER;
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)
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Honorable Glenn T. Suddaby
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ROGER GARY LEVINE, MD; LISA
MARIE
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)
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O’CONNOR, MD; GEORGE O. TREMITI, MD;
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)
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Honorable Therese Wiley Dancks
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HORATIUS ROMAN, MD; JOANNE
MARY
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)
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FRENCH, RN; WENDY BRISCOE, RN; SUSAN
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)
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LYNN CATE, LMFT; ROSALINE
SPUNELKA, RN;
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)
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ROBERT MICHAEL CONSTANTINE, MD;
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)
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MITCHELL BRUCE FELDMAN, MD;
CYNTHIA A.
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)
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RYBAK, NP; KATHRYN HOWE RUSCITTO,
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)
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PRESIDENT and CEO; LOWELL A.
SEIFTER, JD,
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)
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SENIOR VP and GENERAL COUNSEL;
MEREDITH
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)
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PRICE, VP of FINANCIAL
SERVICES and CFO;
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DEBORAH WELCH, VP; GAEL
GILBERT, RN,
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DIRECTOR; SJHHC DOES 1-5
INCLUSIVE;
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Defendants.
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PLAINTIFF’S
OBJECTIONS TO MAGISTRATE JUDGE’S REPORT AND
RECOMMENDATION
ISSUED ON NOV. 29, 2015.
Pursuant to Federal Rule of Civil
Procedure 72(b) and 28 U.S.C. § 636(b)(1)(C), pro se, mentally and physically disabled plaintiff Umesh Heendeniya
(henceforth, “Heendeniya”) objects to the Magistrate Judge’s report and
recommendation (henceforth “R&R”) filed on November 30, 2015. The
Magistrate Judge erred in recommending that Heendeniya’s complaint that was
filed on October 19, 2015 should be dismissed. Heendeniya objects to the R&R
overall and its conclusion that his complaint should be dismissed, many of the
claims with prejudice while the remaining few without prejudice. In support of
this objection, Heendeniya states the following 11 (eleven) objections and
reasons for them:
ARGUMENT
1)
The R&R states that Heendeniya’s
state law claims against the SJHHC defendants[1] be dismissed without
prejudice. However, under New York state law CPLR 214-a, plaintiffs are allowed
a 2 ½ years statute of limitations period to file their medical malpractice
claim in either state or federal Court (i.e., the Erie doctrine). Because
Heendeniya was released from SJHHC on April 17, 2013, the last date for him to
meet the cut-off deadline on his medical malpractice claim was Oct. 19th (the
date the complaint was filed in this Court). Therefore, dismissal of this legal
action in regards to Heendeniya’s medical malpractice claim against the SJHHC
defendants would be fatal. Thus, in spite of Heendeniya alleging a reasonable
modicum of facts that make the medical malpractice claim against the SJHHC
defendants plausible, the Court recommends, sua
sponte, that it should be dismissed without prejudice, even though
Heendeniya would be barred from bringing the claim back due to the strict
applications of the statute of limitations under New York CPLR 214-a.
2)
Nowhere in Heendeniya’s complaint did
he state or admit that he had been involuntarily committed; instead he only
stated that he was unlawfully, involuntarily admitted. But yet, the
Court has unjustly taken judicial notice that, because Heendeniya’s admission
papers state that he was admitted under MHL
§ 9.27(a)-- even though Heendeniya disputes throughout the complaint any
inference or conclusion that his unlawful, involuntary admission is an
involuntary commitment for the purposes of 18 USC § 922(g)(4)-- that his
allegations throughout the complaint regarding only involuntarily admission
should be disregarded. The fact is, Heendeniya’s involuntarily admission under
MHL § 9.27(a) violated constitutional due process law, as-applied, in
contravention of Project Release v. Prevost, 722 F. 2d 960 (2d Cir.
1983) and United States v. Waters, 23 F.3d 29 (2d Cir. 1994).
Thus, with great respect to the Magistrate Court, Heendeniya states that he was
not involuntarily committed for the purposes of 18 USC § 922(g)(4) and NY MHL § 9.27(a), contrary to the
Magistrate Court’s judicial notice, factual finding, and/or legal conclusion.
3)
Throughout the R & R, the Court
emphasizes, using various case law and wording, that Heendeniya’s complaint
lacks plausibility (under Twombly
and Iqbal requirements) as to most of the claims, and that, essentially,
the problem with his causes of action is substantive, and better pleading will
not cure it. But, as has been explained in prior motions filed with the Court,
Heendeniya was in the process of amending the complaint (i.e., preparing the
“First Amended Complaint”) to be filed and service of process accomplished
within the 120-days’ time limit allowed under Fed. R. Civ. P. 15(a)(1), Fed. R.
Civ. P. 4(m), and L. R. 4.1(b), given his pro se status and his
documented mental disabilities.
4)
On page 6 of the R & R, the Court
erroneously makes a factual finding that Heendeniya was provided with the
paperwork by the SJHHC defendants during his involuntary stay in the
psychiatric ward that give him notice that he had a right to a Court hearing in
regards to the involuntary admission, and to be represented at that hearing by
the NY Mental Hygiene Legal Services. This is incorrect. Heendeniya was never
provided with any such paperwork throughout his stay in April, 2013, that
notified him of his right to ask for a Court hearing in which he would be
represented free of charge, by the MHLS. This is why Heendeniya stated clearly
in ¶ 102 of the complaint that “Heendeniya was never given any paperwork, nor
told by anyone at SJHHC throughout his stay, informing him that he had the
legal right to challenge his continuing involuntary admission, using the free
legal services offered by NY Mental Hygiene Legal Services.” See Dkt. No. 1, ¶ 102. Heendeniya, instead,
received his involuntary admission paperwork by writing to SJHHC records office
in February- March of this year and requesting, and then subsequently receiving
his complete medical records (approximately 735-pages). The copies of the
involuntary admission paperwork that Heendeniya attached to the complaint as “exhibit
G” was Xeroxed from some of the pages that were contained in the 735-pages of
his medical records received in March, 2015. Therefore, in terms of having
being afforded any due process safeguards with regard to his involuntary
admission in April 2013, Heendeniya received none, while in a somewhat similar
case dealing with 18 USC § 922(g)(4) as it applies to M.H.L. § 9.37 that is
currently being litigated in this Court-- Phelps v. Bosco, 13-CV-1510
(GTS/CFH) (N.D.N.Y. March 2015)-- Mr. Frederick Phelps was given the requisite
notice required under due process protections pursuant to Project Release,
722 F. 2d at 960 and Waters, 23 F.3d at 29. See exhibit “C”
attached herein containing 2-pages that show Mr. Phelps’ involuntary admission
form under M.H.L. § 9.37 and his signature on the paperwork on Aug. 30, 1996,
showing that he was clearly given notice that he had the right to request a
hearing before a judge and have the MHLS represent him on his behalf.
5)
The Court
states in the R & R that many of Heendeniya’s claims against the New York
state defendants and the federal defendants should be dismissed because they
are barred by sovereign immunity and the Eleventh Amendment. However, this can
be cured by being given the time enlargement to amend the complaint once per
Fed. R. Civ. P. 15(a)(1), Fed. R. Civ. P. 4(m), and L. R. 4.1(b), so that he
could ask only for injunctive relief and declaratory judgment (per Fed. R. Civ.
P. 65 and Fed. R. Civ. P. 57) against the federal and state defendants on the
basis of his federal claims (and not state claims). See Ex parte
Young, 209 U.S. 1037 (1908) and Will v. Michigan Dep't of State Police,
491 U.S. 58, 71, n. 10 (1989).
6)
The Court
points to a diversity jurisdiction problem under 28 USC 1332(a) in the R &
R, claiming that Heendeniya has not claimed damages in excess of $75,000. However, the solution is straightforward:
Heendeniya has the option to drop ATF agent Lombardo and FBI agent Wysopal from
being parties in the legal action, if and when he is allowed to amend the
complaint once pursuant to Fed. R. Civ. P. 15(a)(1), Fed. R. Civ. P. 4(m), and
L. R. 4.1(b). All Heendeniya would have to do is refer the reader to the ‘civil
cover sheet’ that was filed with the Court in October that clearly indicated that
he was asking in excess of one-million dollars, and explicitly allege in the
‘First Amended Complaint’ that he is asking for more than $75,000, if he were
to determine that he cannot justify the Court obtaining jurisdiction in this
case against the other state and federal defendants under “federal question
jurisdiction.” See Dkt. No. 1.
7)
On page 10 of the R & R, the
Court observes that “complaint does not include any specific factual
allegations showing that any of the Federal Defendants were personally involved
in depriving Plaintiff of his constitutional rights. Moreover, the complaint
does not allege that Plaintiff has at any time been charged with a violation of
18 USC § 922(g)(4).” See Dkt.
No. 6, at p. 10. Other than restating what has been mentioned in prior motions
filed with the Court, regarding Heendeniya’s good faith intention to amend the
complaint via Fed. R. Civ. P. 15(a)(1), Fed. R. Civ. P. 4(m), and L. R.
4.1(b), it is fundamentally unfair that in order for Heendeniya to have
standing or demonstrate legal plausibility to sue the Federal Defendants in
order to get injunctive and declaratory relief on the basis of federal
constitutional and statutory law, that he has to first face a criminal
indictment by the U.S. Attorney’s office in Tampa, Florida, for violating
federal penal statute 18 USC § 922(g)(4). In contradiction of this inference by
the Magistrate Court, the Second Circuit has stated that 'In the context of a
claim for injunctive or declaratory relief, a plaintiff's allegation of past injury
is insufficient to establish standing; instead the plaintiff must show a
likelihood of future harm, a "real and immediate threat of repeated
injury." City of Los Angeles v. Lyons, 461 U.S. 95, 102, 104 (1983).'
Azim v. Vance, 530 Fed.Appx. 44 (2013). See also Ezell v. City
of Chicago, 651 F. 3d 684 (7th Cir. 2011) (“Standing exists when the
plaintiff suffers an actual or impending injury, no matter how small; the
injury is caused by the defendant's acts; and a judicial decision in the
plaintiff's favor would redress the injury”). The U.S. Supreme Court gave
guidance on the issue of injunctive relief, and standing under Article III,
when it ruled that 'To seek injunctive relief, a plaintiff must show that he is
under threat of suffering "injury in fact" that is concrete and
particularized; the threat must be actual and imminent, not conjectural or
hypothetical; it must be fairly traceable to the challenged action of the
defendant; and it must be likely that a favorable judicial decision will
prevent or redress the injury. Friends of Earth, Inc. v. Laidlaw
Environmental Services (TOC), Inc., 528 U.S. 167, 180-181, 120 S.Ct. 693,
145 L.Ed.2d 610 (2000).' Summers v. Earth Island Institute, 129 S. Ct.
1142, 1149 (2009).
8)
Even
though the Court claims that most of the claims in the complaint, fail the
plausibility standard, fail to state a claim (i.e., Fed. R. Civ. P. 12(b)(6)),
and so forth, most of these supposed deficiencies can be readily cured by
Heendeniya via opportunity afforded under Fed. R. Civ. P. 15(a)(1), Fed.
R. Civ. P. 4(m), and L. R. 4.1(b) to amend the complaint, if and when the Court
exercises its kind discretion and grants Heendeniya the opportunity to amend
the complaint and cure any defects. Heendeniya wants to add the following
equitable relief into the “First Amended Complaint,” verbatim, to the list that
is mentioned in the complaint on pages 22 through 24. See Dkt. No. 1, at
pp. 22-24.
“By
exercising the Court’s equity power, order that any and all records pertaining
to Heendeniya’s involuntary admission to SJHHC’s psychiatric unit, that are in
the possession and/or control of any and all defendants to this legal action,
be permanently expunged. See Goss v. Lopez, 419 U.S. 565, 571-72
(1975) (affirming decision that had provided for expungement as remedy in §
1983 action); Bradley v. Coughlin, 671 F.2d 686, 690 n. 9 (2d Cir. 1982)
(section 1983 plaintiff may be entitled to expungement of prison disciplinary
proceeding); Thomson v. Harmony, 65 F.3d 1314, 1321 (6th Cir. 1995)
(reversing dismissal of claims seeking expungement as remedy in § 1983 action);
Wolfel v. Morris, 972 F.2d 712, 719 (6th Cir. 1992) (affirming
expungement of prison records as an appropriate § 1983 remedy); Monroe v.
Thigpen, 932 F.2d 1437, 1443 (11th Cir. 1991) (remanding with instructions
to expunge prison records); Knapp v. Whitaker, 757 F.2d 827, 846-47 (7th
Cir. 1985) (district court in § 1983 action properly expunged material in
teacher's personnel records);”
9)
In the R
& R, the Court unfortunately, through implication, confluences the facts
pertaining to Heendeniya’s existing mental illnesses (viz. PTSD and
type-2 Bipolar Disorder) and Heendeniya’s acquittal of a murder charge in 1996
in Oklahoma. The court takes considerable effort to mention on pages 21, 24-27
that various Courts-- including the U.S. Supreme Court-- have suggested that
prohibition on the possession of firearms by the mentally ill will pass
constitutional muster.
However,
Heendeniya respectfully posits that when the U.S. Supreme Court and lower
Courts have addressed the issue of possession of firearms by the ‘mentally
ill,’ what the Court meant by ‘mentally ill’ people, were in fact those who
were afflicted with very serious mental illnesses such as schizophrenia,
psychosis, paranoid delusions (i.e., the insane, those detached from reality).
Were it not the case, then tens of millions of people getting treatment for
mental illnesses such as depression, anxiety, PTSD, manic depression (i.e.,
mental illnesses that are not very serious, such that the patients are not
insane or detached from reality) would fall under the purview of those who are
“mentally ill” as stated in the Supreme Court and lower Court opinions dealing
with firearm rights and involuntary commitment (including wording in the 18 USC
§ 922(g)(4) statute).
The above
cited confluence of factual issues necessarily brings two other factors that
have to be addressed.
First, according to the Department of Veterans Affairs
(henceforth, “the VA”), approximately 15% to 30% of Vietnam War veterans,
approximately 12% of Gulf War (Desert Storm) veterans, and approximately 11-20%
of Operation Iraqi Freedom (OIF) and Enduring Freedom (EF) suffer from PTSD. It
is a foregone conclusion, that more often than not, those who suffer from PTSD
invariably develop depression. The fact is, PTSD, depression, or type II
Bipolar Disorder (Manic Depression) are not extremely serious mental illnesses
that cause psychosis, insanity, or paranoid delusions (i.e., results in
detachment from reality). Were it the case, and if it was true that the U.S.
Supreme Court and lower Courts meant to include those diagnosed with mental
illnesses that were not very serious (i.e., depression, anxiety, PTSD, manic
depression) into the ‘mental illness’ category as understood by 18 USC §
922(g)(4), the District of Columbia v. Heller,
554 U.S. 570 (2008) and McDonald v. Chicago, 561 U.S. 742 (2010) Supreme Court decisions, then approximately
300,000 military veterans from the Iraq and Afghanistan wars (on information
and belief, approximately 1.5 million military veterans have served during
these two wars) presumptively fall into the category of those who have “mental
illness” as defined by the U.S. Supreme Court and lower Courts.
This
unfair logical conclusion and its insulting ramification can be easily overcome
by recognizing the fact that the Courts were only referring to insane people
(psychotics, delusional, and deeply disturbed people) when they use the term
“mentally ill” or “mental illness.” It would be a travesty of justice if those
who had carried and used firearms to defend our nation, as a result of their
experiences, developed mental illnesses that were not very serious (i.e., not
extremely serious mental illness) and consequently were to be categorized under
the law as those who should be prohibited from possessing firearms to protect
themselves or their loved ones, because they are mentally ill or have ‘mental
illness.’
Second, in Phelps v. Bosco, 13-CV-1510 (GTS/CFH)
(N.D.N.Y. March 2015), this court, in its opinion dated March 26, 2015, cited
to a favorable case that had been litigated in the Federal District Court for
the District of Maryland in 2012. See Ross v. Fed. Bureau of Alcohol,
Tobacco, Firearms and Explosives, 903 F.Supp.2d 333 (D. Md. 2012).
The
plaintiff in that case, Mr. Daniel H. Ross who was litigating in federal Court to
overcome a firearm disability imposed under 18 USC § 922(g)(1) and 18 USC §
922(g)(9), had also, like Heendeniya, been charged with first degree murder.
However, unlike Heendeniya, Mr. Ross was convicted (Heendeniya, on the other
hand, was acquitted of all charges at a jury trial in June, 1996) and spent
over a decade in a North Carolina prison before his conviction was set aside on
a legal technicality by the Fourth Circuit and the U.S. Supreme Court. See
Ross v. Reed, 719 F. 2d 689 (4th Cir. 1983), Reed v. Ross, 468 US
1 (1984). Fortunately for Mr. Ross, the Federal District Court for the District
of Maryland ruled in his favor, thereby removing his firearm disability under
18 USC § 922(g)(1) and 18 USC § 922(g)(9).
The point
being: the fact that Heendeniya faced a murder charge (of which he was
acquitted) combined with the fact that he has two mental illnesses (both of
which are not extremely serious types, such as for example:
schizophrenia, schizoaffective disorder, paranoid delusions, etc.) should not
be used, either directly or by inference, against his constitutional right to
possess firearms and ammunition for his protection and protection of his loved ones.
10)
The Court,
in the R & R, erroneously states that the Equal Protection Clause, pursuant
to the Fourteenth Amendment and the Fifth Amendment’s Due Process clause, has
been held to not protect the Second Amendment rights of those who are allegedly
prohibited under 18 USC § 922(g)(4). See Dkt. No. 6, at p. 24.
But, that
case is only persuasive authority on this Court; it can easily be distinguished
from the facts of this case in that, Mr. Daniel Walker was adjudicated as being
insane while Heendeniya has never been “adjudicated as a mental defective” by
any court, board, or commission (In contrast, Mr. Walker was “acquitted by
reason of mental disease or defect of the charges of assault in the
first-degree” … Justice of the Supreme Court of the state of New York,
committed Walker to the custody of the Commissioner of the Department of Mental
Hygiene, pursuant to N. Y. Crim. Proc. L. § 330.10,” U.S. v. One (1)
Vyatskie Polyany Mach. Bldg. Plant “Molot” VEPR Rifle, 473 F.Supp.2d 374,
375 (2007)); and the findings of Vyatskie, 473 F.Supp.2d at 374 is
overruled by the rulings of the U.S. Supreme Court in Heller,
554 U.S. 570 (2008) and McDonald, 561 U.S. 742 (2010) when the Court
held that the Second Amendment protects an individual’s right to keep and bear
arms for self-defense.
Thus, the Vyatskie, 473
F.Supp.2d at 374 ruling which held that an Equal Protection clause challenge to
18 USC § 922(g)(4) statute fails under a rational basis test is erroneous;
instead, due to Heller, 554 U.S. at 570 and McDonald, 561
U.S. at 742, the correct test to apply
to an Equal Protection clause challenge to 18 USC § 922(g)(4) statute is "strict
scrutiny."
In
addition, one of the reasons why Heendeniya wants to challenge the
constitutionality of 18 USC § 922(g)(4) on the basis that it fails to meet the
requirements of the Equal Protection clause of the Fifth and Fourteenth
Amendments, is because as part of several affirmative defenses that are
available under 18 USC § 922(g)(4), those who are involuntarily committed by a
Federal department or agency have five (5) different basis under which
to obtain relief, while people such as Heendeniya (and millions of others) have
no such meaningful recourse (note: 18 USC § 925(c) exists only on paper. But
the fact is, since October 1992, the ATF’s annual appropriation has prohibited
it from expending funds to act upon applications for relief from federal
firearms disabilities submitted by individual persons).
So for
example, because Heendeniya was an honorably discharged Marine Corps veteran,
let’s take the Department of Defense (“DOD”) as one example. If you take the
current military service members who are under the DOD purview as members of
one class, and those such as Heendeniya (who, back in the late 90’s fell within
the purview of this class) who don’t fall under DOD control as members of the
second class, Heendeniya wants to allege that given the unfair, advantageous
remedial opportunities available to the first class that is not available to the
second class, thus 18 USC § 922(g)(4) fails the Equal Protection clause’s
requirements under the strict scrutiny test. Or, another possible set of
classes to exemplify this legal issue is: those who are in the military versus
those who are not (i.e., civilians who are involuntarily committed by a
non-federal entity such as a private hospital or state hospital, etc.).
11)
The Court
makes 2 erroneous factual findings: (1) Stating that SAC Regina Lombardo is a
FBI agent-- thus leaving out any mention or role of the ATF in the R&R.
(ii) Stating that Dr. Tremiti, Dr. Roman, and Dr. Levine did
not personally examine Heendeniya during his stay at SJHHC. This is not true,
and Heendeniya never wrote that in the complaint. What Heendeniya wrote was
that it was only Drs. Tremiti and Roman
who never came and examined him personally or spoke to him personally. Dr.
Levine did introduce himself to Heendeniya and spoke to him approx. twice while
he was kept in unit 3-6 for the 5 days.
CONCLUSION
Heendeniya has been correcting and
completing the complaint by taking into account all of the alleged deficiencies
noted by the Court in the R&R. He will deliver the corrected and completed complaint
(which is titled “Proposed First Amended Complaint”) that eliminates most, if
not all of the alleged deficiencies that were pointed out in the R&R,
latest by Thursday, February 04, 2016.
For the foregoing reasons, the Court
should reject the Report and Recommendation (Dkt. No. 6) in its entirety, and allow Heendeniya to file and successfully
complete service of process on all the defendants using the service of the U.S.
Marshals office.
Respectfully
submitted,
pro se, mentally and physically disabled plaintiff,
________________
Umesh
Heendeniya
P.
O. Box 5104
Spring
Hill, FL-34611
(508)-263-0145
heendeniyavsjosephshospitalny@gmail.com
heendeniyavsjosephshospitalny@gmail.com
Dated : Jan. 28, 2016
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
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UMESH HEENDENIYA,
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Plaintiff,
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v.
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Civil Action No. 5:15-CV-01238-
GTS-TWD |
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ST. JOSEPH’S HOSPITAL HEALTH
CENTER;
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Honorable Glenn T. Suddaby
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ROGER GARY LEVINE, MD; LISA
MARIE
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O’CONNOR, MD; GEORGE O. TREMITI, MD;
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Honorable Therese Wiley Dancks
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HORATIUS ROMAN, MD; JOANNE
MARY
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FRENCH, RN; WENDY BRISCOE, RN; SUSAN
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LYNN CATE, LMFT; ROSALINE
SPUNELKA, RN;
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ROBERT MICHAEL CONSTANTINE, MD;
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MITCHELL BRUCE FELDMAN, MD;
CYNTHIA A.
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RYBAK, NP; KATHRYN HOWE RUSCITTO,
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PRESIDENT and CEO; LOWELL A.
SEIFTER, JD,
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SENIOR VP and GENERAL COUNSEL;
MEREDITH
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PRICE, VP of FINANCIAL
SERVICES and CFO;
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)
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DEBORAH WELCH, VP; GAEL
GILBERT, RN,
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DIRECTOR; SJHHC DOES 1-5
INCLUSIVE;
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)
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Defendants.
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PLAINTIFF’S
ADDITIONAL OBJECTIONS TO MAGISTRATE JUDGE’S
REPORT
AND RECOMMENDATION ISSUED ON NOV. 30, 2015.
Pursuant to Federal Rule of Civil
Procedure 72(b) and 28 U.S.C. § 636(b)(1)(C), pro se, mentally and physically disabled plaintiff Umesh Heendeniya
(henceforth, “Heendeniya”) objects to the Magistrate Judge’s report and
recommendation (henceforth “R&R”) filed on November 30, 2015. The
Magistrate Judge erred in recommending that Heendeniya’s complaint that was
filed on October 19, 2015 should be dismissed. Heendeniya objects to the R&R
overall as well as its conclusion that his complaint should be dismissed with
many of the claims with prejudice while the remaining few without prejudice. In
addition to the 11 (eleven) objections and reasons that were filed on Jan. 29,
2016, Heendeniya respectfully adds the following 6 (six) objections:
ARGUMENT
12) Heendeniya
objects to the R&R’s grant of in
forma pauperis status (henceforth, “IFP”), 28 U.S.C. § 1915(a)(1), “solely
for the purpose of this review.” See Dkt. No. 6, page 2, ¶ 2. The Court
did find that Heendeniya met the financial status necessary for being granted
IFP status, but Heendeniya respectfully objects and states that the R&R should
not have been limited to the initial review.
The R&R states that even when a pro se litigant qualifies for IFP
status, ‘28 U.S.C. § 1915(e)
directs that when a plaintiff proceeds in
forma pauperis, “the court shall dismiss the case at any time the Court
determines that…the action…(i) is frivolous or malicious; (ii) fails to state a
claim for which relief may be granted; or (iii) seeks monetary relief against a
defendant who is immune from relief.”’ See Dkt. No. 6, page 2, ¶ 3.
Many of the R&R’s reasons for
recommending dismissal of Heendeniya’s claims against the three categories of
defendants (i.e., SJHHC defendants, New York state defendants, and federal
defendants) can be successfully cured by allowing Heendeniya to prepare and
file the “First Amended Complaint” (per
Fed. R. Civ. P. 15(a)(1), Fed. R. Civ. P. 4(m), and L. R. 4.1(b)) by Friday,
February 05, 2016.
13) Heendeniya
objects to the R&R’s claim that the New York state law claims against St.
Joseph’s defendants, at first glance, appears to be largely frivolous, and
further that they should be dismissed. As
has been explained in prior motions, affidavits, and the original complaint
filed with the Court, Heendeniya was in the process of amending the complaint
(i.e., preparing the “First Amended Complaint”) to be filed and service of
process accomplished within the 120-days’ time limit allowed under Fed. R. Civ.
P. 15(a)(1), Fed. R. Civ. P. 4(m), and L. R. 4.1(b). Additionally, Heendeniya
will be removing many of the New York state tort claims in the first amended
complaint. The Second Circuit has made the following rulings regrading
pleadings and papers of pro se litigant.
‘On occasions too numerous to count, we have reminded district courts that "when [a] plaintiff proceeds pro se,... a court is obliged to construe his pleadings liberally." McEachin v. McGuinnis, 357 F.3d 197, 200 (2d Cir. 2004) (citing Weinstein v. Albright, 261 F.3d 127, 132 (2d Cir.2001)). This obligation entails, at the very least, a permissive application of the rules governing the form of pleadings. As the Supreme Court has recently observed, "a pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers." Erickson v. Pardus, ___ U.S. ___, 127 S.Ct. 2197, 2200, 167 L.Ed.2d 1081 (2007) (per curiam) (internal quotation marks omitted). This is particularly so when the pro se plaintiff alleges that her civil rights have been violated. See McEachin, 357 F.3d at 200. Accordingly, the "dismissal of a pro se claim as insufficiently pleaded is appropriate only in the most unsustainable of cases." Boykin v. KeyCorp, 521 F.3d 202, 216 (2d Cir.2008).’
‘While we believe that the record, insofar as it has been developed, is insufficient to support the district court's dismissal of the complaint as "frivolous or malicious" under § 1915(e)(2)(B)(i), the complaint nevertheless "fails to state a claim on which relief may be granted." 28 U.S.C. § 1915(e)(2)(B)(ii). Accordingly dismissal of the case would normally be proper. However, "[a] pro se complaint is to be read liberally. Certainly the court should not dismiss without granting leave to amend at least once when a liberal reading of the complaint gives any indication that a valid claim might be stated." Branum v. Clark, 927 F.2d 698, 705 (2d 796*796 Cir.1991). Although the language of § 1915 is mandatory, stating that "the court shall dismiss the case" in the enumerated circumstances, we conclude that a pro se plaintiff who is proceeding in forma pauperis should be afforded the same opportunity as a pro se fee-paid plaintiff to amend his complaint prior to its dismissal for failure to state a claim, unless the court can rule out any possibility, however unlikely it might be, that an amended complaint would succeed in stating a claim. Because the district court did not give this pro se litigant an opportunity to amend his complaint, and because we cannot rule out the possibility that such an amendment will result in a claim being successfully pleaded, we vacate the judgment and instruct the district court to permit the plaintiff to amend the complaint and then determine whether he has successfully pled a cause of action.’
Thus, for
the Magistrate Court to pre-emptively claim (before even Heendeniya has had a
chance to complete and file the first amended complaint per Fed. R. Civ. P.
15(a)(1) as he had clearly indicated he was going to do in the original
complaint filed on 10/19/2015) that the New York state law claims against
St. Joseph’s defendants are frivolous, is fundamentally unfair when considering
the interests of justice.
In addition, Heendeniya objects to
the R&R and states that, contrary to the R&R’s claim that the Court
lacks subject matter jurisdiction because Heendeniya has not successfully
asserted claims under federal question jurisdiction (28 U.S.C. § 1331), he has
stated clearly in the original complaint that he’s asserting claims for violations
of the Second, Fifth, and Fourteenth Amendments, and thus the R&R claims
are incorrect and premature. Specifically, Heendeniya stated prior that he was
going to amend the complaint and was going to assert violations of The Second
Amendment, violations of Due Process and Equal Protection under the Fifth
Amendment, and violations of Due Process and Equal Protection under the
Fourteenth Amendment.
Additionally, Heendeniya has
requested reasonable disability accommodations under Title II, III, and V of The
Americans with Disabilities Act (ADA), Section 504 of The Rehabilitation Act,
and other applicable federal and state laws, in order for him to purchase and possess
firearms and ammunition and thereby exercise his Second Amendment rights, and
all the federal and New York state defendants have communicated to him that they
will not provide him the requested reasonable disability accommodations.
Hence Heendeniya wants to add violations of the ADA and Section 504 claims
against all the federal and NY state defendants.
Thus he respectfully objects to the
R&R, and requests that he be allowed to amend the complaint so as to cure
all alleged deficiencies (i.e., file the First Amended Complaint and complete
service of process successfully on the defendants).
14) Heendeniya
objects to the R&R stating that he has “alleged in conclusory fashion that OMH and NYDCJS State agencies and
that the State Defendants were acting within the scope of their employment…”
(Emphasis added). See Dkt. No. 6, page 18, ¶ 2.
When the U.S. Supreme Court ruled
that “[T]he tenet that a court must accept as true all of the allegations
contained in a complaint is inapplicable to legal conclusions.” Ashcroft v.
Iqbal, 556 U.S. 662, 678 (2009), it only applies to “legal conclusions,”
and not easily verifiable facts.
Indeed, the New York State Office of
Mental Health (“OMH”) and the New York State Division of Criminal Justice
Services ("NYDCJS"), as described on these NY state agencies’
websites and other web sources, are in fact agencies within the bureaucracy of
the State of New York, and the state defendants are NY state officials acting
in their official (for injunctive and declaratory relief) and personal
capacities.
‘The Supreme Court, however, has recognized an exception to State immunity: "a suit challenging the constitutionality of a state official's action is not one against the state." Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 102 (1984) (citing Ex Parte Young, 209 U.S. 123 (1908)); accord Burnette v. Carothers, 192 F.3d 52, 57 n. 3 (2d Cir.1999). In Ex Parte Young, the Court held that Eleventh Amendment immunity does not shield State officials acting in violation of federal law. In those circumstances, the officials' unauthorized actions are stripped of their official character and may be challenged in a federal suit. See Ex Parte Young, 209 U.S. at 160; accord Pennhurst, 465 U.S. at 102. The doctrine of Ex Parte Young applies to violations of the United States Constitution as well as federal statutes, see Kostok v. Thomas, 105 F.3d 65, 68 (2d Cir.1997), and permits a plaintiff to seek prospective injunctive relief to prevent continued violations. See Pennhurst, 465 U.S. at 102-03, 104 S.Ct. at 909 (citing Edelman, 415 U.S. at 666-67) ("[W]hen a plaintiff sues a state official alleging violation of federal law, the federal court may award an injunction that governs the official's future conduct, but not one that awards retroactive monetary relief."); Ward v. Thomas, 207 F.3d 114, 119 (2d Cir.2000) ("[T]he Eleventh Amendment does not prevent federal courts from granting prospective injunctive relief to prevent a continuing violation of federal law.") (quoting Green v. Mansour, 474 U.S. 64, 68 (1985)).’
Reynolds v. Giuliani, 118 F. Supp. 2d 352 (SD New York 2000).
As has been
mentioned in prior filed motions and affidavits, Heendeniya wants to assert
federal constitutional and statutory violations by the NY state defendants
acting in their official and individual capacities. In the case of NY state
defendants’ federal constitutional violations (i.e., enforcing the NY MHL §
9.27 and thereby violating the due process clause pursuant to the Fourteenth
Amendment and the Fifth Amendment, violating equal protection clause pursuant
to the Fourteenth Amendment and the Fifth Amendment, and violating The Second
Amendment) and NY state defendants’ federal statutory violations (i.e.,
violating the ADA and Section 504 of The Rehabilitation Act), Heendeniya want
to assert equitable relief (permanent injunction and declaratory judgment).
15) Heendeniya
objects to the R&R recommending that his Bivens claim against all the federal defendants-- including
defendants Lombardo and Wysopal-- should be dismissed. This is because as has
been mentioned prior, and also in prior filed motions and affidavits,
Heendeniya wants to amend the original complaint that was filed on 10/19/2015,
such that he can assert claims against all the federal defendants for violating
the ADA and Section 504 of The Rehabilitation Act (See Dkt. No. 11 and
No. 12) and request equitable relief or request damages per Bivens.
Thus, the R&R’s use of
authorities such as Sealey v. Giltner, 116 F.3d 47 (1997) are not
applicable because Heendeniya has requested reasonable disability
accommodations under the ADA and Section 504 of The Rehabilitation Act
(Heendeniya’s federal statutory rights) in order for him to exercise his Second
Amendment rights, and all the federal defendants have refused to grant him the
reasonable disability accommodations. Additionally, Heendeniya is asserting in
the first amended complaint (and he indicated this intention in the original
filed complaint) that the federal defendants are violating his rights under the
equal protection clause pursuant to the Fourteenth Amendment and the Fifth
Amendment by enforcing (or implicitly threatening to enforce) 18 U.S.C. §
922(g)(4) against him.
16) Heendeniya objects to the R&R’s recommendation
that most or all of the claims (i.e., causes of actions) against the federal
and NY state defendants should be dismissed without leave to amend.
‘Under the doctrine of res judicata, or
claim preclusion, "a final judgment on the merits of an action precludes
the parties or their privies from relitigating issues that were or could have
been raised in that action." Monahan
v. New York City Dept. of Corr., 214 F.3d 275, 284 (2d Cir. 2000) (citing Allen v. McCurry, 449 U.S. 90, 94
(1980)). Res judicata applies where "(1) the previous action involved an
adjudication on the merits; (2) the previous action involved the plaintiffs or
those in privity with them; (3) the claims asserted in the subsequent action were,
or could have been, raised in the prior action." Id. at 285.
The doctrine of res judicata applies to
pro se litigants whose complaints are dismissed without leave to amend under 28
U.S.C. 1915(e)(2)(B)(ii)).[2] See Berrios
v. N.Y.C. Hous. Auth., 564 F.3d 130, 134 (2d Cir. 2009) ("[D]ismissal
for failure to state a claim [under § 1915(e)(2)(B)(ii)] is a final judgment on
the merits and thus has res judicata effects."); Cieszkowska v. Gray Line N.Y., 295 F.3d 204, 205-06 (2d Cir. 2002)
(per curiam) (affirming district court's res judicata dismissal of an in forma
pauperis action where dismissal of previous action based on the same facts for
failure to state a claim under 28 U.S.C. § 1915(e)(2)(B)(ii) constituted a
final adjudication on the merits).’
As can be seen above in Phillips,
the Honorable Magistrate Judge Therese Dancks clearly points out the fatal
problem that Heendeniya will run into if the Court was to follow the
recommendation of the R&R and dismiss most or all of the claims against the
federal and NY state defendants without giving Heendeniya the opportunity to
amend the Complaint per Fed. R. Civ. P. 15(a)(1) as he had indicated in the
original complaint and prior filed motions and affidavits. This new complaint,
to be entitled “Proposed First Amended Complaint” will remove most or all of
the defects that were pointed out in the R&R, and as has been stated prior,
will be delivered to the federal courthouse by Friday, February 05, 2016.
The U.S. Supreme Court and the Second
Circuit have repeatedly pointed out that a pro se litigant’s complaint should
not be dismissed sua sponte, prior to
being allowed at least one amendment, except in only limited circumstances. See
for example, the three controlling authorities given below.
The Supreme Court has stated that
'Rule 15 (a) declares that leave to amend "shall be freely given when
justice so requires"' Foman v. Davis, 371 U.S. 178, 182 (1962).
"our Court has often admonished that extreme caution should be exercised in ordering sua sponte dismissal of a pro se complaint before the adverse party has been served and both parties (but particularly the plaintiff) have had an opportunity to respond."
Anderson v. Coughlin, 700 F. 2d 37, 41
(2d Cir. 1983).
'On occasions too numerous to count, we have reminded district courts that "when [a] plaintiff proceeds pro se,... a court is obliged to construe his pleadings liberally." McEachin v. McGuinnis, 357 F.3d 197, 200 (2d Cir. 2004) ... This is particularly so when the pro se plaintiff alleges that her civil rights have been violated. See McEachin, 357 F.3d at 200. Accordingly, the "dismissal of a pro se claim as insufficiently pleaded is appropriate only in the most unsustainable of cases." Boykin v. KeyCorp, 521 F.3d 202, 216 (2d Cir.2008). The District Court, in its evaluation of plaintiff's pro se complaint, failed to apply these directives.'
Sealed Plaintiff v. Sealed Defendant# 1, 537 F. 3d 185, 191 (2d Cir. 2008).
In addition, with regard to claims
against the federal defendants in their official capacities, Heendeniya will be
able to successfully make a claim under The Administrative Procedure Act
(review under 5 U.S.C. § 702 and relief under 5 U.S.C. § 706-- “APA”) and ask
for equitable remedies (including a permanent injunction and a declaratory
judgment). In the prior filed complaint, he indicated that he was going to
amend the complaint per Fed. R. Civ. P. 15(a)(1) to include violations of the
APA. See original complaint, ¶ 44.
‘Under the APA, "[a] person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute, is entitled to judicial review thereof." Darby v. Cisneros, 509 U.S. 137, 146, 113 S.Ct. 2539, 125 L.Ed.2d 113 (1993) (quoting 5 U.S.C. § 702). "[T]he `right of action' in such cases is expressly created by the [APA], which states that `final agency action for which there is no other adequate remedy in a court [is] subject to judicial review,' at the behest of `[a] person ... adversely affected or aggrieved by agency action.'" Japan Whaling Ass'n v. Am. Cetacean Soc., 478 U.S. 221, 229 n. 4, 106 S.Ct. 2860, 92 L.Ed.2d 166 (1986) (quoting 5 U.S.C. §§ 702, 704). Although the APA does not itself confer subject matter jurisdiction, see Califano v. Sanders, 430 U.S. 99, 107, 97 S.Ct. 980, 51 L.Ed.2d 192 (1977), the Federal Question Statute, 28 U.S.C. § 1331, confers jurisdiction over a suit that "arises under" a "right of action" created by the APA, see Bowen v. Massachusetts, 487 U.S. 879, 891 n. 16, 108 S.Ct. 2722, 101 L.Ed.2d 749 (1988) ("[I]t is common ground that if review is proper under the APA, the District Court ha[s] jurisdiction under 28 USC § 1331."). Because Section 1331 confers jurisdiction on the district courts, a suit that arises under the APA is properly brought in district court.’
Sharkey v. Quarantillo, 541 F. 3d 75 (2d Cir. 2008).
See Also,
Sierra Club v. Thomas, 828 F.2d 783, 793 (D.C.Cir. 1987) ("[I]t is
apparent that, if an agency is under an unequivocal statutory duty to act,
failure so to act constitutes, in effect, an affirmative act that triggers
`final agency action' review").
‘The APA authorizes suit by "[a] person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute." 5 U. S. C. § 702. Where no other statute provides a private right of action, the "agency action" complained of must be "final agency action." § 704 (emphasis added). "[A]gency action" is defined in § 551(13) to include "the whole or a part of an agency rule, order, license, sanction, relief, or the equivalent or denial thereof, or failure to act." (Emphasis added.) The APA provides relief for a failure to act in § 706(1): "The reviewing court shall . . . compel agency action unlawfully withheld or unreasonably delayed."’
Norton v. Southern Utah Wilderness Alliance, 542 US 55, 61-62 (2004)
17) Heendeniya
objects to the Court’s recommendation and averment in the R&R that
Heendeniya has failed to state a claim for a declaration that 18 USC §
922(g)(4) and 18 U.S.C. § 921 et seq.,
violate his constitutional rights under the Second Amendment and the Fifth
Amendment’s due process and equal protection clauses.
In support of this erroneous
recommendation, the R&R states that both District of Columbia v. Heller,
554 U.S. 570 (2008) and McDonald v. Chicago, 561 U.S. 742 (2010)
acknowledges that the right to bear firearms is limited:
“Although we do not undertake an exhaustive historical analysis today of the full scope of the Second Amendment, nothing in our opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms.”
District of Columbia v. Heller, 554 U.S. 570, 626-27 (2008).
However, as
has been discussed in the complaint filed on Oct. 19, 2015, and motions and
affidavits filed since then, Heendeniya never stated anywhere that his mental
illness is so extreme and severe that he is insane, or that a judicial
authority has ever found him to be incompetent, or that he has ever been
diagnosed with a severe mental illness such as schizophrenia or schizoaffective
disorder, etc., or that he has ever been diagnosed with a severe mental illness
such as a delusional disorder.
When Heller
and McDonald , supra, refer to mental illness, it is hard to
believe that the Supreme Court was referring to every type of mental illness--
including depression, anxiety, manic depression, post-traumatic stress
disorder, etc.-- rather than only severe mental illnesses that make people
insane and detached from reality. After all, the author of the Heller, supra,
opinion, Honorable Antonin Scalia is one the foremost advocates for utilizing originalism
in constitutional interpretation.
Thus, to think that the drafters of
the constitutional amendment in 1791 would consider those having and displaying
symptoms of depression, anxiety, manic depression, post-traumatic stress disorder,
etc. (i.e., mental illnesses that are not extremely serious), as being people
who should be prohibited from having firearms for self-defense in their homes
(rather than people who are clearly insane and/or detached from reality due to
suffering from an extremely serious mental illness) is hard to fathom.
Additionally, as this issue relates
to public policy, and as has been mentioned in prior Court filings, according
to the Department of Veterans Affairs, there are currently hundreds of
thousands of military veterans who have served our nation in combat zones (from
Korea to the Iraq and Afghanistan wars) and consequently, have mental illnesses
such as post-traumatic
stress disorder, depression, etc. Thus, by the flawed interpretation and logic
of the R&R, all who suffer from any type of mental illness would supposedly
fall under the “mentally ill” category that is noted above in the Heller
and McDonald, supra, decisions, instead of only those who are
suffering from extremely serious mental illnesses such as psychosis, delusional
disorder, etc. (i.e., detached from reality, insane, or the incompetent).
The R&R also states that the Project
Release v. Prevost, 722 F.2d 960 (2d Cir. 1983) and the United States v.
Waters, 23 F.3d 29 (2d Cir. 1994) decisions have settled the issue as to
whether M.H.L. § 9.27 is unconstitutional on its face due to violating due
process, and also that other decisions such as U.S. v. One (1) Vyatskie Polyany Mach. Bldg. Plant “Molot” VEPR Rifle, 473 F.Supp.2d 374, 375 (2007) have found
18 U.S.C. § 922(g)(4) did not violate the equal protection clause.
Firstly, Vyatskie is no longer applicable due to Heller and McDonald,
supra. As for the Project Release and the Waters, supra,
decisions, they are inapplicable due to Heller and McDonald, supra.
This is partly because when the Second Circuit made the rulings in Project
Release and the Waters, supra, the Court never considered the
draconian implications of an involuntary commitment on the fundamental
constitutional right of the Second Amendment. Also, when these cases were
decided well over 20 years ago, the Second Circuit erroneously used the rational
basis test rather than “strict scrutiny.” See Tyler v. Hillsdale
County Sheriff's Dept., 775 F. 3d 308, 328-29 (6th Cir. 2014) (“we prefer
strict scrutiny over intermediate scrutiny. In choosing strict scrutiny, we
join a significant, increasingly emergent though, as yet, minority view that
concludes that as between intermediate scrutiny and strict scrutiny-the choice
that Greeno requires— the latter is more appropriate for assessing a challenge
to an enumerated constitutional right, especially in light of Heller's
rejection of judicial interest-balancing.”).
Finally, the R&R refers to
several cases such as Redford v. US
Dept. of Treasury, Bur. of Alcohol, 691 F. 2d 471, 473 (10th Cir. 1982) and Huddleston v. United States,
415 US 814, 824 (1974) that state that the “incompetent” or those suffering
from “incompetency” essentially have no right to keep firearms, even when they
have been found to no longer be incompetent. However, Heendeniya never
suggested that the insane, those who have mental illnesses so extreme that it
results in their detachment from reality, those who have been found to be
incompetent by a legal authority have the right to possess firearms. Hence, the
R&R is making a straw man argument in regards to the issue of the insane or
the incompetent not having the right to keep firearms for protection at home,
per Heller and McDonald, supra.
CONCLUSION
Heendeniya
has been correcting and completing the first amended complaint by taking into
account all of the alleged deficiencies noted by the Court in the R&R. He
will deliver the corrected and completed complaint (which is titled “Proposed
First Amended Complaint”) that eliminates most, if not all of the alleged
deficiencies that were pointed out in the R&R, latest by Friday, February 05,
2016.
For the foregoing reasons, the Court
should reject the Report and Recommendation (Dkt. No. 6) in its entirety, and allow Heendeniya to file the
“First Amended Complaint,” and thereafter successfully complete service of
process, per Fed. R. Civ. P. 4, Fed. R. Civ. P. 5, and Fed. R. Civ. P. 6(b), on
all the defendants using the service of the U.S. Marshals office.
Respectfully submitted,
pro se, mentally and
physically disabled plaintiff,
________________
Umesh Heendeniya
P. O. Box 5104
Spring Hill, FL-34611
(508)-263-0145
heendeniyavsjosephshospitalny@gmail.com
heendeniyavsjosephshospitalny@gmail.com
Dated
: Feb. 03, 2016
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